REG-BARCLAYS PLC Form 8.3 - NortonLifeLock Inc.
07/02/2022 18:00
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Form 8.3 - NortonLifeLock Inc.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,302,372 0.22% 598,053 0.10%
(2) Cash-settled derivatives:
343,720 0.06% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,646,092 0.28% 2,108,603 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 218,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 218,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 26.8400 USD
USD 0.01 common Purchase 1 26.9700 USD
USD 0.01 common Purchase 3 26.9800 USD
USD 0.01 common Purchase 10 22.5000 EUR
USD 0.01 common Purchase 59 27.6230 USD
USD 0.01 common Purchase 100 27.1500 USD
USD 0.01 common Purchase 100 27.6250 USD
USD 0.01 common Purchase 101 27.6037 USD
USD 0.01 common Purchase 101 27.6032 USD
USD 0.01 common Purchase 148 27.5978 USD
USD 0.01 common Purchase 200 27.5875 USD
USD 0.01 common Purchase 200 27.6050 USD
USD 0.01 common Purchase 201 23.4461 EUR
USD 0.01 common Purchase 201 27.6325 USD
USD 0.01 common Purchase 234 27.6098 USD
USD 0.01 common Purchase 300 27.5400 USD
USD 0.01 common Purchase 300 27.5300 USD
USD 0.01 common Purchase 300 27.6416 USD
USD 0.01 common Purchase 300 27.6433 USD
USD 0.01 common Purchase 400 27.3100 USD
USD 0.01 common Purchase 400 27.5987 USD
USD 0.01 common Purchase 400 27.5675 USD
USD 0.01 common Purchase 500 27.4560 USD
USD 0.01 common Purchase 510 27.3783 USD
USD 0.01 common Purchase 534 27.4240 USD
USD 0.01 common Purchase 592 27.3573 USD
USD 0.01 common Purchase 631 27.5226 USD
USD 0.01 common Purchase 698 27.5228 USD
USD 0.01 common Purchase 832 27.2215 USD
USD 0.01 common Purchase 837 27.3830 USD
USD 0.01 common Purchase 884 27.3947 USD
USD 0.01 common Purchase 884 27.5085 USD
USD 0.01 common Purchase 940 27.4586 USD
USD 0.01 common Purchase 1,000 27.3200 USD
USD 0.01 common Purchase 1,068 27.3525 USD
USD 0.01 common Purchase 1,136 27.3629 USD
USD 0.01 common Purchase 1,153 27.4283 USD
USD 0.01 common Purchase 1,166 27.4833 USD
USD 0.01 common Purchase 1,200 27.5916 USD
USD 0.01 common Purchase 1,225 27.1697 USD
USD 0.01 common Purchase 1,234 27.4220 USD
USD 0.01 common Purchase 1,289 27.2947 USD
USD 0.01 common Purchase 1,348 27.3877 USD
USD 0.01 common Purchase 1,405 27.4274 USD
USD 0.01 common Purchase 2,124 27.3116 USD
USD 0.01 common Purchase 2,301 27.6300 USD
USD 0.01 common Purchase 2,309 26.5693 USD
USD 0.01 common Purchase 2,405 27.3644 USD
USD 0.01 common Purchase 3,300 27.5918 USD
USD 0.01 common Purchase 3,352 27.5894 USD
USD 0.01 common Purchase 5,586 27.5946 USD
USD 0.01 common Purchase 6,806 27.3347 USD
USD 0.01 common Purchase 8,076 27.5891 USD
USD 0.01 common Purchase 9,755 27.2834 USD
USD 0.01 common Purchase 10,938 27.4471 USD
USD 0.01 common Purchase 13,016 27.3838 USD
USD 0.01 common Purchase 13,194 27.0374 USD
USD 0.01 common Purchase 13,350 27.2698 USD
USD 0.01 common Purchase 17,166 27.5902 USD
