REG-BARCLAYS PLC Form 8.3 - National Express Group plc
19/11/2021 11:15
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,011,629 0.16% 6,185,195 1.01%
(2) Cash-settled derivatives:
5,860,620 0.95% 830,614 0.14%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,872,249 1.12% 7,015,809 1.14%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 1 2.4000 GBP
5p ordinary Purchase 4 2.3950 GBP
5p ordinary Purchase 8 2.3900 GBP
5p ordinary Purchase 15 2.3945 GBP
5p ordinary Purchase 121 2.3831 GBP
5p ordinary Purchase 186 2.3840 GBP
5p ordinary Purchase 521 2.3857 GBP
5p ordinary Purchase 521 2.3877 GBP
5p ordinary Purchase 521 2.3860 GBP
5p ordinary Purchase 529 2.3920 GBP
5p ordinary Purchase 659 2.3800 GBP
5p ordinary Purchase 706 2.3780 GBP
5p ordinary Purchase 1,197 2.3906 GBP
5p ordinary Purchase 1,221 2.3805 GBP
5p ordinary Purchase 2,899 2.3781 GBP
5p ordinary Purchase 2,935 2.3827 GBP
5p ordinary Purchase 7,605 2.3938 GBP
5p ordinary Purchase 10,901 2.3771 GBP
5p ordinary Purchase 13,384 2.3777 GBP
5p ordinary Purchase 14,322 2.3813 GBP
5p ordinary Purchase 20,273 2.3880 GBP
5p ordinary Purchase 23,302 2.3844 GBP
5p ordinary Sale 50 2.3943 GBP
5p ordinary Sale 72 2.4020 GBP
5p ordinary Sale 311 2.3820 GBP
5p ordinary Sale 529 2.3660 GBP
5p ordinary Sale 547 2.3920 GBP
5p ordinary Sale 1,144 2.3913 GBP
5p ordinary Sale 1,402 2.3868 GBP
5p ordinary Sale 1,985 2.3802 GBP
5p ordinary Sale 2,267 2.3891 GBP
5p ordinary Sale 2,512 2.3900 GBP
5p ordinary Sale 2,877 2.3781 GBP
5p ordinary Sale 2,944 2.3858 GBP
5p ordinary Sale 4,123 2.3833 GBP
5p ordinary Sale 4,311 2.3849 GBP
5p ordinary Sale 5,752 2.3766 GBP
5p ordinary Sale 7,249 2.3763 GBP
5p ordinary Sale 9,901 2.3780 GBP
5p ordinary Sale 11,374 2.3901 GBP
5p ordinary Sale 13,123 2.3855 GBP
5p ordinary Sale 20,580 2.3880 GBP
5p ordinary Sale 98,661 2.3844 GBP
5p ordinary Sale 190,688 2.3938 GBP
5p ordinary Sale 238,492 2.3958 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 84 2.3839 GBP
5p ordinary SWAP Long 507 2.3798 GBP
5p ordinary SWAP Long 1,060 2.3919 GBP
5p ordinary SWAP Long 2,030 2.3779 GBP
5p ordinary SWAP Long 2,267 2.3891 GBP
5p ordinary SWAP Long 3,215 2.3752 GBP
5p ordinary SWAP Long 5,730 2.3855 GBP
5p ordinary SWAP Long 6,067 2.3842 GBP
5p ordinary CFD Long 6,157 2.3792 GBP
5p ordinary CFD Long 9,759 2.3779 GBP
5p ordinary SWAP Long 24,539 2.3831 GBP
5p ordinary CFD Long 27,994 2.3877 GBP
5p ordinary SWAP Long 32,178 2.3841 GBP
5p ordinary SWAP Long 34,383 2.3862 GBP
5p ordinary SWAP Long 190,688 2.3938 GBP
5p ordinary SWAP Long 238,492 2.3958 GBP
5p ordinary SWAP Short 43 2.3950 GBP
5p ordinary CFD Short 121 2.3831 GBP
5p ordinary SWAP Short 700 2.3961 GBP
5p ordinary SWAP Short 1,197 2.3906 GBP
5p ordinary SWAP Short 6,509 2.3790 GBP
5p ordinary SWAP Short 7,562 2.3938 GBP
5p ordinary SWAP Short 10,048 2.3822 GBP
5p ordinary CFD Short 23,302 2.3844 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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