REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
19/01/2022 14:35
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220119:nBw9CwRCza&default-theme=true
FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 520,802 0.08% 10,486,976 1.71%
(2) Cash-settled derivatives:
10,028,904 1.63% 256,508 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,549,706 1.72% 10,743,484 1.75%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 6 2.6100 GBP
5p ordinary Purchase 115 2.6235 GBP
5p ordinary Purchase 164 2.6060 GBP
5p ordinary Purchase 342 2.6080 GBP
5p ordinary Purchase 711 2.6321 GBP
5p ordinary Purchase 1,057 2.6384 GBP
5p ordinary Purchase 1,326 2.6190 GBP
5p ordinary Purchase 2,951 2.6071 GBP
5p ordinary Purchase 3,285 2.6288 GBP
5p ordinary Purchase 4,516 2.6048 GBP
5p ordinary Purchase 6,002 2.6257 GBP
5p ordinary Purchase 11,704 2.6208 GBP
5p ordinary Purchase 103,576 2.6245 GBP
5p ordinary Purchase 110,590 2.6112 GBP
5p ordinary Sale 52 2.6217 GBP
5p ordinary Sale 61 2.6340 GBP
5p ordinary Sale 523 2.6240 GBP
5p ordinary Sale 570 2.6070 GBP
5p ordinary Sale 582 2.6241 GBP
5p ordinary Sale 601 2.6420 GBP
5p ordinary Sale 1,239 2.6040 GBP
5p ordinary Sale 1,381 2.6432 GBP
5p ordinary Sale 1,411 2.6095 GBP
5p ordinary Sale 1,494 2.6080 GBP
5p ordinary Sale 1,516 2.6355 GBP
5p ordinary Sale 2,072 2.6061 GBP
5p ordinary Sale 2,242 2.6367 GBP
5p ordinary Sale 2,459 2.6358 GBP
5p ordinary Sale 2,795 2.6370 GBP
5p ordinary Sale 3,036 2.6320 GBP
5p ordinary Sale 4,332 2.6046 GBP
5p ordinary Sale 5,443 2.6294 GBP
5p ordinary Sale 5,637 2.6258 GBP
5p ordinary Sale 23,624 2.6274 GBP
5p ordinary Sale 30,165 2.6232 GBP
5p ordinary Sale 35,912 2.6387 GBP
5p ordinary Sale 58,724 2.6127 GBP
5p ordinary Sale 118,022 2.6060 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 8 2.6037 GBP
5p ordinary CFD Long 52 2.6219 GBP
5p ordinary CFD Long 90 2.6038 GBP
5p ordinary SWAP Long 102 2.6339 GBP
5p ordinary CFD Long 582 2.6241 GBP
5p ordinary SWAP Long 977 2.6382 GBP
5p ordinary CFD Long 1,120 2.6294 GBP
5p ordinary CFD Long 1,141 2.6039 GBP
5p ordinary CFD Long 1,494 2.6080 GBP
5p ordinary CFD Long 1,516 2.6355 GBP
5p ordinary SWAP Long 2,429 2.6152 GBP
5p ordinary SWAP Long 3,167 2.6338 GBP
5p ordinary SWAP Long 3,346 2.6268 GBP
5p ordinary SWAP Long 3,438 2.6366 GBP
5p ordinary SWAP Long 3,775 2.6060 GBP
5p ordinary SWAP Long 4,667 2.6150 GBP
5p ordinary SWAP Long 8,908 2.6214 GBP
5p ordinary SWAP Long 11,278 2.6294 GBP
5p ordinary CFD Long 30,165 2.6232 GBP
5p ordinary CFD Long 82,199 2.6059 GBP
5p ordinary SWAP Short 48 2.6469 GBP
5p ordinary CFD Short 115 2.6236 GBP
5p ordinary CFD Short 164 2.6059 GBP
5p ordinary SWAP Short 355 2.6433 GBP
5p ordinary SWAP Short 356 2.6209 GBP
5p ordinary SWAP Short 605 2.6359 GBP
5p ordinary SWAP Short 1,009 2.6380 GBP
5p ordinary SWAP Short 7,525 2.6276 GBP
5p ordinary SWAP Short 7,699 2.6285 GBP
5p ordinary CFD Short 11,704 2.6208 GBP
5p ordinary SWAP Short 17,076 2.6175 GBP
5p ordinary SWAP Short 33,571 2.6129 GBP
5p ordinary CFD Short 54,727 2.6062 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52565169&newsitemid=20220119005678&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=861d1f2aff72fe7cbb60a11c12aeed78)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220119005678/en/
(https://www.businesswire.com/news/home/20220119005678/en/)
BARCLAYS PLC
Copyright Business Wire 2022Recent news on Barclays
See all newsREG - Barclays PLC NCC Group PLC - Form 8.3 NCC GROUP PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC Intertek Group Plc - Form 8.3 INTERTEK GROUP PLC
AnnouncementREG - Barclays PLC Life Science REIT - Form 8.3 LIFE SCIENCE REIT PLC
Announcement