REG-BARCLAYS PLC FORM 8.3 - NORTONLIFELOCK INC. - AMENDMENT
01/02/2022 15:15
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FORM 8.3 - NORTONLIFELOCK INC. - AMENDMENT
FORM 8.3
Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 28 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,349,069 0.23% 599,767 0.10%
(2) Cash-settled derivatives:
341,824 0.06% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,690,893 0.29% 2,110,317 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 390,000 0.07% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 6 25.6350 USD
USD 0.01 common Purchase 6 25.6000 USD
USD 0.01 common Purchase 6 25.5900 USD
USD 0.01 common Purchase 6 25.6600 USD
USD 0.01 common Purchase 8 25.1400 USD
USD 0.01 common Purchase 12 25.5350 USD
USD 0.01 common Purchase 18 25.5216 USD
USD 0.01 common Purchase 18 25.4733 USD
USD 0.01 common Purchase 18 25.5566 USD
USD 0.01 common Purchase 24 25.5525 USD
USD 0.01 common Purchase 24 25.4400 USD
USD 0.01 common Purchase 45 25.6024 USD
USD 0.01 common Purchase 48 25.5662 USD
USD 0.01 common Purchase 57 25.5328 USD
USD 0.01 common Purchase 62 25.2200 USD
USD 0.01 common Purchase 62 25.2100 USD
USD 0.01 common Purchase 70 25.5100 USD
USD 0.01 common Purchase 88 25.5918 USD
USD 0.01 common Purchase 100 25.1200 USD
USD 0.01 common Purchase 100 25.6300 USD
USD 0.01 common Purchase 162 25.3820 USD
USD 0.01 common Purchase 163 25.3321 USD
USD 0.01 common Purchase 200 25.4268 USD
USD 0.01 common Purchase 200 25.3700 USD
USD 0.01 common Purchase 264 25.3954 USD
USD 0.01 common Purchase 293 25.1607 USD
USD 0.01 common Purchase 300 25.4766 USD
USD 0.01 common Purchase 362 25.4158 USD
USD 0.01 common Purchase 364 25.4081 USD
USD 0.01 common Purchase 400 25.5550 USD
USD 0.01 common Purchase 400 25.2000 USD
USD 0.01 common Purchase 400 25.1600 USD
USD 0.01 common Purchase 401 25.4574 USD
USD 0.01 common Purchase 500 25.1500 USD
USD 0.01 common Purchase 500 25.3980 USD
USD 0.01 common Purchase 519 25.4435 USD
USD 0.01 common Purchase 600 25.1850 USD
USD 0.01 common Purchase 600 25.1300 USD
USD 0.01 common Purchase 606 25.4379 USD
USD 0.01 common Purchase 777 25.5676 USD
USD 0.01 common Purchase 818 25.5829 USD
USD 0.01 common Purchase 1,110 25.5986 USD
USD 0.01 common Purchase 1,200 25.1375 USD
USD 0.01 common Purchase 1,329 25.4366 USD
USD 0.01 common Purchase 2,251 25.3916 USD
USD 0.01 common Purchase 3,750 25.3114 USD
USD 0.01 common Purchase 8,724 25.6185 USD
USD 0.01 common Purchase 9,218 25.3049 USD
USD 0.01 common Purchase 10,750 25.3123 USD
USD 0.01 common Purchase 15,403 25.2845 USD
USD 0.01 common Purchase 19,929 25.6400 USD
USD 0.01 common Purchase 20,825 25.4639 USD
USD 0.01 common Purchase 25,963 25.6333 USD
USD 0.01 common Purchase 73,764 25.3685 USD
USD 0.01 common Sale 1 25.4100 USD
USD 0.01 common Sale 6 25.6600 USD
USD 0.01 common Sale 15 25.4700 USD
USD 0.01 common Sale 45 25.6024 USD
USD 0.01 common Sale 52 25.4400 USD
USD 0.01 common Sale 62 25.2100 USD
USD 0.01 common Sale 70 25.5100 USD
USD 0.01 common Sale 74 25.3412 USD
USD 0.01 common Sale 100 25.4550 USD
USD 0.01 common Sale 100 25.4575 USD
USD 0.01 common Sale 100 25.3550 USD
USD 0.01 common Sale 101 25.4203 USD
USD 0.01 common Sale 101 25.4800 USD
USD 0.01 common Sale 196 25.4500 USD
USD 0.01 common Sale 200 25.3700 USD
USD 0.01 common Sale 200 25.4268 USD
USD 0.01 common Sale 200 25.6100 USD
USD 0.01 common Sale 200 25.6050 USD
USD 0.01 common Sale 250 25.3890 USD
USD 0.01 common Sale 341 25.4917 USD
USD 0.01 common Sale 350 25.4200 USD
USD 0.01 common Sale 350 25.4442 USD
USD 0.01 common Sale 400 25.2550 USD
USD 0.01 common Sale 400 25.2475 USD
USD 0.01 common Sale 400 25.6075 USD
USD 0.01 common Sale 419 25.5454 USD
USD 0.01 common Sale 600 25.4617 USD
USD 0.01 common Sale 705 25.4504 USD
USD 0.01 common Sale 800 25.3475 USD
USD 0.01 common Sale 1,110 25.5986 USD
USD 0.01 common Sale 1,190 25.3498 USD
USD 0.01 common Sale 1,281 25.6398 USD
USD 0.01 common Sale 1,293 25.1841 USD
USD 0.01 common Sale 2,400 25.1375 USD
USD 0.01 common Sale 2,514 25.3417 USD
USD 0.01 common Sale 3,426 25.5419 USD
USD 0.01 common Sale 5,395 25.2133 USD
USD 0.01 common Sale 5,747 25.4216 USD
USD 0.01 common Sale 6,891 25.2439 USD
USD 0.01 common Sale 16,104 25.3765 USD
USD 0.01 common Sale 19,819 25.4227 USD
USD 0.01 common Sale 26,869 25.6400 USD
USD 0.01 common Sale 30,341 25.6126 USD
USD 0.01 common Sale 34,593 25.3642 USD
USD 0.01 common Sale 47,699 25.3929 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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