USD 0.01 common Purchase 27,280 27.5942 USD
USD 0.01 common Purchase 30,268 27.3924 USD
USD 0.01 common Purchase 32,713 27.5481 USD
USD 0.01 common Purchase 38,704 26.5991 USD
USD 0.01 common Purchase 54,385 27.1564 USD
USD 0.01 common Purchase 55,914 27.0191 USD
USD 0.01 common Purchase 56,530 27.3554 USD
USD 0.01 common Purchase 70,429 27.5900 USD
USD 0.01 common Purchase 72,685 27.1831 USD
USD 0.01 common Purchase 249,738 27.2793 USD
USD 0.01 common Sale 8 27.4250 USD
USD 0.01 common Sale 10 22.5000 EUR
USD 0.01 common Sale 15 27.0900 USD
USD 0.01 common Sale 34 27.5500 USD
USD 0.01 common Sale 100 27.6000 USD
USD 0.01 common Sale 100 25.7900 USD
USD 0.01 common Sale 100 27.5600 USD
USD 0.01 common Sale 100 26.3700 USD
USD 0.01 common Sale 105 27.5000 USD
USD 0.01 common Sale 146 26.6521 USD
USD 0.01 common Sale 189 27.2100 USD
USD 0.01 common Sale 200 27.6100 USD
USD 0.01 common Sale 200 27.5800 USD
USD 0.01 common Sale 200 26.7100 USD
USD 0.01 common Sale 201 23.4461 EUR
USD 0.01 common Sale 253 26.5868 USD
USD 0.01 common Sale 256 26.5979 USD
USD 0.01 common Sale 288 27.2800 USD
USD 0.01 common Sale 295 26.5996 USD
USD 0.01 common Sale 296 27.3243 USD
USD 0.01 common Sale 299 27.5866 USD
USD 0.01 common Sale 310 26.4377 USD
USD 0.01 common Sale 321 26.0250 USD
USD 0.01 common Sale 400 27.5875 USD
USD 0.01 common Sale 439 26.6496 USD
USD 0.01 common Sale 500 26.3140 USD
USD 0.01 common Sale 531 27.4189 USD
USD 0.01 common Sale 558 26.6211 USD
USD 0.01 common Sale 729 26.7874 USD
USD 0.01 common Sale 737 26.6501 USD
USD 0.01 common Sale 800 27.5962 USD
USD 0.01 common Sale 900 27.5911 USD
USD 0.01 common Sale 900 26.4166 USD
USD 0.01 common Sale 1,000 27.3200 USD
USD 0.01 common Sale 1,042 26.2158 USD
USD 0.01 common Sale 1,126 26.5328 USD
USD 0.01 common Sale 1,146 26.5778 USD
USD 0.01 common Sale 1,600 26.1443 USD
USD 0.01 common Sale 1,602 27.2857 USD
USD 0.01 common Sale 2,283 27.2521 USD
USD 0.01 common Sale 2,300 27.6300 USD
USD 0.01 common Sale 2,400 27.5920 USD
USD 0.01 common Sale 3,355 27.3034 USD
USD 0.01 common Sale 4,506 26.8979 USD
USD 0.01 common Sale 4,892 26.8443 USD
USD 0.01 common Sale 6,252 27.5946 USD
USD 0.01 common Sale 8,229 26.7347 USD
USD 0.01 common Sale 9,387 26.9841 USD
USD 0.01 common Sale 12,468 27.2484 USD
USD 0.01 common Sale 15,822 27.2448 USD
USD 0.01 common Sale 18,481 27.5926 USD
USD 0.01 common Sale 19,870 26.4223 USD
USD 0.01 common Sale 26,663 27.3038 USD
USD 0.01 common Sale 35,000 27.4036 USD
USD 0.01 common Sale 38,575 27.1206 USD
USD 0.01 common Sale 41,552 27.5093 USD
USD 0.01 common Sale 43,581 27.1465 USD
USD 0.01 common Sale 45,944 27.2322 USD
USD 0.01 common Sale 72,685 27.1831 USD
USD 0.01 common Sale 102,802 27.3062 USD
USD 0.01 common Sale 119,738 27.5900 USD
USD 0.01 common Sale 173,357 27.2887 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 7 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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