REG-BARCLAYS PLC Form 8.3 - NortonLifeLock Inc. - Amendment
14/02/2022 14:30
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Form 8.3 - NortonLifeLock Inc. - Amendment
FORM 8.3 - Amendment to Sale and Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 10 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,552,492 0.27% 726,839 0.12%
(2) Cash-settled derivatives:
557,237 0.10% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,109,729 0.36% 2,237,389 0.38%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 236,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 236,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 30.6000 USD
USD 0.01 common Purchase 1 30.4400 USD
USD 0.01 common Purchase 8 30.3300 USD
USD 0.01 common Purchase 24 30.3100 USD
USD 0.01 common Purchase 32 30.3025 USD
USD 0.01 common Purchase 32 30.3075 USD
USD 0.01 common Purchase 40 30.2780 USD
USD 0.01 common Purchase 40 30.3180 USD
USD 0.01 common Purchase 48 30.3033 USD
USD 0.01 common Purchase 71 30.2818 USD
USD 0.01 common Purchase 74 30.3609 USD
USD 0.01 common Purchase 82 30.7236 USD
USD 0.01 common Purchase 100 30.7000 USD
USD 0.01 common Purchase 100 30.7650 USD
USD 0.01 common Purchase 104 30.7400 USD
USD 0.01 common Purchase 124 30.7508 USD
USD 0.01 common Purchase 175 30.6128 USD
USD 0.01 common Purchase 186 30.8169 USD
USD 0.01 common Purchase 200 30.8450 USD
USD 0.01 common Purchase 200 30.7975 USD
USD 0.01 common Purchase 200 30.7125 USD
USD 0.01 common Purchase 200 30.5100 USD
USD 0.01 common Purchase 209 30.7264 USD
USD 0.01 common Purchase 224 30.7962 USD
USD 0.01 common Purchase 261 30.2844 USD
USD 0.01 common Purchase 300 30.5433 USD
USD 0.01 common Purchase 300 30.5883 USD
USD 0.01 common Purchase 313 30.3420 USD
USD 0.01 common Purchase 400 30.3400 USD
USD 0.01 common Purchase 416 30.7410 USD
USD 0.01 common Purchase 435 30.4558 USD
USD 0.01 common Purchase 500 30.6240 USD
USD 0.01 common Purchase 500 30.7030 USD
USD 0.01 common Purchase 513 30.5444 USD
USD 0.01 common Purchase 600 30.5866 USD
USD 0.01 common Purchase 700 30.5457 USD
USD 0.01 common Purchase 700 30.5857 USD
USD 0.01 common Purchase 1,105 30.3558 USD
USD 0.01 common Purchase 1,339 30.4877 USD
USD 0.01 common Purchase 1,367 30.4063 USD
USD 0.01 common Purchase 1,409 30.6284 USD
USD 0.01 common Purchase 1,418 30.2656 USD
USD 0.01 common Purchase 1,700 30.5711 USD
USD 0.01 common Purchase 1,900 30.5952 USD
USD 0.01 common Purchase 2,065 30.4316 USD
USD 0.01 common Purchase 2,223 30.4297 USD
USD 0.01 common Purchase 2,340 30.5464 USD
USD 0.01 common Purchase 2,424 30.4251 USD
USD 0.01 common Purchase 2,446 30.6223 USD
USD 0.01 common Purchase 3,584 30.5597 USD
USD 0.01 common Purchase 4,173 30.4690 USD
USD 0.01 common Purchase 4,259 30.4555 USD
USD 0.01 common Purchase 4,609 30.4772 USD
USD 0.01 common Purchase 6,140 30.5889 USD
USD 0.01 common Purchase 6,687 30.3600 USD
USD 0.01 common Purchase 9,412 30.6165 USD
USD 0.01 common Purchase 11,198 30.6784 USD
USD 0.01 common Purchase 12,282 30.3622 USD
USD 0.01 common Purchase 12,881 30.5408 USD
USD 0.01 common Purchase 12,941 30.4808 USD
USD 0.01 common Purchase 13,030 30.4532 USD
USD 0.01 common Purchase 13,392 30.4346 USD
USD 0.01 common Purchase 15,034 30.7655 USD
USD 0.01 common Purchase 15,662 30.4549 USD
USD 0.01 common Purchase 16,204 30.7497 USD
USD 0.01 common Purchase 21,481 30.4158 USD
USD 0.01 common Purchase 23,002 30.4794 USD
USD 0.01 common Purchase 24,408 30.4355 USD
USD 0.01 common Purchase 29,391 30.7020 USD
USD 0.01 common Purchase 29,614 30.4748 USD
USD 0.01 common Purchase 29,981 30.3693 USD
USD 0.01 common Purchase 30,102 30.4300 USD
USD 0.01 common Purchase 34,879 30.4608 USD
USD 0.01 common Purchase 57,113 30.4786 USD
USD 0.01 common Purchase 60,919 30.5181 USD
USD 0.01 common Purchase 71,020 30.3679 USD
