REG-BARCLAYS PLC Form 8.3 - National Express Group plc
31/01/2022 10:35
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 28 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 684,825 0.11% 10,489,053 1.71%
(2) Cash-settled derivatives:
9,913,404 1.61% 297,232 0.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,598,229 1.73% 10,786,285 1.76%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 105 2.5220 GBP
5p ordinary Purchase 123 2.5200 GBP
5p ordinary Purchase 125 2.5380 GBP
5p ordinary Purchase 260 2.5140 GBP
5p ordinary Purchase 293 2.5710 GBP
5p ordinary Purchase 1,181 2.5337 GBP
5p ordinary Purchase 1,655 2.5513 GBP
5p ordinary Purchase 4,075 2.5387 GBP
5p ordinary Purchase 165,840 2.5304 GBP
5p ordinary Purchase 209,992 2.5136 GBP
5p ordinary Purchase 240,681 2.5100 GBP
5p ordinary Sale 37 2.5710 GBP
5p ordinary Sale 105 2.5222 GBP
5p ordinary Sale 123 2.5202 GBP
5p ordinary Sale 125 2.5382 GBP
5p ordinary Sale 726 2.5454 GBP
5p ordinary Sale 1,156 2.5400 GBP
5p ordinary Sale 2,007 2.5257 GBP
5p ordinary Sale 2,028 2.5409 GBP
5p ordinary Sale 2,257 2.5397 GBP
5p ordinary Sale 3,903 2.5232 GBP
5p ordinary Sale 4,546 2.5395 GBP
5p ordinary Sale 4,547 2.5271 GBP
5p ordinary Sale 5,208 2.5334 GBP
5p ordinary Sale 5,843 2.5352 GBP
5p ordinary Sale 5,866 2.5603 GBP
5p ordinary Sale 5,941 2.5101 GBP
5p ordinary Sale 6,371 2.5329 GBP
5p ordinary Sale 11,877 2.5367 GBP
5p ordinary Sale 19,402 2.5488 GBP
5p ordinary Sale 19,433 2.5393 GBP
5p ordinary Sale 23,740 2.5515 GBP
5p ordinary Sale 103,617 2.5100 GBP
5p ordinary Sale 234,134 2.5345 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 788 2.5701 GBP
5p ordinary SWAP Long 2,028 2.5409 GBP
5p ordinary SWAP Long 3,336 2.5459 GBP
5p ordinary SWAP Long 3,765 2.5297 GBP
5p ordinary SWAP Long 4,309 2.5303 GBP
5p ordinary SWAP Long 4,728 2.5100 GBP
5p ordinary SWAP Long 7,061 2.5632 GBP
5p ordinary CFD Long 7,070 2.5287 GBP
5p ordinary SWAP Long 9,350 2.5350 GBP
5p ordinary SWAP Long 12,273 2.5686 GBP
5p ordinary SWAP Long 13,872 2.5376 GBP
5p ordinary CFD Long 18,315 2.5616 GBP
5p ordinary SWAP Long 19,431 2.5563 GBP
5p ordinary CFD Long 38,225 2.5188 GBP
5p ordinary SWAP Long 44,503 2.5499 GBP
5p ordinary SWAP Short 293 2.5710 GBP
5p ordinary SWAP Short 609 2.5380 GBP
5p ordinary SWAP Short 1,046 2.5591 GBP
5p ordinary SWAP Short 3,112 2.5407 GBP
5p ordinary SWAP Short 5,696 2.5357 GBP
5p ordinary SWAP Short 6,227 2.5670 GBP
5p ordinary SWAP Short 29,603 2.5182 GBP
5p ordinary CFD Short 34,303 2.5102 GBP
5p ordinary SWAP Short 49,287 2.5113 GBP
5p ordinary SWAP Short 87,280 2.5101 GBP
5p ordinary SWAP Short 115,012 2.5100 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 31 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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