REG-BARCLAYS PLC Form 8.3 - National Express Group plc
15/11/2021 11:20
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,184,743 0.19% 5,616,419 0.91%
(2) Cash-settled derivatives:
5,246,896 0.85% 940,891 0.15%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,431,639 1.05% 6,557,310 1.07%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 114 2.3947 GBP
5p ordinary Purchase 205 2.3540 GBP
5p ordinary Purchase 262 2.3700 GBP
5p ordinary Purchase 606 2.3520 GBP
5p ordinary Purchase 874 2.3716 GBP
5p ordinary Purchase 1,000 2.3460 GBP
5p ordinary Purchase 1,108 2.3609 GBP
5p ordinary Purchase 1,431 2.3780 GBP
5p ordinary Purchase 1,480 2.3580 GBP
5p ordinary Purchase 1,566 2.3740 GBP
5p ordinary Purchase 1,659 2.3653 GBP
5p ordinary Purchase 1,935 2.3800 GBP
5p ordinary Purchase 3,434 2.3663 GBP
5p ordinary Purchase 3,514 2.3675 GBP
5p ordinary Purchase 4,216 2.3683 GBP
5p ordinary Purchase 4,659 2.3573 GBP
5p ordinary Purchase 5,012 2.3673 GBP
5p ordinary Purchase 5,104 2.3754 GBP
5p ordinary Purchase 7,244 2.3802 GBP
5p ordinary Purchase 7,953 2.3674 GBP
5p ordinary Purchase 9,210 2.3633 GBP
5p ordinary Purchase 14,096 2.3658 GBP
5p ordinary Purchase 14,534 2.3701 GBP
5p ordinary Purchase 15,791 2.3777 GBP
5p ordinary Purchase 18,534 2.3799 GBP
5p ordinary Purchase 21,720 2.3781 GBP
5p ordinary Sale 40 2.3597 GBP
5p ordinary Sale 49 2.3727 GBP
5p ordinary Sale 69 2.3746 GBP
5p ordinary Sale 105 2.3821 GBP
5p ordinary Sale 129 2.3829 GBP
5p ordinary Sale 146 2.3766 GBP
5p ordinary Sale 183 2.3740 GBP
5p ordinary Sale 249 2.3741 GBP
5p ordinary Sale 385 2.3751 GBP
5p ordinary Sale 528 2.3845 GBP
5p ordinary Sale 534 2.3860 GBP
5p ordinary Sale 606 2.3520 GBP
5p ordinary Sale 629 2.3698 GBP
5p ordinary Sale 728 2.3726 GBP
5p ordinary Sale 1,030 2.3820 GBP
5p ordinary Sale 1,589 2.3789 GBP
5p ordinary Sale 2,869 2.3826 GBP
5p ordinary Sale 2,948 2.3788 GBP
5p ordinary Sale 3,187 2.3653 GBP
5p ordinary Sale 3,236 2.3753 GBP
5p ordinary Sale 3,245 2.3790 GBP
5p ordinary Sale 3,920 2.3841 GBP
5p ordinary Sale 4,442 2.3864 GBP
5p ordinary Sale 4,611 2.3890 GBP
5p ordinary Sale 4,669 2.3839 GBP
5p ordinary Sale 5,077 2.3755 GBP
5p ordinary Sale 9,959 2.3580 GBP
5p ordinary Sale 17,549 2.3792 GBP
5p ordinary Sale 42,541 2.3840 GBP
5p ordinary Sale 48,857 2.3660 GBP
5p ordinary Sale 104,450 2.3787 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 6 2.3726 GBP
5p ordinary SWAP Long 9 2.3747 GBP
5p ordinary SWAP Long 21 2.3738 GBP
5p ordinary SWAP Long 40 2.3597 GBP
5p ordinary SWAP Long 43 2.3727 GBP
5p ordinary SWAP Long 51 2.3752 GBP
5p ordinary SWAP Long 60 2.3746 GBP
5p ordinary SWAP Long 93 2.3821 GBP
5p ordinary SWAP Long 129 2.3829 GBP
5p ordinary CFD Long 146 2.3766 GBP
5p ordinary SWAP Long 218 2.3872 GBP
5p ordinary SWAP Long 322 2.3825 GBP
5p ordinary SWAP Long 334 2.3751 GBP
5p ordinary SWAP Long 411 2.3741 GBP
5p ordinary SWAP Long 1,055 2.3791 GBP
5p ordinary SWAP Long 1,577 2.3823 GBP
5p ordinary SWAP Long 3,387 2.3887 GBP
5p ordinary CFD Long 3,713 2.3816 GBP
5p ordinary CFD Long 3,808 2.3838 GBP
5p ordinary SWAP Long 4,669 2.3839 GBP
5p ordinary CFD Long 9,139 2.3840 GBP
5p ordinary SWAP Long 16,891 2.3681 GBP
5p ordinary SWAP Long 33,402 2.3840 GBP
5p ordinary SWAP Long 36,756 2.3792 GBP
5p ordinary SWAP Long 47,723 2.3806 GBP
5p ordinary SWAP Short 19 2.3598 GBP
5p ordinary SWAP Short 31 2.3773 GBP
5p ordinary CFD Short 114 2.3947 GBP
5p ordinary SWAP Short 1,047 2.3721 GBP
5p ordinary SWAP Short 2,181 2.3830 GBP
5p ordinary SWAP Short 4,185 2.3682 GBP
5p ordinary SWAP Short 5,951 2.3805 GBP
5p ordinary SWAP Short 14,515 2.3702 GBP
5p ordinary CFD Short 15,791 2.3777 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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