REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
08/02/2022 11:15
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 678,620 0.11% 10,062,526 1.64%
(2) Cash-settled derivatives:
9,706,992 1.58% 347,118 0.06%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,385,612 1.69% 10,409,644 1.70%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 12 2.5159 GBP
5p ordinary Purchase 148 2.4980 GBP
5p ordinary Purchase 514 2.5150 GBP
5p ordinary Purchase 552 2.5160 GBP
5p ordinary Purchase 689 2.5140 GBP
5p ordinary Purchase 1,064 2.5060 GBP
5p ordinary Purchase 1,081 2.5070 GBP
5p ordinary Purchase 1,330 2.5096 GBP
5p ordinary Purchase 1,514 2.4970 GBP
5p ordinary Purchase 2,046 2.5006 GBP
5p ordinary Purchase 4,055 2.5047 GBP
5p ordinary Purchase 5,019 2.5000 GBP
5p ordinary Purchase 5,456 2.5052 GBP
5p ordinary Purchase 7,099 2.4995 GBP
5p ordinary Purchase 8,741 2.5044 GBP
5p ordinary Purchase 15,923 2.5017 GBP
5p ordinary Purchase 17,758 2.5020 GBP
5p ordinary Purchase 86,566 2.5013 GBP
5p ordinary Purchase 167,414 2.5024 GBP
5p ordinary Sale 6 2.5160 GBP
5p ordinary Sale 64 2.5018 GBP
5p ordinary Sale 633 2.4956 GBP
5p ordinary Sale 684 2.5080 GBP
5p ordinary Sale 894 2.4830 GBP
5p ordinary Sale 1,019 2.4883 GBP
5p ordinary Sale 1,358 2.5000 GBP
5p ordinary Sale 1,809 2.5125 GBP
5p ordinary Sale 2,317 2.4940 GBP
5p ordinary Sale 2,528 2.4998 GBP
5p ordinary Sale 2,774 2.5135 GBP
5p ordinary Sale 3,851 2.5001 GBP
5p ordinary Sale 4,387 2.5063 GBP
5p ordinary Sale 5,925 2.4850 GBP
5p ordinary Sale 7,103 2.5157 GBP
5p ordinary Sale 7,307 2.5126 GBP
5p ordinary Sale 7,648 2.4899 GBP
5p ordinary Sale 8,146 2.5087 GBP
5p ordinary Sale 26,846 2.5013 GBP
5p ordinary Sale 30,453 2.5012 GBP
5p ordinary Sale 100,426 2.5025 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 64 2.5018 GBP
5p ordinary SWAP Long 177 2.5120 GBP
5p ordinary SWAP Long 405 2.5139 GBP
5p ordinary SWAP Long 946 2.4818 GBP
5p ordinary SWAP Long 998 2.5050 GBP
5p ordinary SWAP Long 1,506 2.5118 GBP
5p ordinary SWAP Long 2,123 2.4971 GBP
5p ordinary SWAP Long 2,371 2.4943 GBP
5p ordinary SWAP Long 8,703 2.4976 GBP
5p ordinary SWAP Long 17,145 2.5030 GBP
5p ordinary SWAP Short 148 2.4980 GBP
5p ordinary SWAP Short 951 2.5208 GBP
5p ordinary SWAP Short 1,052 2.4967 GBP
5p ordinary SWAP Short 1,092 2.5183 GBP
5p ordinary SWAP Short 2,710 2.5000 GBP
5p ordinary SWAP Short 2,775 2.5060 GBP
5p ordinary SWAP Short 3,763 2.5009 GBP
5p ordinary SWAP Short 5,186 2.5028 GBP
5p ordinary SWAP Short 5,456 2.5052 GBP
5p ordinary SWAP Short 6,148 2.4962 GBP
5p ordinary CFD Short 6,750 2.5002 GBP
5p ordinary SWAP Short 12,121 2.5006 GBP
5p ordinary SWAP Short 13,154 2.5019 GBP
5p ordinary CFD Short 14,073 2.5006 GBP
5p ordinary SWAP Short 14,318 2.5057 GBP
5p ordinary SWAP Short 15,843 2.5004 GBP
5p ordinary SWAP Short 23,196 2.4999 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52575698&newsitemid=20220208005734&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=c2f09ec86cad72530c044349f60fe2d8)
.
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