REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
01/02/2022 13:10
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 31 January 2022
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES STAGECOACH GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 632,844 0.10% 10,950,309 1.78%
(2) Cash-settled derivatives:
10,462,090 1.70% 285,470 0.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 11,094,934 1.81% 11,235,779 1.83%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 51 2.4637 GBP
5p ordinary Purchase 213 2.4997 GBP
5p ordinary Purchase 239 2.4150 GBP
5p ordinary Purchase 601 2.4670 GBP
5p ordinary Purchase 907 2.4885 GBP
5p ordinary Purchase 924 2.4667 GBP
5p ordinary Purchase 2,429 2.4680 GBP
5p ordinary Purchase 3,509 2.4227 GBP
5p ordinary Purchase 3,698 2.4511 GBP
5p ordinary Purchase 4,303 2.4616 GBP
5p ordinary Purchase 4,938 2.4154 GBP
5p ordinary Purchase 4,997 2.4459 GBP
5p ordinary Purchase 5,298 2.4736 GBP
5p ordinary Purchase 8,451 2.4360 GBP
5p ordinary Purchase 8,810 2.4614 GBP
5p ordinary Purchase 15,553 2.4726 GBP
5p ordinary Purchase 16,402 2.4562 GBP
5p ordinary Purchase 16,696 2.4420 GBP
5p ordinary Purchase 31,297 2.4686 GBP
5p ordinary Purchase 31,363 2.4718 GBP
5p ordinary Purchase 65,595 2.4783 GBP
5p ordinary Purchase 83,751 2.4564 GBP
5p ordinary Purchase 93,389 2.5000 GBP
5p ordinary Purchase 137,249 2.4607 GBP
5p ordinary Sale 23 2.4523 GBP
5p ordinary Sale 106 2.4650 GBP
5p ordinary Sale 355 2.4682 GBP
5p ordinary Sale 601 2.4670 GBP
5p ordinary Sale 640 2.4853 GBP
5p ordinary Sale 1,155 2.4710 GBP
5p ordinary Sale 1,168 2.4867 GBP
5p ordinary Sale 1,386 2.4837 GBP
5p ordinary Sale 1,539 2.4430 GBP
5p ordinary Sale 1,645 2.4666 GBP
5p ordinary Sale 1,734 2.4969 GBP
5p ordinary Sale 2,766 2.4601 GBP
5p ordinary Sale 3,882 2.4175 GBP
5p ordinary Sale 4,089 2.4985 GBP
5p ordinary Sale 4,448 2.4725 GBP
5p ordinary Sale 4,654 2.4464 GBP
5p ordinary Sale 5,140 2.4700 GBP
5p ordinary Sale 9,887 2.5001 GBP
5p ordinary Sale 15,870 2.4554 GBP
5p ordinary Sale 19,864 2.4418 GBP
5p ordinary Sale 41,735 2.4874 GBP
5p ordinary Sale 103,858 2.4605 GBP
5p ordinary Sale 189,645 2.4745 GBP
5p ordinary Sale 637,710 2.5000 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 23 2.4521 GBP
5p ordinary SWAP Long 264 2.4100 GBP
5p ordinary SWAP Long 448 2.4925 GBP
5p ordinary SWAP Long 646 2.4839 GBP
5p ordinary SWAP Long 3,641 2.4992 GBP
5p ordinary SWAP Long 3,790 2.4605 GBP
5p ordinary SWAP Long 12,408 2.4962 GBP
5p ordinary SWAP Long 22,815 2.4481 GBP
5p ordinary SWAP Long 23,101 2.4535 GBP
5p ordinary SWAP Long 64,719 2.4587 GBP
5p ordinary CFD Long 81,440 2.4997 GBP
5p ordinary SWAP Long 90,804 2.4554 GBP
5p ordinary SWAP Long 591,532 2.5000 GBP
5p ordinary CFD Short 201 2.5001 GBP
5p ordinary SWAP Short 2,962 2.4590 GBP
5p ordinary SWAP Short 3,244 2.4220 GBP
5p ordinary SWAP Short 8,091 2.4792 GBP
5p ordinary SWAP Short 9,173 2.4524 GBP
5p ordinary SWAP Short 12,081 2.4691 GBP
5p ordinary SWAP Short 13,452 2.4468 GBP
5p ordinary SWAP Short 24,770 2.4614 GBP
5p ordinary SWAP Short 27,556 2.4526 GBP
5p ordinary SWAP Short 28,533 2.4635 GBP
5p ordinary SWAP Short 41,119 2.4603 GBP
5p ordinary SWAP Short 42,632 2.4527 GBP
5p ordinary SWAP Short 47,363 2.4670 GBP
5p ordinary SWAP Short 74,006 2.4598 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 FEB 2022
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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