REG-BARCLAYS PLC Form 8.3 - NortonLifeLock Inc. - Amendment
26/01/2022 13:20
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Form 8.3 - NortonLifeLock Inc. - Amendment
FORM 8.3 - Amendment to Sale and Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 24 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,366,108 0.23% 593,974 0.10%
(2) Cash-settled derivatives:
335,807 0.06% 1,513,170 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,701,915 0.29% 2,107,144 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 390,000 0.07% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 5 25.6500 USD
USD 0.01 common Purchase 19 26.0952 USD
USD 0.01 common Purchase 22 26.1236 USD
USD 0.01 common Purchase 24 26.1200 USD
USD 0.01 common Purchase 26 26.0846 USD
USD 0.01 common Purchase 30 26.0316 USD
USD 0.01 common Purchase 32 26.0125 USD
USD 0.01 common Purchase 50 26.0800 USD
USD 0.01 common Purchase 52 26.0900 USD
USD 0.01 common Purchase 56 26.0460 USD
USD 0.01 common Purchase 56 26.0546 USD
USD 0.01 common Purchase 69 25.8979 USD
USD 0.01 common Purchase 72 25.6619 USD
USD 0.01 common Purchase 80 26.0552 USD
USD 0.01 common Purchase 100 25.5200 USD
USD 0.01 common Purchase 117 25.5817 USD
USD 0.01 common Purchase 128 25.9287 USD
USD 0.01 common Purchase 148 25.9510 USD
USD 0.01 common Purchase 154 25.9188 USD
USD 0.01 common Purchase 156 25.8061 USD
USD 0.01 common Purchase 172 26.0545 USD
USD 0.01 common Purchase 180 25.9586 USD
USD 0.01 common Purchase 180 25.7813 USD
USD 0.01 common Purchase 204 25.9347 USD
USD 0.01 common Purchase 208 26.0704 USD
USD 0.01 common Purchase 208 25.9818 USD
USD 0.01 common Purchase 264 25.8363 USD
USD 0.01 common Purchase 300 25.5800 USD
USD 0.01 common Purchase 324 25.8196 USD
USD 0.01 common Purchase 345 25.6600 USD
USD 0.01 common Purchase 360 25.8270 USD
USD 0.01 common Purchase 396 25.9221 USD
USD 0.01 common Purchase 398 26.0898 USD
USD 0.01 common Purchase 400 25.7900 USD
USD 0.01 common Purchase 408 25.8138 USD
USD 0.01 common Purchase 408 25.8008 USD
USD 0.01 common Purchase 417 25.9491 USD
USD 0.01 common Purchase 472 26.1214 USD
USD 0.01 common Purchase 555 25.7501 USD
USD 0.01 common Purchase 610 25.7459 USD
USD 0.01 common Purchase 1,200 25.6650 USD
USD 0.01 common Purchase 1,704 26.0100 USD
USD 0.01 common Purchase 1,800 26.0000 USD
USD 0.01 common Purchase 2,010 25.8049 USD
USD 0.01 common Purchase 2,837 26.1500 USD
USD 0.01 common Purchase 2,845 25.6100 USD
USD 0.01 common Purchase 3,298 25.9100 USD
USD 0.01 common Purchase 3,400 25.7522 USD
USD 0.01 common Purchase 3,481 25.6302 USD
USD 0.01 common Purchase 3,492 26.0824 USD
USD 0.01 common Purchase 4,763 25.9928 USD
USD 0.01 common Purchase 5,387 25.9236 USD
USD 0.01 common Purchase 6,672 25.6323 USD
USD 0.01 common Purchase 10,332 25.8396 USD
USD 0.01 common Purchase 11,598 25.8065 USD
USD 0.01 common Purchase 21,928 26.1276 USD
USD 0.01 common Purchase 30,657 25.9032 USD
USD 0.01 common Purchase 31,375 25.6975 USD
USD 0.01 common Purchase 40,876 25.5749 USD
USD 0.01 common Purchase 44,367 25.6710 USD
USD 0.01 common Purchase 54,209 26.1300 USD
USD 0.01 common Purchase 188,380 25.8992 USD
USD 0.01 common Purchase 367,800 25.5612 USD
USD 0.01 common Sale 2 25.7400 USD
USD 0.01 common Sale 4 25.5200 USD
USD 0.01 common Sale 8 25.5706 USD
USD 0.01 common Sale 9 25.9366 USD
USD 0.01 common Sale 12 26.0037 USD
