REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
20/01/2022 14:35
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 539,631 0.09% 10,446,363 1.70%
(2) Cash-settled derivatives:
9,956,199 1.62% 260,063 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,495,830 1.71% 10,706,426 1.74%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 44 2.6900 GBP
5p ordinary Purchase 120 2.6806 GBP
5p ordinary Purchase 594 2.6397 GBP
5p ordinary Purchase 687 2.6771 GBP
5p ordinary Purchase 1,208 2.6618 GBP
5p ordinary Purchase 1,388 2.6894 GBP
5p ordinary Purchase 3,693 2.6779 GBP
5p ordinary Purchase 5,278 2.6762 GBP
5p ordinary Purchase 6,912 2.6807 GBP
5p ordinary Purchase 8,000 2.6780 GBP
5p ordinary Purchase 13,861 2.6844 GBP
5p ordinary Purchase 27,348 2.6776 GBP
5p ordinary Purchase 27,661 2.6907 GBP
5p ordinary Purchase 119,592 2.6799 GBP
5p ordinary Purchase 140,445 2.6680 GBP
5p ordinary Purchase 182,897 2.6912 GBP
5p ordinary Sale 46 2.6619 GBP
5p ordinary Sale 71 2.6879 GBP
5p ordinary Sale 111 2.6810 GBP
5p ordinary Sale 148 2.6460 GBP
5p ordinary Sale 151 2.6395 GBP
5p ordinary Sale 165 2.6977 GBP
5p ordinary Sale 238 2.6820 GBP
5p ordinary Sale 368 2.6840 GBP
5p ordinary Sale 454 2.6908 GBP
5p ordinary Sale 950 2.6861 GBP
5p ordinary Sale 995 2.6963 GBP
5p ordinary Sale 1,127 2.6711 GBP
5p ordinary Sale 1,158 2.6550 GBP
5p ordinary Sale 1,277 2.6901 GBP
5p ordinary Sale 1,683 2.6858 GBP
5p ordinary Sale 1,740 2.6475 GBP
5p ordinary Sale 2,048 2.6585 GBP
5p ordinary Sale 2,180 2.6765 GBP
5p ordinary Sale 2,286 2.6628 GBP
5p ordinary Sale 2,434 2.6847 GBP
5p ordinary Sale 8,306 2.6946 GBP
5p ordinary Sale 9,398 2.6874 GBP
5p ordinary Sale 17,656 2.6783 GBP
5p ordinary Sale 24,446 2.6905 GBP
5p ordinary Sale 25,568 2.6760 GBP
5p ordinary Sale 38,569 2.6762 GBP
5p ordinary Sale 38,624 2.6620 GBP
5p ordinary Sale 43,907 2.6919 GBP
5p ordinary Sale 46,489 2.6899 GBP
5p ordinary Sale 83,418 2.6917 GBP
5p ordinary Sale 124,275 2.6695 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 51 2.6460 GBP
5p ordinary SWAP Long 71 2.6879 GBP
5p ordinary CFD Long 97 2.6458 GBP
5p ordinary SWAP Long 165 2.6977 GBP
5p ordinary SWAP Long 227 2.6899 GBP
5p ordinary SWAP Long 454 2.6908 GBP
5p ordinary SWAP Long 950 2.6861 GBP
5p ordinary SWAP Long 995 2.6963 GBP
5p ordinary SWAP Long 1,050 2.6937 GBP
5p ordinary SWAP Long 1,127 2.6711 GBP
5p ordinary CFD Long 1,158 2.6550 GBP
5p ordinary SWAP Long 1,575 2.6924 GBP
5p ordinary SWAP Long 2,434 2.6847 GBP
5p ordinary SWAP Long 4,581 2.6678 GBP
5p ordinary SWAP Long 4,781 2.6728 GBP
5p ordinary CFD Long 5,969 2.6509 GBP
5p ordinary SWAP Long 6,996 2.6619 GBP
5p ordinary SWAP Long 11,253 2.6734 GBP
5p ordinary SWAP Long 12,980 2.6828 GBP
5p ordinary SWAP Long 13,260 2.6620 GBP
5p ordinary SWAP Long 27,316 2.6774 GBP
5p ordinary SWAP Long 32,758 2.6628 GBP
5p ordinary SWAP Long 35,736 2.6756 GBP
5p ordinary SWAP Long 48,831 2.6706 GBP
5p ordinary SWAP Short 36 2.5720 GBP
5p ordinary SWAP Short 44 2.6900 GBP
5p ordinary CFD Short 120 2.6806 GBP
5p ordinary SWAP Short 558 2.6440 GBP
5p ordinary SWAP Short 1,177 2.6503 GBP
5p ordinary SWAP Short 1,835 2.6849 GBP
5p ordinary SWAP Short 2,907 2.6716 GBP
5p ordinary SWAP Short 2,907 2.6829 GBP
5p ordinary CFD Short 3,607 2.6622 GBP
5p ordinary SWAP Short 5,324 2.6565 GBP
5p ordinary SWAP Short 30,502 2.6658 GBP
5p ordinary SWAP Short 46,928 2.6695 GBP
5p ordinary SWAP Short 75,538 2.6736 GBP
5p ordinary CFD Short 119,592 2.6799 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52565974&newsitemid=20220120005640&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=20e4132150d3469bb5113df302d251cd)
.
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