REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
10/01/2022 11:40
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 502,870 0.08% 10,095,460 1.64%
(2) Cash-settled derivatives:
9,850,023 1.60% 244,220 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 10,352,893 1.69% 10,339,680 1.68%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 59 2.5224 GBP
5p ordinary Purchase 70 2.5190 GBP
5p ordinary Purchase 258 2.5164 GBP
5p ordinary Purchase 382 2.5100 GBP
5p ordinary Purchase 649 2.5340 GBP
5p ordinary Purchase 798 2.5290 GBP
5p ordinary Purchase 957 2.5390 GBP
5p ordinary Purchase 1,028 2.5123 GBP
5p ordinary Purchase 1,634 2.5244 GBP
5p ordinary Purchase 1,700 2.5019 GBP
5p ordinary Purchase 3,995 2.5039 GBP
5p ordinary Purchase 6,507 2.5103 GBP
5p ordinary Purchase 12,014 2.5096 GBP
5p ordinary Purchase 13,089 2.5380 GBP
5p ordinary Purchase 13,363 2.5218 GBP
5p ordinary Purchase 24,915 2.4910 GBP
5p ordinary Purchase 44,754 2.5161 GBP
5p ordinary Sale 102 2.5260 GBP
5p ordinary Sale 382 2.5102 GBP
5p ordinary Sale 561 2.5082 GBP
5p ordinary Sale 572 2.5100 GBP
5p ordinary Sale 1,163 2.5280 GBP
5p ordinary Sale 1,213 2.4849 GBP
5p ordinary Sale 1,496 2.5172 GBP
5p ordinary Sale 1,641 2.5092 GBP
5p ordinary Sale 1,661 2.5281 GBP
5p ordinary Sale 1,855 2.5275 GBP
5p ordinary Sale 1,865 2.4919 GBP
5p ordinary Sale 2,356 2.5084 GBP
5p ordinary Sale 3,529 2.4966 GBP
5p ordinary Sale 3,687 2.4900 GBP
5p ordinary Sale 3,857 2.5215 GBP
5p ordinary Sale 3,860 2.5381 GBP
5p ordinary Sale 4,602 2.5059 GBP
5p ordinary Sale 4,725 2.5065 GBP
5p ordinary Sale 12,877 2.5191 GBP
5p ordinary Sale 26,759 2.5076 GBP
5p ordinary Sale 40,500 2.5103 GBP
5p ordinary Sale 178,829 2.5380 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 256 2.5005 GBP
5p ordinary SWAP Long 496 2.4979 GBP
5p ordinary SWAP Long 573 2.5258 GBP
5p ordinary SWAP Long 704 2.5180 GBP
5p ordinary SWAP Long 1,661 2.5281 GBP
5p ordinary SWAP Long 1,982 2.5378 GBP
5p ordinary SWAP Long 2,094 2.5379 GBP
5p ordinary SWAP Long 2,357 2.5084 GBP
5p ordinary CFD Long 2,567 2.5377 GBP
5p ordinary SWAP Long 2,788 2.5248 GBP
5p ordinary CFD Long 3,041 2.5208 GBP
5p ordinary CFD Long 3,289 2.5317 GBP
5p ordinary CFD Long 3,760 2.5102 GBP
5p ordinary CFD Long 4,287 2.5288 GBP
5p ordinary SWAP Long 9,846 2.5188 GBP
5p ordinary SWAP Long 12,190 2.5028 GBP
5p ordinary SWAP Long 20,963 2.5026 GBP
5p ordinary CFD Long 65,141 2.5380 GBP
5p ordinary SWAP Long 115,434 2.5380 GBP
5p ordinary SWAP Short 59 2.5224 GBP
5p ordinary CFD Short 70 2.5190 GBP
5p ordinary SWAP Short 71 2.5179 GBP
5p ordinary SWAP Short 258 2.5164 GBP
5p ordinary SWAP Short 291 2.5176 GBP
5p ordinary SWAP Short 932 2.5380 GBP
5p ordinary SWAP Short 4,618 2.5162 GBP
5p ordinary CFD Short 7,980 2.5388 GBP
5p ordinary SWAP Short 12,540 2.5134 GBP
5p ordinary SWAP Short 14,245 2.5106 GBP
5p ordinary SWAP Short 28,482 2.5087 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52560137&newsitemid=20220110005517&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=f5e965d1b6e6696a28ccb1d82e97f9b7)
.
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