REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
06/01/2022 12:10
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 609,119 0.10% 10,165,784 1.66%
(2) Cash-settled derivatives:
9,817,602 1.60% 245,112 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,426,721 1.70% 10,410,896 1.70%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 172 2.6027 GBP
5p ordinary Purchase 244 2.6257 GBP
5p ordinary Purchase 263 2.5920 GBP
5p ordinary Purchase 358 2.6280 GBP
5p ordinary Purchase 567 2.6440 GBP
5p ordinary Purchase 1,134 2.6457 GBP
5p ordinary Purchase 1,227 2.5926 GBP
5p ordinary Purchase 1,242 2.6051 GBP
5p ordinary Purchase 1,392 2.5962 GBP
5p ordinary Purchase 1,467 2.6369 GBP
5p ordinary Purchase 1,542 2.5865 GBP
5p ordinary Purchase 1,769 2.5910 GBP
5p ordinary Purchase 2,022 2.6131 GBP
5p ordinary Purchase 2,422 2.6336 GBP
5p ordinary Purchase 4,554 2.6304 GBP
5p ordinary Purchase 10,584 2.5740 GBP
5p ordinary Purchase 30,191 2.5793 GBP
5p ordinary Purchase 119,659 2.5890 GBP
5p ordinary Sale 190 2.6160 GBP
5p ordinary Sale 578 2.6411 GBP
5p ordinary Sale 944 2.6479 GBP
5p ordinary Sale 1,191 2.6261 GBP
5p ordinary Sale 1,985 2.5873 GBP
5p ordinary Sale 2,832 2.6301 GBP
5p ordinary Sale 3,137 2.6013 GBP
5p ordinary Sale 3,329 2.6363 GBP
5p ordinary Sale 3,637 2.6248 GBP
5p ordinary Sale 4,214 2.6394 GBP
5p ordinary Sale 4,265 2.5740 GBP
5p ordinary Sale 4,468 2.6111 GBP
5p ordinary Sale 4,593 2.6321 GBP
5p ordinary Sale 5,539 2.6316 GBP
5p ordinary Sale 5,830 2.6440 GBP
5p ordinary Sale 5,863 2.6050 GBP
5p ordinary Sale 5,877 2.5741 GBP
5p ordinary Sale 6,344 2.5738 GBP
5p ordinary Sale 7,608 2.6400 GBP
5p ordinary Sale 8,163 2.6066 GBP
5p ordinary Sale 13,608 2.6133 GBP
5p ordinary Sale 18,879 2.5824 GBP
5p ordinary Sale 30,970 2.5835 GBP
5p ordinary Sale 34,767 2.6250 GBP
5p ordinary Sale 37,615 2.5770 GBP
5p ordinary Sale 62,418 2.6276 GBP
5p ordinary Sale 83,803 2.6300 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 348 2.6698 GBP
5p ordinary CFD Long 944 2.6479 GBP
5p ordinary SWAP Long 1,006 2.5739 GBP
5p ordinary SWAP Long 1,106 2.6454 GBP
5p ordinary SWAP Long 1,726 2.6203 GBP
5p ordinary CFD Long 1,985 2.5873 GBP
5p ordinary SWAP Long 4,265 2.5740 GBP
5p ordinary SWAP Long 4,285 2.6194 GBP
5p ordinary CFD Long 4,593 2.6321 GBP
5p ordinary CFD Long 5,863 2.6050 GBP
5p ordinary CFD Long 6,344 2.5738 GBP
5p ordinary SWAP Long 6,959 2.6456 GBP
5p ordinary SWAP Long 7,001 2.6362 GBP
5p ordinary CFD Long 8,163 2.6066 GBP
5p ordinary SWAP Long 9,844 2.6233 GBP
5p ordinary SWAP Long 10,072 2.6137 GBP
5p ordinary SWAP Long 13,364 2.6353 GBP
5p ordinary CFD Long 18,879 2.5824 GBP
5p ordinary SWAP Long 20,859 2.6349 GBP
5p ordinary CFD Long 21,861 2.6278 GBP
5p ordinary SWAP Long 22,517 2.6220 GBP
5p ordinary SWAP Long 28,602 2.6258 GBP
5p ordinary SWAP Long 39,680 2.6299 GBP
5p ordinary SWAP Long 42,073 2.6255 GBP
5p ordinary SWAP Short 68 2.6391 GBP
5p ordinary SWAP Short 793 2.6428 GBP
5p ordinary SWAP Short 2,553 2.5940 GBP
5p ordinary CFD Short 4,554 2.6304 GBP
5p ordinary CFD Short 9,429 2.6384 GBP
5p ordinary CFD Short 10,584 2.5740 GBP
5p ordinary SWAP Short 12,252 2.6249 GBP
5p ordinary SWAP Short 16,048 2.6271 GBP
5p ordinary SWAP Short 22,887 2.5740 GBP
5p ordinary CFD Short 63,499 2.5742 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52555791&newsitemid=20220106005488&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=e55e4dd2dbb49b1f2b8ba49455bf1df9)
.
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