USD 0.01 common Sale 88 25.8200 USD
USD 0.01 common Sale 100 25.9650 USD
USD 0.01 common Sale 100 25.9000 USD
USD 0.01 common Sale 100 26.0450 USD
USD 0.01 common Sale 100 25.5050 USD
USD 0.01 common Sale 100 25.4100 USD
USD 0.01 common Sale 100 25.8300 USD
USD 0.01 common Sale 101 25.8920 USD
USD 0.01 common Sale 122 26.1500 USD
USD 0.01 common Sale 200 25.8550 USD
USD 0.01 common Sale 200 25.9150 USD
USD 0.01 common Sale 200 25.8625 USD
USD 0.01 common Sale 200 25.9200 USD
USD 0.01 common Sale 200 25.9050 USD
USD 0.01 common Sale 200 25.9500 USD
USD 0.01 common Sale 296 25.9291 USD
USD 0.01 common Sale 300 25.9133 USD
USD 0.01 common Sale 300 25.8766 USD
USD 0.01 common Sale 304 25.9138 USD
USD 0.01 common Sale 379 25.5381 USD
USD 0.01 common Sale 431 26.0057 USD
USD 0.01 common Sale 458 25.8438 USD
USD 0.01 common Sale 500 25.7710 USD
USD 0.01 common Sale 500 25.9240 USD
USD 0.01 common Sale 547 26.0652 USD
USD 0.01 common Sale 600 25.7266 USD
USD 0.01 common Sale 619 25.9100 USD
USD 0.01 common Sale 879 25.5044 USD
USD 0.01 common Sale 890 25.9192 USD
USD 0.01 common Sale 895 25.6120 USD
USD 0.01 common Sale 958 25.8413 USD
USD 0.01 common Sale 1,212 25.9195 USD
USD 0.01 common Sale 1,554 25.8276 USD
USD 0.01 common Sale 1,800 26.0000 USD
USD 0.01 common Sale 1,891 25.7579 USD
USD 0.01 common Sale 2,000 25.7135 USD
USD 0.01 common Sale 2,077 25.8135 USD
USD 0.01 common Sale 2,100 25.8428 USD
USD 0.01 common Sale 2,585 25.8219 USD
USD 0.01 common Sale 2,660 25.8503 USD
USD 0.01 common Sale 2,809 25.8333 USD
USD 0.01 common Sale 2,891 25.7669 USD
USD 0.01 common Sale 3,102 25.7136 USD
USD 0.01 common Sale 3,243 25.7380 USD
USD 0.01 common Sale 3,256 26.0923 USD
USD 0.01 common Sale 3,400 25.7522 USD
USD 0.01 common Sale 3,503 25.7297 USD
USD 0.01 common Sale 4,150 25.8721 USD
USD 0.01 common Sale 4,200 25.5527 USD
USD 0.01 common Sale 4,500 25.5337 USD
USD 0.01 common Sale 5,112 26.0100 USD
USD 0.01 common Sale 5,799 25.5369 USD
USD 0.01 common Sale 5,826 25.5617 USD
USD 0.01 common Sale 7,176 25.8810 USD
USD 0.01 common Sale 8,229 25.7631 USD
USD 0.01 common Sale 9,325 25.8069 USD
USD 0.01 common Sale 9,461 25.9322 USD
USD 0.01 common Sale 11,075 25.8951 USD
USD 0.01 common Sale 13,980 25.5532 USD
USD 0.01 common Sale 15,498 25.8396 USD
USD 0.01 common Sale 15,572 25.5738 USD
USD 0.01 common Sale 16,095 25.7623 USD
USD 0.01 common Sale 18,488 25.9702 USD
USD 0.01 common Sale 19,775 25.5722 USD
USD 0.01 common Sale 21,277 25.5440 USD
USD 0.01 common Sale 22,557 25.9082 USD
USD 0.01 common Sale 25,773 25.5458 USD
USD 0.01 common Sale 26,502 26.1245 USD
USD 0.01 common Sale 27,384 25.6873 USD
USD 0.01 common Sale 36,461 25.6842 USD
USD 0.01 common Sale 47,146 26.1300 USD
USD 0.01 common Sale 49,948 25.5502 USD
USD 0.01 common Sale 50,518 25.6097 USD
USD 0.01 common Sale 76,722 25.6001 USD
USD 0.01 common Sale 121,449 25.9115 USD
USD 0.01 common Sale 122,175 25.5474 USD
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Sale 1,704 26.0100 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD 0.01 common Put Options Selling 2,100 30 USD American 21 Jan 2022 0.5500 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52569046&newsitemid=20220126005571&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=64f056ea840df4310a8965380a86c2c2)
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