REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
05/01/2022 11:45
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 577,221 0.09% 9,952,048 1.62%
(2) Cash-settled derivatives:
9,677,930 1.58% 245,112 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,255,151 1.67% 10,197,160 1.66%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 621 2.6060 GBP
5p ordinary Purchase 688 2.5984 GBP
5p ordinary Purchase 1,372 2.6206 GBP
5p ordinary Purchase 1,532 2.6253 GBP
5p ordinary Purchase 1,597 2.6020 GBP
5p ordinary Purchase 2,280 2.6618 GBP
5p ordinary Purchase 2,951 2.6236 GBP
5p ordinary Purchase 4,378 2.6455 GBP
5p ordinary Purchase 5,463 2.6336 GBP
5p ordinary Purchase 6,452 2.6715 GBP
5p ordinary Purchase 11,143 2.6484 GBP
5p ordinary Purchase 14,431 2.6223 GBP
5p ordinary Purchase 15,868 2.6005 GBP
5p ordinary Purchase 29,064 2.6633 GBP
5p ordinary Purchase 30,560 2.6442 GBP
5p ordinary Purchase 40,671 2.6567 GBP
5p ordinary Purchase 88,568 2.6620 GBP
5p ordinary Purchase 109,151 2.6478 GBP
5p ordinary Sale 591 2.6590 GBP
5p ordinary Sale 616 2.6600 GBP
5p ordinary Sale 642 2.6660 GBP
5p ordinary Sale 1,225 2.6650 GBP
5p ordinary Sale 1,597 2.6020 GBP
5p ordinary Sale 1,664 2.6470 GBP
5p ordinary Sale 1,736 2.6431 GBP
5p ordinary Sale 1,747 2.6721 GBP
5p ordinary Sale 1,824 2.6468 GBP
5p ordinary Sale 1,898 2.6135 GBP
5p ordinary Sale 1,899 2.6637 GBP
5p ordinary Sale 2,971 2.6569 GBP
5p ordinary Sale 6,158 2.6542 GBP
5p ordinary Sale 6,995 2.6320 GBP
5p ordinary Sale 7,186 2.6498 GBP
5p ordinary Sale 7,397 2.6520 GBP
5p ordinary Sale 9,028 2.6523 GBP
5p ordinary Sale 17,171 2.6635 GBP
5p ordinary Sale 23,577 2.6626 GBP
5p ordinary Sale 24,416 2.6220 GBP
5p ordinary Sale 30,001 2.6521 GBP
5p ordinary Sale 37,741 2.6406 GBP
5p ordinary Sale 66,571 2.6620 GBP
5p ordinary Sale 172,738 2.6479 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 481 2.6699 GBP
5p ordinary SWAP Long 1,122 2.6347 GBP
5p ordinary SWAP Long 4,058 2.6301 GBP
5p ordinary SWAP Long 6,275 2.6550 GBP
5p ordinary SWAP Long 12,576 2.6431 GBP
5p ordinary SWAP Long 22,620 2.6618 GBP
5p ordinary SWAP Long 29,390 2.6572 GBP
5p ordinary SWAP Long 33,202 2.6414 GBP
5p ordinary CFD Long 34,999 2.6458 GBP
5p ordinary SWAP Long 51,350 2.6363 GBP
5p ordinary SWAP Long 59,722 2.6511 GBP
5p ordinary CFD Long 64,332 2.6619 GBP
5p ordinary CFD Short 688 2.5984 GBP
5p ordinary SWAP Short 1,975 2.6620 GBP
5p ordinary SWAP Short 6,041 2.6307 GBP
5p ordinary SWAP Short 8,201 2.6410 GBP
5p ordinary SWAP Short 8,390 2.6163 GBP
5p ordinary CFD Short 11,143 2.6484 GBP
5p ordinary SWAP Short 11,185 2.6358 GBP
5p ordinary CFD Short 12,792 2.6080 GBP
5p ordinary SWAP Short 20,384 2.6438 GBP
5p ordinary CFD Short 22,694 2.6622 GBP
5p ordinary SWAP Short 29,718 2.6528 GBP
5p ordinary SWAP Short 42,084 2.6486 GBP
5p ordinary CFD Short 60,504 2.6620 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52558213&newsitemid=20220105005593&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=750fc569291d3e3f3459022a001f79b0)
.
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