USD 0.01 common Purchase 76,157 30.5322 USD
USD 0.01 common Purchase 89,191 30.5340 USD
USD 0.01 common Purchase 107,666 30.3678 USD
USD 0.01 common Purchase 157,315 30.5212 USD
USD 0.01 common Purchase 158,170 30.4352 USD
USD 0.01 common Purchase 207,072 30.4834 USD
USD 0.01 common Sale 1 30.2500 USD
USD 0.01 common Sale 1 30.3000 USD
USD 0.01 common Sale 4 30.4600 USD
USD 0.01 common Sale 13 30.4273 USD
USD 0.01 common Sale 18 30.7050 USD
USD 0.01 common Sale 34 30.4702 USD
USD 0.01 common Sale 70 30.5400 USD
USD 0.01 common Sale 82 30.7236 USD
USD 0.01 common Sale 100 30.6250 USD
USD 0.01 common Sale 100 30.6500 USD
USD 0.01 common Sale 100 30.6050 USD
USD 0.01 common Sale 102 30.2919 USD
USD 0.01 common Sale 104 30.5073 USD
USD 0.01 common Sale 112 30.6721 USD
USD 0.01 common Sale 124 30.6245 USD
USD 0.01 common Sale 164 30.3697 USD
USD 0.01 common Sale 200 30.8300 USD
USD 0.01 common Sale 200 30.7300 USD
USD 0.01 common Sale 217 30.4362 USD
USD 0.01 common Sale 221 30.4816 USD
USD 0.01 common Sale 234 30.7183 USD
USD 0.01 common Sale 300 30.6683 USD
USD 0.01 common Sale 300 30.5466 USD
USD 0.01 common Sale 300 30.5166 USD
USD 0.01 common Sale 307 30.3800 USD
USD 0.01 common Sale 346 30.4855 USD
USD 0.01 common Sale 357 30.3875 USD
USD 0.01 common Sale 369 30.3380 USD
USD 0.01 common Sale 400 30.7412 USD
USD 0.01 common Sale 400 30.3750 USD
USD 0.01 common Sale 430 30.4274 USD
USD 0.01 common Sale 446 30.3658 USD
USD 0.01 common Sale 465 30.5893 USD
USD 0.01 common Sale 485 30.3212 USD
USD 0.01 common Sale 497 30.4926 USD
USD 0.01 common Sale 500 30.5790 USD
USD 0.01 common Sale 559 30.5601 USD
USD 0.01 common Sale 564 30.5417 USD
USD 0.01 common Sale 571 30.5455 USD
USD 0.01 common Sale 597 30.3423 USD
USD 0.01 common Sale 600 30.7975 USD
USD 0.01 common Sale 600 30.6591 USD
USD 0.01 common Sale 600 30.6300 USD
USD 0.01 common Sale 600 30.5483 USD
USD 0.01 common Sale 600 30.5450 USD
USD 0.01 common Sale 612 30.6437 USD
USD 0.01 common Sale 616 30.3520 USD
USD 0.01 common Sale 668 30.4807 USD
USD 0.01 common Sale 679 30.4566 USD
USD 0.01 common Sale 691 30.3742 USD
USD 0.01 common Sale 700 30.4921 USD
USD 0.01 common Sale 780 30.3465 USD
USD 0.01 common Sale 799 30.5246 USD
USD 0.01 common Sale 800 30.5587 USD
USD 0.01 common Sale 800 30.3581 USD
USD 0.01 common Sale 850 30.5090 USD
USD 0.01 common Sale 1,000 30.5575 USD
USD 0.01 common Sale 1,108 30.4332 USD
USD 0.01 common Sale 1,121 30.4892 USD
USD 0.01 common Sale 1,170 30.5464 USD
USD 0.01 common Sale 1,200 30.5954 USD
USD 0.01 common Sale 1,200 30.7104 USD
USD 0.01 common Sale 1,300 30.5117 USD
USD 0.01 common Sale 1,400 30.2600 USD
USD 0.01 common Sale 1,585 30.3602 USD
USD 0.01 common Sale 1,600 30.7521 USD
USD 0.01 common Sale 1,600 30.5178 USD
USD 0.01 common Sale 1,700 30.7797 USD
USD 0.01 common Sale 1,730 30.3598 USD
USD 0.01 common Sale 1,793 30.6355 USD
USD 0.01 common Sale 1,964 30.5656 USD
USD 0.01 common Sale 3,900 30.7679 USD
USD 0.01 common Sale 6,000 30.7837 USD
USD 0.01 common Sale 7,133 30.3771 USD
USD 0.01 common Sale 7,326 30.5760 USD
USD 0.01 common Sale 9,807 30.4354 USD
USD 0.01 common Sale 11,198 30.6784 USD
USD 0.01 common Sale 12,881 30.5408 USD
USD 0.01 common Sale 13,312 30.3600 USD
USD 0.01 common Sale 15,631 30.5262 USD
USD 0.01 common Sale 24,511 30.6005 USD
USD 0.01 common Sale 26,439 30.3551 USD
USD 0.01 common Sale 31,775 30.7007 USD
USD 0.01 common Sale 48,101 30.5254 USD
USD 0.01 common Sale 70,496 30.3651 USD
USD 0.01 common Sale 79,634 30.4715 USD
USD 0.01 common Sale 92,140 30.3614 USD
USD 0.01 common Sale 229,406 30.4326 USD
USD 0.01 common Sale 650,000 30.4979 USD
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1,170 30.5464 USD
USD 0.01 common Purchase 15,034 30.7655 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
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