REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
04/02/2022 11:45
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 03 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 829,646 0.14% 10,221,652 1.66%
(2) Cash-settled derivatives:
9,634,524 1.57% 324,824 0.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,464,170 1.70% 10,546,476 1.72%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 1 2.5460 GBP
5p ordinary Purchase 9 2.5560 GBP
5p ordinary Purchase 35 2.5380 GBP
5p ordinary Purchase 159 2.5253 GBP
5p ordinary Purchase 509 2.5660 GBP
5p ordinary Purchase 538 2.5596 GBP
5p ordinary Purchase 610 2.5299 GBP
5p ordinary Purchase 774 2.5385 GBP
5p ordinary Purchase 1,018 2.5410 GBP
5p ordinary Purchase 1,450 2.5550 GBP
5p ordinary Purchase 1,504 2.5393 GBP
5p ordinary Purchase 2,522 2.5437 GBP
5p ordinary Purchase 2,886 2.5597 GBP
5p ordinary Purchase 3,069 2.5404 GBP
5p ordinary Purchase 4,189 2.5425 GBP
5p ordinary Purchase 5,120 2.5422 GBP
5p ordinary Purchase 19,266 2.5502 GBP
5p ordinary Purchase 24,612 2.5334 GBP
5p ordinary Purchase 27,439 2.5382 GBP
5p ordinary Purchase 27,787 2.5280 GBP
5p ordinary Purchase 34,539 2.5369 GBP
5p ordinary Sale 41 2.5380 GBP
5p ordinary Sale 159 2.5253 GBP
5p ordinary Sale 221 2.5506 GBP
5p ordinary Sale 331 2.5402 GBP
5p ordinary Sale 344 2.5398 GBP
5p ordinary Sale 354 2.5220 GBP
5p ordinary Sale 392 2.5460 GBP
5p ordinary Sale 650 2.5300 GBP
5p ordinary Sale 1,062 2.5314 GBP
5p ordinary Sale 1,450 2.5550 GBP
5p ordinary Sale 2,185 2.5409 GBP
5p ordinary Sale 3,751 2.5451 GBP
5p ordinary Sale 4,258 2.5308 GBP
5p ordinary Sale 13,724 2.5281 GBP
5p ordinary Sale 17,372 2.5425 GBP
5p ordinary Sale 28,133 2.5280 GBP
5p ordinary Sale 32,611 2.5457 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 16 2.5275 GBP
5p ordinary SWAP Long 58 2.5505 GBP
5p ordinary SWAP Long 163 2.5506 GBP
5p ordinary SWAP Long 281 2.5380 GBP
5p ordinary SWAP Long 315 2.5400 GBP
5p ordinary SWAP Long 388 2.5365 GBP
5p ordinary SWAP Long 1,074 2.5387 GBP
5p ordinary SWAP Long 1,146 2.5358 GBP
5p ordinary SWAP Long 1,416 2.5286 GBP
5p ordinary CFD Long 1,933 2.5456 GBP
5p ordinary SWAP Long 2,724 2.5279 GBP
5p ordinary SWAP Long 3,664 2.5469 GBP
5p ordinary SWAP Long 3,751 2.5451 GBP
5p ordinary SWAP Long 4,773 2.5461 GBP
5p ordinary SWAP Long 10,073 2.5460 GBP
5p ordinary SWAP Long 13,750 2.5447 GBP
5p ordinary CFD Long 28,133 2.5279 GBP
5p ordinary SWAP Short 1 2.5460 GBP
5p ordinary SWAP Short 24 2.5421 GBP
5p ordinary SWAP Short 101 2.5380 GBP
5p ordinary SWAP Short 203 2.5372 GBP
5p ordinary SWAP Short 265 2.5320 GBP
5p ordinary SWAP Short 486 2.5497 GBP
5p ordinary SWAP Short 610 2.5299 GBP
5p ordinary SWAP Short 933 2.5405 GBP
5p ordinary SWAP Short 995 2.5379 GBP
5p ordinary SWAP Short 2,462 2.5402 GBP
5p ordinary SWAP Short 3,233 2.5522 GBP
5p ordinary SWAP Short 3,702 2.5484 GBP
5p ordinary SWAP Short 4,336 2.5474 GBP
5p ordinary SWAP Short 4,634 2.5414 GBP
5p ordinary CFD Short 7,566 2.5417 GBP
5p ordinary SWAP Short 7,973 2.5314 GBP
5p ordinary SWAP Short 13,572 2.5315 GBP
5p ordinary SWAP Short 14,930 2.5511 GBP
5p ordinary SWAP Short 27,787 2.5280 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 4 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52574197&newsitemid=20220204005204&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=068fb408a240456b620e02a586188974)
.
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