REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
17/01/2022 13:25
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 14 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 545,522 0.09% 10,433,341 1.70%
(2) Cash-settled derivatives:
9,989,841 1.63% 249,706 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 10,535,363 1.72% 10,683,047 1.74%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 21 2.6077 GBP
5p ordinary Purchase 178 2.6200 GBP
5p ordinary Purchase 448 2.6252 GBP
5p ordinary Purchase 1,102 2.6100 GBP
5p ordinary Purchase 1,236 2.6076 GBP
5p ordinary Purchase 1,276 2.6117 GBP
5p ordinary Purchase 4,825 2.6058 GBP
5p ordinary Purchase 5,750 2.6059 GBP
5p ordinary Purchase 7,189 2.6080 GBP
5p ordinary Purchase 7,648 2.6083 GBP
5p ordinary Purchase 11,921 2.6124 GBP
5p ordinary Purchase 14,461 2.6060 GBP
5p ordinary Purchase 25,765 2.6101 GBP
5p ordinary Sale 137 2.6059 GBP
5p ordinary Sale 183 2.6104 GBP
5p ordinary Sale 365 2.6138 GBP
5p ordinary Sale 450 2.6075 GBP
5p ordinary Sale 459 2.6100 GBP
5p ordinary Sale 498 2.6042 GBP
5p ordinary Sale 680 2.6111 GBP
5p ordinary Sale 685 2.6098 GBP
5p ordinary Sale 1,267 2.6130 GBP
5p ordinary Sale 1,427 2.6211 GBP
5p ordinary Sale 4,553 2.6132 GBP
5p ordinary Sale 6,831 2.6066 GBP
5p ordinary Sale 7,189 2.6080 GBP
5p ordinary Sale 9,782 2.6067 GBP
5p ordinary Sale 18,547 2.6136 GBP
5p ordinary Sale 22,949 2.6087 GBP
5p ordinary Sale 36,588 2.6060 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 117 2.6099 GBP
5p ordinary SWAP Long 137 2.6059 GBP
5p ordinary SWAP Long 183 2.6104 GBP
5p ordinary SWAP Long 311 2.6068 GBP
5p ordinary SWAP Long 365 2.6138 GBP
5p ordinary SWAP Long 503 2.6092 GBP
5p ordinary SWAP Long 680 2.6111 GBP
5p ordinary SWAP Long 685 2.6098 GBP
5p ordinary SWAP Long 1,116 2.6251 GBP
5p ordinary SWAP Long 1,569 2.6129 GBP
5p ordinary SWAP Long 2,031 2.6224 GBP
5p ordinary SWAP Long 8,329 2.6088 GBP
5p ordinary CFD Long 10,659 2.6128 GBP
5p ordinary SWAP Long 16,013 2.6127 GBP
5p ordinary SWAP Long 38,839 2.6060 GBP
5p ordinary CFD Short 21 2.6104 GBP
5p ordinary SWAP Short 178 2.6200 GBP
5p ordinary SWAP Short 420 2.6019 GBP
5p ordinary SWAP Short 448 2.6252 GBP
5p ordinary CFD Short 2,931 2.6062 GBP
5p ordinary SWAP Short 6,777 2.6111 GBP
5p ordinary CFD Short 7,351 2.6060 GBP
5p ordinary SWAP Short 8,006 2.6060 GBP
5p ordinary SWAP Short 8,443 2.6085 GBP
5p ordinary SWAP Short 9,348 2.6144 GBP
5p ordinary CFD Short 11,921 2.6124 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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