REG-BARCLAYS PLC Form 8.3 - NortonLifeLock Inc.
27/01/2022 13:20
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Form 8.3 - NortonLifeLock Inc.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 26 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,328,060 0.23% 586,801 0.10%
(2) Cash-settled derivatives:
402,807 0.07% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,730,867 0.30% 2,097,351 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 390,000 0.07% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 5 25.5700 USD
USD 0.01 common Purchase 33 25.2666 USD
USD 0.01 common Purchase 40 25.3802 USD
USD 0.01 common Purchase 44 25.2825 USD
USD 0.01 common Purchase 53 25.2977 USD
USD 0.01 common Purchase 100 25.3550 USD
USD 0.01 common Purchase 100 25.3600 USD
USD 0.01 common Purchase 100 25.6200 USD
USD 0.01 common Purchase 117 25.3511 USD
USD 0.01 common Purchase 117 25.3535 USD
USD 0.01 common Purchase 160 25.3014 USD
USD 0.01 common Purchase 173 25.2929 USD
USD 0.01 common Purchase 188 25.3099 USD
USD 0.01 common Purchase 189 25.7000 USD
USD 0.01 common Purchase 200 25.5850 USD
USD 0.01 common Purchase 229 25.2778 USD
USD 0.01 common Purchase 316 25.4343 USD
USD 0.01 common Purchase 366 25.2795 USD
USD 0.01 common Purchase 373 25.2734 USD
USD 0.01 common Purchase 400 25.4650 USD
USD 0.01 common Purchase 417 25.4126 USD
USD 0.01 common Purchase 453 25.2736 USD
USD 0.01 common Purchase 461 25.3869 USD
USD 0.01 common Purchase 546 25.5110 USD
USD 0.01 common Purchase 800 25.3800 USD
USD 0.01 common Purchase 1,000 25.3100 USD
USD 0.01 common Purchase 1,286 25.7238 USD
USD 0.01 common Purchase 1,335 25.3516 USD
USD 0.01 common Purchase 1,798 25.4300 USD
USD 0.01 common Purchase 3,737 25.4279 USD
USD 0.01 common Purchase 4,147 25.3406 USD
USD 0.01 common Purchase 4,413 25.4360 USD
USD 0.01 common Purchase 4,414 25.5119 USD
USD 0.01 common Purchase 4,757 25.5673 USD
USD 0.01 common Purchase 5,553 25.4228 USD
USD 0.01 common Purchase 5,927 25.3722 USD
USD 0.01 common Purchase 8,568 25.3400 USD
USD 0.01 common Purchase 15,995 25.3362 USD
USD 0.01 common Purchase 19,073 25.3471 USD
USD 0.01 common Purchase 30,106 25.5843 USD
USD 0.01 common Purchase 33,297 25.7262 USD
USD 0.01 common Purchase 35,545 25.3762 USD
USD 0.01 common Purchase 48,190 25.4839 USD
USD 0.01 common Purchase 82,916 25.4539 USD
USD 0.01 common Purchase 302,188 25.8067 USD
USD 0.01 common Sale 1 25.3300 USD
USD 0.01 common Sale 1 25.2600 USD
USD 0.01 common Sale 2 25.4150 USD
USD 0.01 common Sale 5 25.3580 USD
USD 0.01 common Sale 62 25.5786 USD
USD 0.01 common Sale 90 25.5581 USD
USD 0.01 common Sale 93 25.5875 USD
USD 0.01 common Sale 94 25.5704 USD
USD 0.01 common Sale 100 25.2900 USD
USD 0.01 common Sale 100 25.2300 USD
USD 0.01 common Sale 100 25.6700 USD
USD 0.01 common Sale 100 25.2100 USD
USD 0.01 common Sale 109 25.5391 USD
USD 0.01 common Sale 111 25.6039 USD
