REG-BARCLAYS PLC Form 8.3 - National Express Group plc
07/02/2022 18:00
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 652,478 0.11% 10,147,187 1.65%
(2) Cash-settled derivatives:
9,781,898 1.59% 327,726 0.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,434,376 1.70% 10,474,913 1.71%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 54 2.4720 GBP
5p ordinary Purchase 66 2.4750 GBP
5p ordinary Purchase 75 2.4669 GBP
5p ordinary Purchase 120 2.4600 GBP
5p ordinary Purchase 152 2.4696 GBP
5p ordinary Purchase 1,052 2.4880 GBP
5p ordinary Purchase 1,932 2.4753 GBP
5p ordinary Purchase 3,586 2.4764 GBP
5p ordinary Purchase 8,326 2.4769 GBP
5p ordinary Purchase 9,812 2.4704 GBP
5p ordinary Purchase 22,370 2.4711 GBP
5p ordinary Purchase 29,148 2.4739 GBP
5p ordinary Purchase 35,172 2.4787 GBP
5p ordinary Purchase 125,459 2.4665 GBP
5p ordinary Purchase 130,825 2.4740 GBP
5p ordinary Purchase 227,278 2.4727 GBP
5p ordinary Sale 53 2.4680 GBP
5p ordinary Sale 536 2.4560 GBP
5p ordinary Sale 586 2.4980 GBP
5p ordinary Sale 1,584 2.4687 GBP
5p ordinary Sale 2,470 2.4961 GBP
5p ordinary Sale 2,915 2.4689 GBP
5p ordinary Sale 3,281 2.4733 GBP
5p ordinary Sale 3,359 2.4653 GBP
5p ordinary Sale 3,644 2.4795 GBP
5p ordinary Sale 3,860 2.4819 GBP
5p ordinary Sale 5,440 2.4720 GBP
5p ordinary Sale 7,782 2.4714 GBP
5p ordinary Sale 7,887 2.4804 GBP
5p ordinary Sale 8,109 2.4640 GBP
5p ordinary Sale 8,918 2.4859 GBP
5p ordinary Sale 11,399 2.4737 GBP
5p ordinary Sale 12,058 2.4721 GBP
5p ordinary Sale 13,630 2.4697 GBP
5p ordinary Sale 16,239 2.4630 GBP
5p ordinary Sale 16,670 2.4691 GBP
5p ordinary Sale 24,802 2.4730 GBP
5p ordinary Sale 30,331 2.4741 GBP
5p ordinary Sale 30,836 2.4566 GBP
5p ordinary Sale 35,373 2.4711 GBP
5p ordinary Sale 42,647 2.4601 GBP
5p ordinary Sale 52,616 2.4777 GBP
5p ordinary Sale 171,827 2.4739 GBP
5p ordinary Sale 179,278 2.4740 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 203 2.5135 GBP
5p ordinary SWAP Long 246 2.5052 GBP
5p ordinary CFD Long 307 2.4817 GBP
5p ordinary SWAP Long 1,390 2.4781 GBP
5p ordinary SWAP Long 1,402 2.5071 GBP
5p ordinary SWAP Long 2,586 2.4894 GBP
5p ordinary SWAP Long 3,411 2.4783 GBP
5p ordinary SWAP Long 3,998 2.4740 GBP
5p ordinary SWAP Long 7,140 2.4745 GBP
5p ordinary CFD Long 8,178 2.4739 GBP
5p ordinary SWAP Long 19,569 2.4769 GBP
5p ordinary CFD Long 169,857 2.4740 GBP
5p ordinary CFD Short 2 2.4750 GBP
5p ordinary SWAP Short 3 2.4800 GBP
5p ordinary SWAP Short 32 2.4900 GBP
5p ordinary SWAP Short 64 2.4749 GBP
5p ordinary SWAP Short 75 2.4670 GBP
5p ordinary SWAP Short 113 2.4720 GBP
5p ordinary SWAP Short 118 2.4640 GBP
5p ordinary SWAP Short 120 2.4600 GBP
5p ordinary SWAP Short 2,083 2.4808 GBP
5p ordinary SWAP Short 2,744 2.4684 GBP
5p ordinary SWAP Short 2,744 2.4799 GBP
5p ordinary SWAP Short 4,438 2.4739 GBP
5p ordinary SWAP Short 4,505 2.4671 GBP
5p ordinary SWAP Short 4,536 2.4774 GBP
5p ordinary SWAP Short 5,276 2.4644 GBP
5p ordinary CFD Short 6,718 2.4893 GBP
5p ordinary SWAP Short 11,261 2.4744 GBP
5p ordinary SWAP Short 11,325 2.4713 GBP
5p ordinary SWAP Short 17,658 2.4820 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 7 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52575241&newsitemid=20220207005782&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=00ce963bb0765091b53fb8193a612b17)
.
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