REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
21/01/2022 13:35
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 20 Jan 2022
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES: STAGECOACH GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 655,731 0.11% 10,478,781 1.71%
(2) Cash-settled derivatives:
9,855,068 1.60% 256,822 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 10,510,799 1.71% 10,735,603 1.75%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 22 2.6400 GBP
5p ordinary Purchase 104 2.6967 GBP
5p ordinary Purchase 117 2.6797 GBP
5p ordinary Purchase 281 2.6193 GBP
5p ordinary Purchase 807 2.6130 GBP
5p ordinary Purchase 1,433 2.5893 GBP
5p ordinary Purchase 2,841 2.6576 GBP
5p ordinary Purchase 3,104 2.6096 GBP
5p ordinary Purchase 4,146 2.6403 GBP
5p ordinary Purchase 4,173 2.5962 GBP
5p ordinary Purchase 5,287 2.6578 GBP
5p ordinary Purchase 6,153 2.5939 GBP
5p ordinary Purchase 8,474 2.6045 GBP
5p ordinary Purchase 19,708 2.6275 GBP
5p ordinary Purchase 29,688 2.6183 GBP
5p ordinary Purchase 145,728 2.6580 GBP
5p ordinary Sale 68 2.6040 GBP
5p ordinary Sale 71 2.6302 GBP
5p ordinary Sale 141 2.6578 GBP
5p ordinary Sale 150 2.6828 GBP
5p ordinary Sale 186 2.6102 GBP
5p ordinary Sale 253 2.6579 GBP
5p ordinary Sale 388 2.5920 GBP
5p ordinary Sale 547 2.5910 GBP
5p ordinary Sale 553 2.6599 GBP
5p ordinary Sale 580 2.5960 GBP
5p ordinary Sale 1,433 2.5893 GBP
5p ordinary Sale 2,862 2.6084 GBP
5p ordinary Sale 3,984 2.6020 GBP
5p ordinary Sale 13,266 2.6476 GBP
5p ordinary Sale 15,441 2.6390 GBP
5p ordinary Sale 37,980 2.6514 GBP
5p ordinary Sale 70,481 2.6580 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 1 2.6600 GBP
5p ordinary CFD Long 35 2.6840 GBP
5p ordinary SWAP Long 141 2.6578 GBP
5p ordinary SWAP Long 253 2.6579 GBP
5p ordinary SWAP Long 566 2.6599 GBP
5p ordinary SWAP Long 908 2.6232 GBP
5p ordinary SWAP Long 3,121 2.6528 GBP
5p ordinary SWAP Long 4,552 2.6427 GBP
5p ordinary SWAP Long 6,453 2.6628 GBP
5p ordinary SWAP Long 10,809 2.6218 GBP
5p ordinary SWAP Long 12,307 2.6355 GBP
5p ordinary CFD Long 22,636 2.6577 GBP
5p ordinary SWAP Long 56,273 2.6580 GBP
5p ordinary CFD Short 117 2.6797 GBP
5p ordinary SWAP Short 505 2.6267 GBP
5p ordinary SWAP Short 988 2.6181 GBP
5p ordinary SWAP Short 1,152 2.6200 GBP
5p ordinary SWAP Short 1,778 2.6520 GBP
5p ordinary SWAP Short 3,559 2.6258 GBP
5p ordinary CFD Short 3,613 2.6582 GBP
5p ordinary CFD Short 4,146 2.6403 GBP
5p ordinary SWAP Short 6,075 2.6374 GBP
5p ordinary SWAP Short 6,271 2.5884 GBP
5p ordinary SWAP Short 6,781 2.6119 GBP
5p ordinary SWAP Short 7,322 2.6021 GBP
5p ordinary SWAP Short 27,910 2.6162 GBP
5p ordinary CFD Short 145,728 2.6579 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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