REG-BARCLAYS PLC Form 8.3 - National Express Group plc
15/02/2022 13:45
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 14 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 891,399 0.15% 10,532,767 1.72%
(2) Cash-settled derivatives:
10,201,183 1.66% 549,475 0.09%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 11,092,582 1.81% 11,082,242 1.80%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 31 2.7659 GBP
5p ordinary Purchase 244 2.7600 GBP
5p ordinary Purchase 250 2.7402 GBP
5p ordinary Purchase 357 2.7620 GBP
5p ordinary Purchase 737 2.7731 GBP
5p ordinary Purchase 1,268 2.7580 GBP
5p ordinary Purchase 1,589 2.7508 GBP
5p ordinary Purchase 2,055 2.7692 GBP
5p ordinary Purchase 2,220 2.7832 GBP
5p ordinary Purchase 3,302 2.7820 GBP
5p ordinary Purchase 3,850 2.7900 GBP
5p ordinary Purchase 4,039 2.7871 GBP
5p ordinary Purchase 4,572 2.7510 GBP
5p ordinary Purchase 6,540 2.7569 GBP
5p ordinary Purchase 9,255 2.7664 GBP
5p ordinary Purchase 10,378 2.7702 GBP
5p ordinary Purchase 27,587 2.7534 GBP
5p ordinary Purchase 94,365 2.7720 GBP
5p ordinary Purchase 154,154 2.7719 GBP
5p ordinary Sale 157 2.7940 GBP
5p ordinary Sale 359 2.7880 GBP
5p ordinary Sale 399 2.7580 GBP
5p ordinary Sale 454 2.7780 GBP
5p ordinary Sale 779 2.7837 GBP
5p ordinary Sale 799 2.7851 GBP
5p ordinary Sale 901 2.7728 GBP
5p ordinary Sale 1,148 2.7805 GBP
5p ordinary Sale 1,598 2.7923 GBP
5p ordinary Sale 2,062 2.7741 GBP
5p ordinary Sale 2,069 2.7670 GBP
5p ordinary Sale 2,274 2.7882 GBP
5p ordinary Sale 2,457 2.7570 GBP
5p ordinary Sale 2,466 2.7722 GBP
5p ordinary Sale 2,470 2.7744 GBP
5p ordinary Sale 2,841 2.7620 GBP
5p ordinary Sale 2,989 2.7720 GBP
5p ordinary Sale 3,138 2.7841 GBP
5p ordinary Sale 4,090 2.7568 GBP
5p ordinary Sale 4,200 2.7520 GBP
5p ordinary Sale 4,869 2.7721 GBP
5p ordinary Sale 5,358 2.7863 GBP
5p ordinary Sale 6,691 2.7666 GBP
5p ordinary Sale 6,970 2.7688 GBP
5p ordinary Sale 7,142 2.7536 GBP
5p ordinary Sale 8,150 2.7616 GBP
5p ordinary Sale 9,255 2.7664 GBP
5p ordinary Sale 14,987 2.7511 GBP
5p ordinary Sale 21,771 2.7926 GBP
5p ordinary Sale 28,165 2.7859 GBP
5p ordinary Sale 42,749 2.7667 GBP
5p ordinary Sale 43,254 2.7691 GBP
5p ordinary Sale 71,777 2.7650 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 157 2.7940 GBP
5p ordinary CFD Long 779 2.7837 GBP
5p ordinary CFD Long 901 2.7729 GBP
5p ordinary CFD Long 2,274 2.7882 GBP
5p ordinary SWAP Long 2,421 2.7585 GBP
5p ordinary CFD Long 2,466 2.7722 GBP
5p ordinary SWAP Long 2,578 2.7720 GBP
5p ordinary CFD Long 4,261 2.7589 GBP
5p ordinary CFD Long 5,024 2.7817 GBP
5p ordinary CFD Long 5,358 2.7863 GBP
5p ordinary CFD Long 6,970 2.7688 GBP
5p ordinary SWAP Long 7,254 2.7551 GBP
5p ordinary SWAP Long 8,150 2.7616 GBP
5p ordinary SWAP Long 8,156 2.7819 GBP
5p ordinary SWAP Long 13,493 2.7612 GBP
5p ordinary SWAP Long 18,000 2.7699 GBP
5p ordinary CFD Long 21,771 2.7926 GBP
5p ordinary SWAP Long 25,247 2.7706 GBP
5p ordinary CFD Long 28,165 2.7859 GBP
5p ordinary SWAP Long 40,284 2.7641 GBP
5p ordinary CFD Long 43,254 2.7691 GBP
5p ordinary SWAP Short 32 2.7600 GBP
5p ordinary SWAP Short 250 2.7402 GBP
5p ordinary SWAP Short 2,188 2.7836 GBP
5p ordinary SWAP Short 4,039 2.7871 GBP
5p ordinary SWAP Short 5,352 2.7706 GBP
5p ordinary SWAP Short 12,090 2.7731 GBP
5p ordinary SWAP Short 13,539 2.7682 GBP
5p ordinary SWAP Short 20,703 2.7693 GBP
5p ordinary SWAP Short 24,241 2.7702 GBP
5p ordinary CFD Short 36,889 2.7722 GBP
5p ordinary SWAP Short 41,976 2.7755 GBP
5p ordinary SWAP Short 101,686 2.7720 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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