REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
13/01/2022 13:00
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 526,689 0.09% 10,353,008 1.69%
(2) Cash-settled derivatives:
9,933,869 1.62% 246,128 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,460,558 1.70% 10,599,136 1.73%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 153 2.5825 GBP
5p ordinary Purchase 315 2.5730 GBP
5p ordinary Purchase 867 2.5662 GBP
5p ordinary Purchase 1,651 2.5691 GBP
5p ordinary Purchase 4,474 2.5731 GBP
5p ordinary Purchase 8,740 2.5819 GBP
5p ordinary Purchase 9,595 2.5759 GBP
5p ordinary Purchase 24,980 2.5729 GBP
5p ordinary Purchase 86,332 2.5740 GBP
5p ordinary Sale 194 2.5798 GBP
5p ordinary Sale 315 2.5730 GBP
5p ordinary Sale 437 2.5741 GBP
5p ordinary Sale 549 2.5580 GBP
5p ordinary Sale 630 2.5800 GBP
5p ordinary Sale 761 2.5812 GBP
5p ordinary Sale 783 2.5591 GBP
5p ordinary Sale 1,440 2.5765 GBP
5p ordinary Sale 2,459 2.5699 GBP
5p ordinary Sale 2,693 2.5706 GBP
5p ordinary Sale 2,804 2.5770 GBP
5p ordinary Sale 3,496 2.5660 GBP
5p ordinary Sale 5,199 2.5738 GBP
5p ordinary Sale 5,460 2.5688 GBP
5p ordinary Sale 6,504 2.5719 GBP
5p ordinary Sale 18,031 2.5753 GBP
5p ordinary Sale 26,579 2.5685 GBP
5p ordinary Sale 53,520 2.5740 GBP
5p ordinary Sale 59,758 2.5735 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 194 2.5798 GBP
5p ordinary CFD Long 783 2.5591 GBP
5p ordinary SWAP Long 1,093 2.5712 GBP
5p ordinary SWAP Long 1,366 2.5689 GBP
5p ordinary SWAP Long 2,224 2.5716 GBP
5p ordinary SWAP Long 2,259 2.5675 GBP
5p ordinary CFD Long 2,458 2.5656 GBP
5p ordinary CFD Long 2,693 2.5706 GBP
5p ordinary SWAP Long 4,859 2.5723 GBP
5p ordinary SWAP Long 4,970 2.5739 GBP
5p ordinary CFD Long 5,460 2.5688 GBP
5p ordinary SWAP Long 5,606 2.5701 GBP
5p ordinary CFD Long 6,504 2.5719 GBP
5p ordinary CFD Long 7,014 2.5737 GBP
5p ordinary SWAP Long 12,689 2.5775 GBP
5p ordinary CFD Long 13,631 2.5738 GBP
5p ordinary SWAP Long 19,611 2.5741 GBP
5p ordinary CFD Long 26,579 2.5685 GBP
5p ordinary SWAP Long 46,923 2.5740 GBP
5p ordinary CFD Short 153 2.5826 GBP
5p ordinary SWAP Short 222 2.5727 GBP
5p ordinary SWAP Short 408 2.5599 GBP
5p ordinary SWAP Short 1,833 2.5710 GBP
5p ordinary SWAP Short 3,487 2.5820 GBP
5p ordinary SWAP Short 3,993 2.5735 GBP
5p ordinary SWAP Short 4,694 2.5728 GBP
5p ordinary SWAP Short 5,253 2.5818 GBP
5p ordinary SWAP Short 9,187 2.5766 GBP
5p ordinary SWAP Short 11,085 2.5740 GBP
5p ordinary SWAP Short 21,230 2.5725 GBP
5p ordinary CFD Short 73,291 2.5739 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52562397&newsitemid=20220113005515&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=bde5081173a1371a58f5d7782cb685b7)
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