REG-BARCLAYS PLC Form 8.3 - NortonLifeLock Inc.
11/01/2022 12:25
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220111:nBw2ckTjba&default-theme=true
Form 8.3 - NortonLifeLock Inc.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 10 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,338,783 0.23% 543,248 0.09%
(2) Cash-settled derivatives:
274,830 0.05% 1,513,170 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 2,100 0.00%
TOTAL: 1,613,613 0.28% 2,058,518 0.35%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 390,000 0.07% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 35 26.7880 USD
USD 0.01 common Purchase 36 26.8200 USD
USD 0.01 common Purchase 44 26.8565 USD
USD 0.01 common Purchase 56 26.6900 USD
USD 0.01 common Purchase 63 26.7688 USD
USD 0.01 common Purchase 70 26.7340 USD
USD 0.01 common Purchase 70 26.6925 USD
USD 0.01 common Purchase 84 26.7283 USD
USD 0.01 common Purchase 100 26.7700 USD
USD 0.01 common Purchase 101 26.7420 USD
USD 0.01 common Purchase 126 26.7183 USD
USD 0.01 common Purchase 133 26.7063 USD
USD 0.01 common Purchase 144 26.8530 USD
USD 0.01 common Purchase 146 26.7485 USD
USD 0.01 common Purchase 152 26.8596 USD
USD 0.01 common Purchase 200 26.8650 USD
USD 0.01 common Purchase 252 26.8518 USD
USD 0.01 common Purchase 290 26.8682 USD
USD 0.01 common Purchase 318 26.8335 USD
USD 0.01 common Purchase 336 26.8598 USD
USD 0.01 common Purchase 400 26.8000 USD
USD 0.01 common Purchase 441 26.8531 USD
USD 0.01 common Purchase 570 26.8147 USD
USD 0.01 common Purchase 594 26.6131 USD
USD 0.01 common Purchase 965 26.8625 USD
USD 0.01 common Purchase 1,000 26.5175 USD
USD 0.01 common Purchase 1,000 26.7780 USD
USD 0.01 common Purchase 1,403 26.7980 USD
USD 0.01 common Purchase 2,010 26.5854 USD
USD 0.01 common Purchase 2,083 26.8251 USD
USD 0.01 common Purchase 4,297 26.6244 USD
USD 0.01 common Purchase 4,755 26.6208 USD
USD 0.01 common Purchase 7,887 26.8501 USD
USD 0.01 common Purchase 15,549 26.8500 USD
USD 0.01 common Purchase 16,389 26.7342 USD
USD 0.01 common Purchase 19,776 26.7015 USD
USD 0.01 common Purchase 31,567 26.6816 USD
USD 0.01 common Purchase 42,349 26.8483 USD
USD 0.01 common Purchase 105,146 26.6984 USD
USD 0.01 common Sale 4 26.5300 USD
USD 0.01 common Sale 28 26.7850 USD
USD 0.01 common Sale 28 26.8250 USD
USD 0.01 common Sale 28 26.8050 USD
USD 0.01 common Sale 42 26.8066 USD
USD 0.01 common Sale 56 26.8062 USD
USD 0.01 common Sale 56 26.8112 USD
USD 0.01 common Sale 60 26.5100 USD
USD 0.01 common Sale 87 27.0000 USD
USD 0.01 common Sale 100 26.8200 USD
USD 0.01 common Sale 100 26.6650 USD
USD 0.01 common Sale 117 26.6850 USD
USD 0.01 common Sale 156 26.8350 USD
USD 0.01 common Sale 200 26.7700 USD
USD 0.01 common Sale 200 26.8275 USD
USD 0.01 common Sale 221 26.8323 USD
USD 0.01 common Sale 246 26.6784 USD
USD 0.01 common Sale 252 26.8272 USD
USD 0.01 common Sale 300 26.8150 USD
USD 0.01 common Sale 317 26.5897 USD
USD 0.01 common Sale 500 26.5150 USD
USD 0.01 common Sale 500 26.5200 USD
USD 0.01 common Sale 500 26.8000 USD
USD 0.01 common Sale 509 26.7800 USD
USD 0.01 common Sale 1,540 26.8100 USD
USD 0.01 common Sale 1,557 26.7111 USD
USD 0.01 common Sale 2,557 26.7776 USD
USD 0.01 common Sale 3,007 26.8147 USD
USD 0.01 common Sale 3,069 26.8478 USD
USD 0.01 common Sale 3,973 26.8497 USD
USD 0.01 common Sale 4,301 26.6243 USD
USD 0.01 common Sale 7,301 26.6911 USD
USD 0.01 common Sale 10,448 26.6967 USD
USD 0.01 common Sale 11,224 26.6596 USD
USD 0.01 common Sale 11,265 26.8519 USD
USD 0.01 common Sale 13,180 26.7175 USD
USD 0.01 common Sale 15,694 26.8500 USD
USD 0.01 common Sale 15,779 26.6793 USD
USD 0.01 common Sale 32,807 26.6647 USD
USD 0.01 common Sale 41,445 26.8457 USD
USD 0.01 common Sale 78,717 26.6998 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 11 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Put Options Purchased -2,100 30.0000 American 21 Jan 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220111005686/en/
(https://www.businesswire.com/news/home/20220111005686/en/)
BARCLAYS PLC
Copyright Business Wire 2022Recent news on Barclays
See all newsREG - Barclays PLC NCC Group PLC - Form 8.3 NCC GROUP PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC Intertek Group Plc - Form 8.3 INTERTEK GROUP PLC
AnnouncementREG - Barclays PLC Life Science REIT - Form 8.3 LIFE SCIENCE REIT PLC
Announcement