REG-BARCLAYS PLC FORM 8.3 - NORTONLIFELOCK INC - AMENDMENT
01/09/2021 15:10
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210901:nBw6LgqTba&default-theme=true
FORM 8.3 - NORTONLIFELOCK INC - AMENDMENT
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 30 August 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,370,417 0.24% 372,420 0.06%
(2) Cash-settled derivatives:
110,636 0.02% 1,028,322 0.18%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 1,481,553 0.25% 1,402,842 0.24%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 139,000 0.02% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 139,000 0.02% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 6,000 132.8125 USD
Convertible Bond Sale 3,000 132.8125 USD
USD 0.01 common Purchase 1 26.8600 USD
USD 0.01 common Purchase 8 26.8150 USD
USD 0.01 common Purchase 23 26.8367 USD
USD 0.01 common Purchase 50 26.7600 USD
USD 0.01 common Purchase 56 26.8183 USD
USD 0.01 common Purchase 59 26.8238 USD
USD 0.01 common Purchase 63 26.8229 USD
USD 0.01 common Purchase 75 26.8000 USD
USD 0.01 common Purchase 86 26.8113 USD
USD 0.01 common Purchase 100 26.7450 USD
USD 0.01 common Purchase 100 26.8250 USD
USD 0.01 common Purchase 125 26.7950 USD
USD 0.01 common Purchase 165 26.7407 USD
USD 0.01 common Purchase 200 26.8325 USD
USD 0.01 common Purchase 200 26.8350 USD
USD 0.01 common Purchase 200 26.7000 USD
USD 0.01 common Purchase 252 26.7798 USD
USD 0.01 common Purchase 256 26.7965 USD
USD 0.01 common Purchase 300 26.7666 USD
USD 0.01 common Purchase 500 26.7790 USD
USD 0.01 common Purchase 633 26.7723 USD
USD 0.01 common Purchase 650 26.7500 USD
USD 0.01 common Purchase 676 26.7917 USD
USD 0.01 common Purchase 696 26.7572 USD
USD 0.01 common Purchase 990 26.8382 USD
USD 0.01 common Purchase 1,490 26.8500 USD
USD 0.01 common Purchase 1,638 26.7748 USD
USD 0.01 common Purchase 2,285 26.7912 USD
USD 0.01 common Purchase 2,510 26.7534 USD
USD 0.01 common Purchase 3,042 26.7905 USD
USD 0.01 common Purchase 3,679 26.7593 USD
USD 0.01 common Purchase 3,890 26.7900 USD
USD 0.01 common Purchase 5,505 26.7717 USD
USD 0.01 common Purchase 5,861 26.7889 USD
USD 0.01 common Purchase 6,199 26.8058 USD
USD 0.01 common Purchase 8,620 26.7788 USD
USD 0.01 common Purchase 9,969 26.7800 USD
USD 0.01 common Purchase 10,279 26.7921 USD
USD 0.01 common Purchase 10,833 26.7779 USD
USD 0.01 common Purchase 18,142 26.7897 USD
USD 0.01 common Purchase 24,886 26.7818 USD
USD 0.01 common Purchase 91,356 26.7821 USD
USD 0.01 common Sale 5 26.7300 USD
USD 0.01 common Sale 28 26.7864 USD
USD 0.01 common Sale 42 26.7750 USD
USD 0.01 common Sale 42 26.8033 USD
USD 0.01 common Sale 50 26.7600 USD
USD 0.01 common Sale 60 26.7958 USD
USD 0.01 common Sale 70 26.8120 USD
USD 0.01 common Sale 126 26.7933 USD
USD 0.01 common Sale 200 26.7450 USD
USD 0.01 common Sale 251 26.7950 USD
USD 0.01 common Sale 313 26.7766 USD
USD 0.01 common Sale 384 26.8000 USD
USD 0.01 common Sale 400 26.7800 USD
USD 0.01 common Sale 622 26.8164 USD
USD 0.01 common Sale 754 26.7985 USD
USD 0.01 common Sale 830 26.7710 USD
USD 0.01 common Sale 900 26.7977 USD
USD 0.01 common Sale 1,100 26.7954 USD
USD 0.01 common Sale 1,506 26.7839 USD
USD 0.01 common Sale 1,531 26.7322 USD
USD 0.01 common Sale 1,700 26.8017 USD
USD 0.01 common Sale 1,975 26.7991 USD
USD 0.01 common Sale 2,075 26.7721 USD
USD 0.01 common Sale 2,280 26.7914 USD
USD 0.01 common Sale 2,310 26.7541 USD
USD 0.01 common Sale 2,980 26.8500 USD
USD 0.01 common Sale 3,337 26.7930 USD
USD 0.01 common Sale 4,210 26.8080 USD
USD 0.01 common Sale 6,184 26.7754 USD
USD 0.01 common Sale 6,199 26.8058 USD
USD 0.01 common Sale 6,205 26.7813 USD
USD 0.01 common Sale 6,415 26.7712 USD
USD 0.01 common Sale 10,260 26.7866 USD
USD 0.01 common Sale 20,590 26.7900 USD
USD 0.01 common Sale 24,630 26.7936 USD
USD 0.01 common Sale 25,325 26.7500 USD
USD 0.01 common Sale 27,080 26.7809 USD
USD 0.01 common Sale 51,774 26.7781 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 500 27.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -2,100 30.0000 American 21 Jan 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210901005676/en/
(https://www.businesswire.com/news/home/20210901005676/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC - Director/PDMR Shareholding
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC Just Group plc - Form 8.3 JUST GROUP PLC
AnnouncementREG - Barclays PLC Senior PLC - Form 8.5 EPT/Non RI SENIOR PLC Replacement
AnnouncementREG - Barclays PLC Senior PLC - Form 8.5 EPT/Non RI SENIOR PLC Replacement
Announcement