REG-BARCLAYS PLC Form 8.3 - National Express Group plc
22/11/2021 12:25
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 945,962 0.15% 6,565,134 1.07%
(2) Cash-settled derivatives:
6,281,394 1.02% 785,808 0.13%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 7,227,356 1.18% 7,350,942 1.20%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 113 2.3358 GBP
5p ordinary Purchase 277 2.2709 GBP
5p ordinary Purchase 363 2.2720 GBP
5p ordinary Purchase 450 2.2719 GBP
5p ordinary Purchase 515 2.2760 GBP
5p ordinary Purchase 628 2.2680 GBP
5p ordinary Purchase 704 2.3008 GBP
5p ordinary Purchase 905 2.2840 GBP
5p ordinary Purchase 1,289 2.2780 GBP
5p ordinary Purchase 1,341 2.2820 GBP
5p ordinary Purchase 1,510 2.2800 GBP
5p ordinary Purchase 2,757 2.2749 GBP
5p ordinary Purchase 4,830 2.2795 GBP
5p ordinary Purchase 5,572 2.2879 GBP
5p ordinary Purchase 7,414 2.3557 GBP
5p ordinary Purchase 16,083 2.2885 GBP
5p ordinary Purchase 16,898 2.2777 GBP
5p ordinary Purchase 17,973 2.2803 GBP
5p ordinary Purchase 21,334 2.2804 GBP
5p ordinary Purchase 22,038 2.3384 GBP
5p ordinary Purchase 33,728 2.3588 GBP
5p ordinary Purchase 36,066 2.3604 GBP
5p ordinary Purchase 48,118 2.2841 GBP
5p ordinary Purchase 52,750 2.2891 GBP
5p ordinary Purchase 146,171 2.2798 GBP
5p ordinary Sale 50 2.2835 GBP
5p ordinary Sale 80 2.2902 GBP
5p ordinary Sale 134 2.2756 GBP
5p ordinary Sale 666 2.2900 GBP
5p ordinary Sale 713 2.2740 GBP
5p ordinary Sale 1,030 2.2752 GBP
5p ordinary Sale 1,232 2.2820 GBP
5p ordinary Sale 1,289 2.2780 GBP
5p ordinary Sale 1,311 2.2778 GBP
5p ordinary Sale 1,646 2.2732 GBP
5p ordinary Sale 1,873 2.2830 GBP
5p ordinary Sale 3,297 2.2840 GBP
5p ordinary Sale 3,612 2.2779 GBP
5p ordinary Sale 4,088 2.2797 GBP
5p ordinary Sale 7,263 2.2849 GBP
5p ordinary Sale 9,311 2.2903 GBP
5p ordinary Sale 14,931 2.2801 GBP
5p ordinary Sale 16,735 2.2860 GBP
5p ordinary Sale 18,041 2.2871 GBP
5p ordinary Sale 19,078 2.2800 GBP
5p ordinary Sale 26,964 2.2862 GBP
5p ordinary Sale 31,343 2.2807 GBP
5p ordinary Sale 35,803 2.2833 GBP
5p ordinary Sale 47,849 2.2851 GBP
5p ordinary Sale 77,182 2.2798 GBP
5p ordinary Sale 99,224 2.3546 GBP
5p ordinary Sale 104,963 2.2829 GBP
5p ordinary Sale 176,049 2.2881 GBP
5p ordinary Sale 179,676 2.2826 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 808 2.3678 GBP
5p ordinary SWAP Long 4,479 2.2995 GBP
5p ordinary CFD Long 7,578 2.2798 GBP
5p ordinary CFD Long 7,903 2.2800 GBP
5p ordinary CFD Long 12,123 2.2733 GBP
5p ordinary SWAP Long 13,562 2.2831 GBP
5p ordinary SWAP Long 15,084 2.2843 GBP
5p ordinary SWAP Long 16,992 2.2913 GBP
5p ordinary SWAP Long 30,857 2.2816 GBP
5p ordinary SWAP Long 55,516 2.2870 GBP
5p ordinary SWAP Long 60,160 2.2821 GBP
5p ordinary SWAP Long 77,182 2.2798 GBP
5p ordinary SWAP Long 83,063 2.2830 GBP
5p ordinary SWAP Long 176,049 2.2881 GBP
5p ordinary CFD Short 109 2.2820 GBP
5p ordinary SWAP Short 144 2.2820 GBP
5p ordinary CFD Short 1,431 2.2800 GBP
5p ordinary SWAP Short 5,216 2.2911 GBP
5p ordinary SWAP Short 5,428 2.2880 GBP
5p ordinary SWAP Short 5,445 2.2778 GBP
5p ordinary SWAP Short 10,867 2.2873 GBP
5p ordinary CFD Short 21,334 2.2804 GBP
5p ordinary SWAP Short 21,457 2.2895 GBP
5p ordinary SWAP Short 26,674 2.2797 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
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