REG-BARCLAYS PLC Form 8.3 - NortonLifeLock Inc. - Amendment
01/02/2022 14:40
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Form 8.3 - NortonLifeLock Inc. - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 25 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,313,323 0.23% 588,495 0.10%
(2) Cash-settled derivatives:
402,807 0.07% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,716,130 0.29% 2,099,045 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 390,000 0.07% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 25.5600 USD
USD 0.01 common Purchase 2 25.3000 USD
USD 0.01 common Purchase 3 25.5233 USD
USD 0.01 common Purchase 5 25.4060 USD
USD 0.01 common Purchase 7 25.4628 USD
USD 0.01 common Purchase 7 25.4485 USD
USD 0.01 common Purchase 15 25.4440 USD
USD 0.01 common Purchase 22 25.4081 USD
USD 0.01 common Purchase 31 25.3951 USD
USD 0.01 common Purchase 100 25.5450 USD
USD 0.01 common Purchase 100 25.4500 USD
USD 0.01 common Purchase 100 25.5200 USD
USD 0.01 common Purchase 100 25.4150 USD
USD 0.01 common Purchase 101 25.4385 USD
USD 0.01 common Purchase 108 25.4732 USD
USD 0.01 common Purchase 110 25.4372 USD
USD 0.01 common Purchase 187 25.4400 USD
USD 0.01 common Purchase 200 25.4950 USD
USD 0.01 common Purchase 240 25.5183 USD
USD 0.01 common Purchase 300 25.4700 USD
USD 0.01 common Purchase 311 25.4242 USD
USD 0.01 common Purchase 400 25.4475 USD
USD 0.01 common Purchase 400 25.3800 USD
USD 0.01 common Purchase 433 25.4685 USD
USD 0.01 common Purchase 449 25.5300 USD
USD 0.01 common Purchase 483 25.5077 USD
USD 0.01 common Purchase 492 25.4720 USD
USD 0.01 common Purchase 500 25.4200 USD
USD 0.01 common Purchase 500 25.4840 USD
USD 0.01 common Purchase 632 25.4514 USD
USD 0.01 common Purchase 900 25.3683 USD
USD 0.01 common Purchase 1,030 25.4145 USD
USD 0.01 common Purchase 1,200 25.4800 USD
USD 0.01 common Purchase 2,877 25.5403 USD
USD 0.01 common Purchase 2,998 25.4853 USD
USD 0.01 common Purchase 4,289 25.4534 USD
USD 0.01 common Purchase 5,865 25.4336 USD
USD 0.01 common Purchase 6,412 25.4031 USD
USD 0.01 common Purchase 6,893 25.3907 USD
USD 0.01 common Purchase 7,550 25.3300 USD
USD 0.01 common Purchase 9,314 25.6465 USD
USD 0.01 common Purchase 15,054 25.4409 USD
USD 0.01 common Purchase 15,406 25.5534 USD
USD 0.01 common Purchase 43,017 25.4471 USD
USD 0.01 common Purchase 46,986 25.5010 USD
USD 0.01 common Purchase 54,546 25.5000 USD
USD 0.01 common Purchase 110,933 25.4718 USD
USD 0.01 common Purchase 118,744 25.4226 USD
USD 0.01 common Purchase 365,200 25.4606 USD
USD 0.01 common Sale 14 25.4492 USD
USD 0.01 common Sale 26 25.4026 USD
USD 0.01 common Sale 38 25.4511 USD
USD 0.01 common Sale 41 25.4441 USD
USD 0.01 common Sale 41 25.4004 USD
USD 0.01 common Sale 44 25.4678 USD
USD 0.01 common Sale 76 25.3751 USD
USD 0.01 common Sale 87 25.4028 USD
USD 0.01 common Sale 96 25.4340 USD
USD 0.01 common Sale 100 25.5550 USD
USD 0.01 common Sale 100 25.5400 USD
USD 0.01 common Sale 100 25.2800 USD
USD 0.01 common Sale 108 25.5250 USD
USD 0.01 common Sale 123 25.3764 USD
USD 0.01 common Sale 134 25.4500 USD
USD 0.01 common Sale 183 25.4700 USD
USD 0.01 common Sale 200 25.4550 USD
USD 0.01 common Sale 213 25.5063 USD
USD 0.01 common Sale 288 25.4302 USD
USD 0.01 common Sale 341 25.5053 USD
USD 0.01 common Sale 529 25.4070 USD
USD 0.01 common Sale 572 25.5208 USD
USD 0.01 common Sale 660 25.5240 USD
USD 0.01 common Sale 856 25.5302 USD
USD 0.01 common Sale 918 25.4819 USD
USD 0.01 common Sale 987 25.5358 USD
USD 0.01 common Sale 1,600 25.5228 USD
USD 0.01 common Sale 1,649 25.4514 USD
USD 0.01 common Sale 1,700 25.4600 USD
USD 0.01 common Sale 1,988 25.5122 USD
USD 0.01 common Sale 2,132 25.4387 USD
USD 0.01 common Sale 2,400 25.4587 USD
USD 0.01 common Sale 2,925 25.5273 USD
USD 0.01 common Sale 5,120 25.4945 USD
USD 0.01 common Sale 5,177 25.5021 USD
USD 0.01 common Sale 5,211 25.4524 USD
USD 0.01 common Sale 5,330 25.4875 USD
USD 0.01 common Sale 5,642 25.4667 USD
USD 0.01 common Sale 6,260 25.3805 USD
USD 0.01 common Sale 6,500 25.5257 USD
USD 0.01 common Sale 7,162 25.4334 USD
USD 0.01 common Sale 7,301 25.4660 USD
USD 0.01 common Sale 8,134 25.4534 USD
USD 0.01 common Sale 8,492 25.4709 USD
USD 0.01 common Sale 8,532 25.5036 USD
USD 0.01 common Sale 8,538 25.6559 USD
USD 0.01 common Sale 9,834 25.4113 USD
USD 0.01 common Sale 14,311 25.4588 USD
USD 0.01 common Sale 18,390 25.5050 USD
USD 0.01 common Sale 23,739 25.4562 USD
USD 0.01 common Sale 23,850 25.3300 USD
USD 0.01 common Sale 25,524 25.4615 USD
USD 0.01 common Sale 25,680 25.4638 USD
USD 0.01 common Sale 29,970 25.5002 USD
USD 0.01 common Sale 32,296 25.5025 USD
USD 0.01 common Sale 34,745 25.4371 USD
USD 0.01 common Sale 42,802 25.4578 USD
USD 0.01 common Sale 60,189 25.4769 USD
USD 0.01 common Sale 62,713 25.4652 USD
USD 0.01 common Sale 79,453 25.5000 USD
USD 0.01 common Sale 133,755 25.4180 USD
USD 0.01 common Sale 136,646 25.4592 USD
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Sale 6,130 25.5050 USD
USD 0.01 common Sale 9,652 25.5000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52572068&newsitemid=20220201005841&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=7239680315a14954767eee8fde476fe4)
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