USD 0.01 common Sale 113 25.7957 USD
USD 0.01 common Sale 147 25.6190 USD
USD 0.01 common Sale 163 25.3500 USD
USD 0.01 common Sale 180 25.5749 USD
USD 0.01 common Sale 188 25.5604 USD
USD 0.01 common Sale 200 25.2150 USD
USD 0.01 common Sale 200 25.5900 USD
USD 0.01 common Sale 202 25.8000 USD
USD 0.01 common Sale 242 25.6466 USD
USD 0.01 common Sale 257 25.5800 USD
USD 0.01 common Sale 265 25.5709 USD
USD 0.01 common Sale 300 25.2800 USD
USD 0.01 common Sale 315 25.7900 USD
USD 0.01 common Sale 400 25.5200 USD
USD 0.01 common Sale 435 25.3464 USD
USD 0.01 common Sale 447 25.4946 USD
USD 0.01 common Sale 504 25.8200 USD
USD 0.01 common Sale 600 25.5666 USD
USD 0.01 common Sale 624 25.6986 USD
USD 0.01 common Sale 639 25.5779 USD
USD 0.01 common Sale 687 25.4324 USD
USD 0.01 common Sale 700 25.5728 USD
USD 0.01 common Sale 700 25.8428 USD
USD 0.01 common Sale 778 25.6194 USD
USD 0.01 common Sale 869 25.5264 USD
USD 0.01 common Sale 870 25.6055 USD
USD 0.01 common Sale 906 25.3653 USD
USD 0.01 common Sale 993 25.5931 USD
USD 0.01 common Sale 1,001 25.5680 USD
USD 0.01 common Sale 1,001 25.5619 USD
USD 0.01 common Sale 1,010 25.8139 USD
USD 0.01 common Sale 1,139 25.5432 USD
USD 0.01 common Sale 1,200 25.5820 USD
USD 0.01 common Sale 1,341 25.3471 USD
USD 0.01 common Sale 1,416 25.8043 USD
USD 0.01 common Sale 1,425 25.5347 USD
USD 0.01 common Sale 1,572 25.5044 USD
USD 0.01 common Sale 1,600 25.3100 USD
USD 0.01 common Sale 2,152 25.8207 USD
USD 0.01 common Sale 2,262 25.3037 USD
USD 0.01 common Sale 2,305 25.3890 USD
USD 0.01 common Sale 3,368 25.2740 USD
USD 0.01 common Sale 3,609 25.5369 USD
USD 0.01 common Sale 4,137 25.3406 USD
USD 0.01 common Sale 4,493 25.4486 USD
USD 0.01 common Sale 4,816 25.5876 USD
USD 0.01 common Sale 4,904 25.3652 USD
USD 0.01 common Sale 4,928 25.3535 USD
USD 0.01 common Sale 5,246 25.4888 USD
USD 0.01 common Sale 5,347 25.8357 USD
USD 0.01 common Sale 5,439 25.3400 USD
USD 0.01 common Sale 6,480 25.6002 USD
USD 0.01 common Sale 7,018 25.8237 USD
USD 0.01 common Sale 7,295 25.8135 USD
USD 0.01 common Sale 7,366 25.8197 USD
USD 0.01 common Sale 8,792 25.4981 USD
USD 0.01 common Sale 8,939 25.8103 USD
USD 0.01 common Sale 10,033 25.7358 USD
USD 0.01 common Sale 10,918 25.3876 USD
USD 0.01 common Sale 15,053 25.5843 USD
USD 0.01 common Sale 15,318 25.3405 USD
USD 0.01 common Sale 15,645 25.8111 USD
USD 0.01 common Sale 17,123 25.8074 USD
USD 0.01 common Sale 21,945 25.3774 USD
USD 0.01 common Sale 25,394 25.7977 USD
USD 0.01 common Sale 25,402 25.7812 USD
USD 0.01 common Sale 35,160 25.8142 USD
USD 0.01 common Sale 42,634 25.4218 USD
USD 0.01 common Sale 48,539 25.4412 USD
USD 0.01 common Sale 50,664 25.4690 USD
USD 0.01 common Sale 143,494 25.8058 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 27 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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