REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
17/12/2021 12:25
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 December 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 379,967 0.06% 8,900,868 1.45%
(2) Cash-settled derivatives:
8,695,118 1.42% 253,135 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 9,075,085 1.48% 9,154,003 1.49%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 118 2.4020 GBP
5p ordinary Purchase 250 2.3360 GBP
5p ordinary Purchase 595 2.3540 GBP
5p ordinary Purchase 616 2.3380 GBP
5p ordinary Purchase 1,242 2.3930 GBP
5p ordinary Purchase 1,424 2.3647 GBP
5p ordinary Purchase 1,969 2.3639 GBP
5p ordinary Purchase 4,015 2.3770 GBP
5p ordinary Purchase 4,270 2.3550 GBP
5p ordinary Purchase 13,884 2.3594 GBP
5p ordinary Purchase 14,832 2.3672 GBP
5p ordinary Purchase 15,481 2.3480 GBP
5p ordinary Purchase 19,231 2.3492 GBP
5p ordinary Purchase 20,416 2.3517 GBP
5p ordinary Purchase 80,356 2.3583 GBP
5p ordinary Sale 152 2.3502 GBP
5p ordinary Sale 270 2.3435 GBP
5p ordinary Sale 427 2.3682 GBP
5p ordinary Sale 936 2.3504 GBP
5p ordinary Sale 1,877 2.3580 GBP
5p ordinary Sale 1,945 2.3525 GBP
5p ordinary Sale 3,340 2.3596 GBP
5p ordinary Sale 3,625 2.3620 GBP
5p ordinary Sale 3,893 2.3648 GBP
5p ordinary Sale 4,015 2.3772 GBP
5p ordinary Sale 4,270 2.3520 GBP
5p ordinary Sale 4,365 2.3638 GBP
5p ordinary Sale 4,523 2.3586 GBP
5p ordinary Sale 4,678 2.3745 GBP
5p ordinary Sale 5,050 2.3669 GBP
5p ordinary Sale 5,286 2.3481 GBP
5p ordinary Sale 9,087 2.3640 GBP
5p ordinary Sale 9,771 2.3566 GBP
5p ordinary Sale 13,258 2.3600 GBP
5p ordinary Sale 15,521 2.3567 GBP
5p ordinary Sale 15,731 2.3506 GBP
5p ordinary Sale 18,720 2.3616 GBP
5p ordinary Sale 21,624 2.3571 GBP
5p ordinary Sale 54,131 2.3602 GBP
5p ordinary Sale 55,706 2.3581 GBP
5p ordinary Sale 115,293 2.3555 GBP
5p ordinary Sale 199,971 2.3480 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 100 2.3699 GBP
5p ordinary SWAP Long 265 2.3900 GBP
5p ordinary SWAP Long 632 2.3598 GBP
5p ordinary SWAP Long 1,945 2.3525 GBP
5p ordinary SWAP Long 2,841 2.3499 GBP
5p ordinary SWAP Long 3,915 2.3644 GBP
5p ordinary SWAP Long 12,696 2.3572 GBP
5p ordinary SWAP Long 13,590 2.3586 GBP
5p ordinary SWAP Long 24,590 2.3550 GBP
5p ordinary SWAP Long 27,479 2.3516 GBP
5p ordinary CFD Long 28,343 2.3564 GBP
5p ordinary SWAP Long 31,050 2.3617 GBP
5p ordinary CFD Long 41,580 2.3609 GBP
5p ordinary SWAP Long 46,565 2.3545 GBP
5p ordinary SWAP Long 48,851 2.3605 GBP
5p ordinary SWAP Long 53,447 2.3583 GBP
5p ordinary SWAP Long 199,971 2.3480 GBP
5p ordinary CFD Short 1,969 2.3639 GBP
5p ordinary SWAP Short 4,525 2.3480 GBP
5p ordinary SWAP Short 5,515 2.3630 GBP
5p ordinary CFD Short 12,309 2.3889 GBP
5p ordinary SWAP Short 13,884 2.3594 GBP
5p ordinary SWAP Short 15,891 2.3528 GBP
5p ordinary SWAP Short 19,867 2.3653 GBP
5p ordinary CFD Short 63,658 2.3480 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52552766&newsitemid=20211217005212&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=41acb9148e7e91acd07e623e23d14c00)
.
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