REG-BARCLAYS PLC Form 8.3 - National Express Group plc
28/01/2022 12:15
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 511,234 0.08% 10,476,800 1.71%
(2) Cash-settled derivatives:
10,031,164 1.63% 271,578 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,542,398 1.72% 10,748,378 1.75%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 15 2.5800 GBP
5p ordinary Purchase 112 2.5751 GBP
5p ordinary Purchase 120 2.5500 GBP
5p ordinary Purchase 254 2.5750 GBP
5p ordinary Purchase 507 2.6024 GBP
5p ordinary Purchase 614 2.5809 GBP
5p ordinary Purchase 714 2.5859 GBP
5p ordinary Purchase 917 2.5870 GBP
5p ordinary Purchase 2,211 2.5929 GBP
5p ordinary Purchase 2,372 2.5830 GBP
5p ordinary Purchase 2,587 2.5891 GBP
5p ordinary Purchase 3,796 2.5511 GBP
5p ordinary Purchase 12,696 2.6013 GBP
5p ordinary Purchase 12,973 2.5387 GBP
5p ordinary Purchase 34,301 2.5686 GBP
5p ordinary Purchase 40,204 2.5424 GBP
5p ordinary Purchase 44,368 2.6020 GBP
5p ordinary Sale 15 2.5460 GBP
5p ordinary Sale 118 2.5342 GBP
5p ordinary Sale 149 2.5700 GBP
5p ordinary Sale 391 2.5735 GBP
5p ordinary Sale 913 2.5788 GBP
5p ordinary Sale 3,388 2.5627 GBP
5p ordinary Sale 3,982 2.6006 GBP
5p ordinary Sale 5,686 2.5747 GBP
5p ordinary Sale 5,805 2.5513 GBP
5p ordinary Sale 12,578 2.6020 GBP
5p ordinary Sale 19,283 2.5984 GBP
5p ordinary Sale 22,104 2.5647 GBP
5p ordinary Sale 25,352 2.5869 GBP
5p ordinary Sale 41,957 2.5939 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 100 2.5439 GBP
5p ordinary SWAP Long 569 2.6018 GBP
5p ordinary SWAP Long 2,115 2.5553 GBP
5p ordinary SWAP Long 2,846 2.5759 GBP
5p ordinary SWAP Long 2,859 2.5991 GBP
5p ordinary SWAP Long 3,413 2.6004 GBP
5p ordinary SWAP Long 4,089 2.5660 GBP
5p ordinary SWAP Long 4,992 2.5853 GBP
5p ordinary SWAP Long 5,206 2.6020 GBP
5p ordinary SWAP Long 5,454 2.5933 GBP
5p ordinary SWAP Long 5,764 2.5707 GBP
5p ordinary CFD Long 9,488 2.6017 GBP
5p ordinary SWAP Long 10,970 2.6008 GBP
5p ordinary SWAP Long 12,762 2.5603 GBP
5p ordinary SWAP Long 15,596 2.6019 GBP
5p ordinary SWAP Long 16,794 2.5628 GBP
5p ordinary SWAP Short 487 2.5536 GBP
5p ordinary SWAP Short 1,505 2.5460 GBP
5p ordinary SWAP Short 2,180 2.5485 GBP
5p ordinary SWAP Short 3,173 2.5566 GBP
5p ordinary SWAP Short 3,881 2.5386 GBP
5p ordinary SWAP Short 4,847 2.5740 GBP
5p ordinary CFD Short 5,012 2.5637 GBP
5p ordinary SWAP Short 8,517 2.5509 GBP
5p ordinary SWAP Short 9,092 2.5387 GBP
5p ordinary SWAP Short 19,104 2.5435 GBP
5p ordinary SWAP Short 21,100 2.5414 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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