REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
09/02/2022 14:10
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 08 FEB 2022
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES :
disclosures in respect of any other party to the offer?
STAGECOACH GROUP PLC
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 720,555 0.12% 10,209,811 1.66%
(2) Cash-settled derivatives:
9,859,550 1.61% 349,142 0.06%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,580,105 1.72% 10,558,953 1.72%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 76 2.5480 GBP
5p ordinary Purchase 197 2.5500 GBP
5p ordinary Purchase 197 2.5460 GBP
5p ordinary Purchase 387 2.5975 GBP
5p ordinary Purchase 528 2.6300 GBP
5p ordinary Purchase 569 2.5440 GBP
5p ordinary Purchase 1,132 2.5600 GBP
5p ordinary Purchase 1,206 2.5578 GBP
5p ordinary Purchase 1,996 2.6235 GBP
5p ordinary Purchase 4,284 2.5821 GBP
5p ordinary Purchase 4,501 2.6368 GBP
5p ordinary Purchase 7,462 2.6440 GBP
5p ordinary Purchase 8,260 2.6215 GBP
5p ordinary Purchase 10,252 2.6030 GBP
5p ordinary Purchase 10,742 2.6520 GBP
5p ordinary Purchase 15,456 2.6507 GBP
5p ordinary Purchase 54,270 2.6054 GBP
5p ordinary Purchase 254,808 2.5481 GBP
5p ordinary Sale 74 2.6517 GBP
5p ordinary Sale 189 2.6480 GBP
5p ordinary Sale 190 2.6340 GBP
5p ordinary Sale 290 2.5580 GBP
5p ordinary Sale 312 2.5977 GBP
5p ordinary Sale 1,053 2.5685 GBP
5p ordinary Sale 1,079 2.5865 GBP
5p ordinary Sale 1,343 2.6407 GBP
5p ordinary Sale 2,052 2.5680 GBP
5p ordinary Sale 2,150 2.5955 GBP
5p ordinary Sale 2,277 2.6390 GBP
5p ordinary Sale 2,419 2.6056 GBP
5p ordinary Sale 2,592 2.5560 GBP
5p ordinary Sale 2,976 2.5539 GBP
5p ordinary Sale 6,130 2.6108 GBP
5p ordinary Sale 7,462 2.6440 GBP
5p ordinary Sale 9,456 2.5542 GBP
5p ordinary Sale 15,456 2.6508 GBP
5p ordinary Sale 15,716 2.5966 GBP
5p ordinary Sale 28,603 2.5480 GBP
5p ordinary Sale 58,207 2.6192 GBP
5p ordinary Sale 58,408 2.5810 GBP
5p ordinary Sale 87,152 2.6520 GBP
5p ordinary Sale 176,087 2.5470 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 74 2.6517 GBP
5p ordinary SWAP Long 1,140 2.6519 GBP
5p ordinary SWAP Long 1,383 2.6364 GBP
5p ordinary SWAP Long 3,308 2.5969 GBP
5p ordinary SWAP Long 4,747 2.6034 GBP
5p ordinary SWAP Long 6,117 2.6222 GBP
5p ordinary CFD Long 6,876 2.6391 GBP
5p ordinary SWAP Long 8,857 2.5775 GBP
5p ordinary SWAP Long 11,430 2.6247 GBP
5p ordinary SWAP Long 17,426 2.6017 GBP
5p ordinary SWAP Long 28,211 2.6264 GBP
5p ordinary SWAP Long 93,108 2.6520 GBP
5p ordinary SWAP Short 2,024 2.5777 GBP
5p ordinary CFD Short 3,473 2.5537 GBP
5p ordinary SWAP Short 5,799 2.6190 GBP
5p ordinary SWAP Short 5,974 2.5774 GBP
5p ordinary SWAP Short 14,873 2.6179 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 FEB 2022
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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