REG-BARCLAYS PLC Form 8.3 - NortonLifeLock Inc.
14/02/2022 12:30
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Form 8.3 - NortonLifeLock Inc.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,540,790 0.26% 805,698 0.14%
(2) Cash-settled derivatives:
537,237 0.09% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,078,027 0.36% 2,316,248 0.40%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 236,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 236,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 2 30.3400 USD
USD 0.01 common Purchase 2 29.7450 USD
USD 0.01 common Purchase 3 29.7533 USD
USD 0.01 common Purchase 6 29.7541 USD
USD 0.01 common Purchase 7 29.7614 USD
USD 0.01 common Purchase 17 29.8900 USD
USD 0.01 common Purchase 17 29.8500 USD
USD 0.01 common Purchase 18 29.7700 USD
USD 0.01 common Purchase 51 29.8300 USD
USD 0.01 common Purchase 51 29.8266 USD
USD 0.01 common Purchase 67 29.8200 USD
USD 0.01 common Purchase 68 29.8337 USD
USD 0.01 common Purchase 85 29.8060 USD
USD 0.01 common Purchase 92 29.8450 USD
USD 0.01 common Purchase 100 29.8800 USD
USD 0.01 common Purchase 102 29.8316 USD
USD 0.01 common Purchase 153 29.8016 USD
USD 0.01 common Purchase 255 29.9650 USD
USD 0.01 common Purchase 411 29.8639 USD
USD 0.01 common Purchase 600 29.7966 USD
USD 0.01 common Purchase 623 29.8491 USD
USD 0.01 common Purchase 889 29.8108 USD
USD 0.01 common Purchase 1,414 29.8257 USD
USD 0.01 common Purchase 2,001 29.7400 USD
USD 0.01 common Purchase 6,022 29.9619 USD
USD 0.01 common Purchase 6,539 29.8599 USD
USD 0.01 common Purchase 7,883 29.8461 USD
USD 0.01 common Purchase 8,006 29.8276 USD
USD 0.01 common Purchase 8,232 29.8561 USD
USD 0.01 common Purchase 8,269 29.8553 USD
USD 0.01 common Purchase 8,912 29.8327 USD
USD 0.01 common Purchase 9,322 29.9783 USD
USD 0.01 common Purchase 9,985 29.8487 USD
USD 0.01 common Purchase 13,026 29.8398 USD
USD 0.01 common Purchase 14,309 29.8449 USD
USD 0.01 common Purchase 17,089 29.9948 USD
USD 0.01 common Purchase 17,189 29.8539 USD
USD 0.01 common Purchase 17,843 29.8357 USD
USD 0.01 common Purchase 17,846 29.8592 USD
USD 0.01 common Purchase 19,860 29.8446 USD
USD 0.01 common Purchase 29,479 29.9658 USD
USD 0.01 common Purchase 32,600 29.8439 USD
USD 0.01 common Purchase 32,691 29.8233 USD
USD 0.01 common Purchase 34,295 29.9100 USD
USD 0.01 common Purchase 39,684 29.8600 USD
USD 0.01 common Purchase 56,211 30.1678 USD
USD 0.01 common Purchase 82,227 29.8413 USD
USD 0.01 common Purchase 86,839 29.8374 USD
USD 0.01 common Purchase 86,924 29.8356 USD
USD 0.01 common Purchase 99,359 29.8142 USD
USD 0.01 common Purchase 322,331 29.9474 USD
USD 0.01 common Sale 63 29.8400 USD
USD 0.01 common Sale 67 29.8200 USD
USD 0.01 common Sale 100 29.8800 USD
USD 0.01 common Sale 102 29.7686 USD
USD 0.01 common Sale 197 30.0054 USD
USD 0.01 common Sale 200 29.8675 USD
USD 0.01 common Sale 200 29.6750 USD
USD 0.01 common Sale 200 30.0650 USD
USD 0.01 common Sale 300 30.0983 USD
USD 0.01 common Sale 342 30.1331 USD
USD 0.01 common Sale 370 30.2451 USD
USD 0.01 common Sale 400 30.0750 USD
USD 0.01 common Sale 400 29.8025 USD
USD 0.01 common Sale 401 29.8163 USD
USD 0.01 common Sale 500 29.8070 USD
USD 0.01 common Sale 500 29.7940 USD
USD 0.01 common Sale 547 30.1001 USD
USD 0.01 common Sale 600 30.0383 USD
USD 0.01 common Sale 600 29.8083 USD
USD 0.01 common Sale 700 30.0907 USD
USD 0.01 common Sale 723 29.8572 USD
USD 0.01 common Sale 800 29.7956 USD
USD 0.01 common Sale 801 29.8498 USD
USD 0.01 common Sale 885 29.8314 USD
USD 0.01 common Sale 893 29.8647 USD
USD 0.01 common Sale 1,078 29.8253 USD
USD 0.01 common Sale 1,228 29.8523 USD
USD 0.01 common Sale 1,603 30.0865 USD
USD 0.01 common Sale 1,634 30.0270 USD
USD 0.01 common Sale 1,746 29.7804 USD
USD 0.01 common Sale 1,981 29.8031 USD
USD 0.01 common Sale 2,000 29.7400 USD
USD 0.01 common Sale 2,200 29.8786 USD
USD 0.01 common Sale 2,507 29.8352 USD
USD 0.01 common Sale 3,723 29.8526 USD
USD 0.01 common Sale 3,821 29.8715 USD
USD 0.01 common Sale 4,157 29.8310 USD
USD 0.01 common Sale 4,500 29.8454 USD
USD 0.01 common Sale 6,422 29.9018 USD
USD 0.01 common Sale 6,561 29.8598 USD
USD 0.01 common Sale 6,753 30.3100 USD
USD 0.01 common Sale 7,634 30.1669 USD
USD 0.01 common Sale 8,515 29.9468 USD
USD 0.01 common Sale 8,823 29.8362 USD
USD 0.01 common Sale 14,755 30.0037 USD
USD 0.01 common Sale 16,353 29.8198 USD
USD 0.01 common Sale 17,654 30.1112 USD
USD 0.01 common Sale 26,172 30.2233 USD
USD 0.01 common Sale 42,767 29.8533 USD
USD 0.01 common Sale 43,200 29.8950 USD
USD 0.01 common Sale 64,315 29.8600 USD
USD 0.01 common Sale 340,909 29.8384 USD
USD 0.01 common Sale 460,033 29.9121 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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