REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
10/02/2022 12:00
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 09 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 789,566 0.13% 10,479,541 1.71%
(2) Cash-settled derivatives:
10,146,520 1.65% 428,875 0.07%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,936,086 1.78% 10,908,416 1.78%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 75 2.7339 GBP
5p ordinary Purchase 425 2.7620 GBP
5p ordinary Purchase 543 2.7780 GBP
5p ordinary Purchase 556 2.7800 GBP
5p ordinary Purchase 591 2.7487 GBP
5p ordinary Purchase 1,803 2.7713 GBP
5p ordinary Purchase 3,046 2.7650 GBP
5p ordinary Purchase 3,641 2.7526 GBP
5p ordinary Purchase 5,540 2.7699 GBP
5p ordinary Purchase 6,900 2.7523 GBP
5p ordinary Purchase 16,667 2.7966 GBP
5p ordinary Purchase 22,886 2.7517 GBP
5p ordinary Purchase 33,519 2.7262 GBP
5p ordinary Purchase 55,844 2.7736 GBP
5p ordinary Purchase 64,786 2.8060 GBP
5p ordinary Purchase 95,617 2.7430 GBP
5p ordinary Sale 14 2.7160 GBP
5p ordinary Sale 16 2.7580 GBP
5p ordinary Sale 20 2.7760 GBP
5p ordinary Sale 487 2.7780 GBP
5p ordinary Sale 641 2.6970 GBP
5p ordinary Sale 1,073 2.7576 GBP
5p ordinary Sale 1,644 2.7565 GBP
5p ordinary Sale 3,312 2.7715 GBP
5p ordinary Sale 4,899 2.7370 GBP
5p ordinary Sale 8,852 2.7756 GBP
5p ordinary Sale 9,111 2.8061 GBP
5p ordinary Sale 10,340 2.7818 GBP
5p ordinary Sale 10,646 2.7726 GBP
5p ordinary Sale 14,843 2.7586 GBP
5p ordinary Sale 18,578 2.7024 GBP
5p ordinary Sale 37,829 2.7413 GBP
5p ordinary Sale 77,351 2.8060 GBP
5p ordinary Sale 313,502 2.7908 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 20 2.7760 GBP
5p ordinary CFD Long 58 2.7708 GBP
5p ordinary SWAP Long 3,157 2.7573 GBP
5p ordinary SWAP Long 4,899 2.7370 GBP
5p ordinary SWAP Long 14,993 2.7282 GBP
5p ordinary CFD Long 15,377 2.7842 GBP
5p ordinary SWAP Long 16,791 2.7369 GBP
5p ordinary SWAP Long 21,038 2.7449 GBP
5p ordinary SWAP Long 23,092 2.8060 GBP
5p ordinary CFD Long 38,998 2.8057 GBP
5p ordinary SWAP Long 39,288 2.7748 GBP
5p ordinary SWAP Long 60,401 2.7925 GBP
5p ordinary SWAP Long 144,650 2.7924 GBP
5p ordinary SWAP Short 7 2.6540 GBP
5p ordinary SWAP Short 697 2.7011 GBP
5p ordinary SWAP Short 3,641 2.7526 GBP
5p ordinary SWAP Short 5,795 2.7423 GBP
5p ordinary SWAP Short 10,249 2.7439 GBP
5p ordinary SWAP Short 22,886 2.7517 GBP
5p ordinary SWAP Short 28,748 2.7303 GBP
5p ordinary SWAP Short 62,561 2.7527 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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