REG-BARCLAYS PLC Form 8.3 - NORTONLIFELOCK INC. AMENDMENT
08/02/2022 16:40
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Form 8.3 - NORTONLIFELOCK INC. AMENDMENT
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 03 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,325,085 0.23% 570,270 0.10%
(2) Cash-settled derivatives:
343,720 0.06% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,668,805 0.29% 2,080,820 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 218,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 218,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 32 26.0062 USD
USD 0.01 common Purchase 43 25.8909 USD
USD 0.01 common Purchase 45 25.8800 USD
USD 0.01 common Purchase 51 25.8988 USD
USD 0.01 common Purchase 53 25.8830 USD
USD 0.01 common Purchase 55 25.8990 USD
USD 0.01 common Purchase 60 22.8150 EUR
USD 0.01 common Purchase 73 25.6449 USD
USD 0.01 common Purchase 75 25.7938 USD
USD 0.01 common Purchase 76 25.9526 USD
USD 0.01 common Purchase 88 25.9000 USD
USD 0.01 common Purchase 97 25.8663 USD
USD 0.01 common Purchase 100 25.3450 USD
USD 0.01 common Purchase 100 25.7850 USD
USD 0.01 common Purchase 100 25.8000 USD
USD 0.01 common Purchase 100 25.4500 USD
USD 0.01 common Purchase 103 22.7000 EUR
USD 0.01 common Purchase 104 25.8478 USD
USD 0.01 common Purchase 119 25.5150 USD
USD 0.01 common Purchase 129 25.5810 USD
USD 0.01 common Purchase 144 25.4899 USD
USD 0.01 common Purchase 170 25.3950 USD
USD 0.01 common Purchase 180 25.8925 USD
USD 0.01 common Purchase 200 25.7800 USD
USD 0.01 common Purchase 203 25.7004 USD
USD 0.01 common Purchase 225 25.8810 USD
USD 0.01 common Purchase 233 25.4980 USD
USD 0.01 common Purchase 244 25.5559 USD
USD 0.01 common Purchase 250 25.5547 USD
USD 0.01 common Purchase 281 25.8923 USD
USD 0.01 common Purchase 300 25.8133 USD
USD 0.01 common Purchase 317 25.6902 USD
USD 0.01 common Purchase 334 25.5455 USD
USD 0.01 common Purchase 360 25.9494 USD
USD 0.01 common Purchase 486 25.4450 USD
USD 0.01 common Purchase 488 25.5456 USD
USD 0.01 common Purchase 782 25.5189 USD
USD 0.01 common Purchase 784 25.7509 USD
USD 0.01 common Purchase 800 25.3825 USD
USD 0.01 common Purchase 830 25.3761 USD
USD 0.01 common Purchase 900 25.6611 USD
USD 0.01 common Purchase 919 25.4746 USD
USD 0.01 common Purchase 955 25.9529 USD
USD 0.01 common Purchase 1,000 25.8440 USD
USD 0.01 common Purchase 1,200 25.7400 USD
USD 0.01 common Purchase 1,370 25.7311 USD
USD 0.01 common Purchase 1,440 25.8483 USD
USD 0.01 common Purchase 1,464 25.6109 USD
USD 0.01 common Purchase 1,965 25.6787 USD
USD 0.01 common Purchase 2,203 25.8847 USD
USD 0.01 common Purchase 2,300 25.4200 USD
USD 0.01 common Purchase 2,300 25.7132 USD
USD 0.01 common Purchase 2,301 25.6765 USD
USD 0.01 common Purchase 3,155 25.5128 USD
USD 0.01 common Purchase 4,180 25.5964 USD
USD 0.01 common Purchase 4,375 25.9072 USD
USD 0.01 common Purchase 4,602 25.6232 USD
USD 0.01 common Purchase 5,213 25.5918 USD
USD 0.01 common Purchase 5,925 25.8230 USD
USD 0.01 common Purchase 5,969 26.0100 USD
USD 0.01 common Purchase 6,005 25.8260 USD
USD 0.01 common Purchase 10,942 25.7213 USD
USD 0.01 common Purchase 13,215 25.6394 USD
USD 0.01 common Purchase 15,365 25.6001 USD
USD 0.01 common Purchase 25,000 25.9049 USD
USD 0.01 common Purchase 28,184 25.5556 USD
USD 0.01 common Purchase 30,741 25.4399 USD
USD 0.01 common Purchase 32,052 25.3800 USD
USD 0.01 common Purchase 36,616 25.9032 USD
USD 0.01 common Purchase 40,994 25.3795 USD
USD 0.01 common Purchase 87,021 25.6809 USD
USD 0.01 common Purchase 146,250 25.5979 USD
USD 0.01 common Purchase 450,847 25.6499 USD
USD 0.01 common Purchase 500,000 25.6366 USD
USD 0.01 common Sale 28 25.4650 USD
USD 0.01 common Sale 30 25.5150 USD
USD 0.01 common Sale 33 25.8950 USD
USD 0.01 common Sale 42 25.3766 USD
USD 0.01 common Sale 42 25.4035 USD
USD 0.01 common Sale 42 25.4900 USD
USD 0.01 common Sale 56 25.3500 USD
USD 0.01 common Sale 56 25.4275 USD
USD 0.01 common Sale 56 25.4075 USD
USD 0.01 common Sale 60 22.8150 EUR
USD 0.01 common Sale 70 25.3720 USD
USD 0.01 common Sale 100 25.5000 USD
USD 0.01 common Sale 100 25.6100 USD
USD 0.01 common Sale 100 25.6250 USD
USD 0.01 common Sale 100 25.3750 USD
USD 0.01 common Sale 100 25.7250 USD
USD 0.01 common Sale 100 25.3850 USD
USD 0.01 common Sale 103 22.7000 EUR
USD 0.01 common Sale 118 25.9042 USD
USD 0.01 common Sale 199 25.5248 USD
USD 0.01 common Sale 200 25.5400 USD
USD 0.01 common Sale 202 25.5176 USD
USD 0.01 common Sale 213 25.3542 USD
USD 0.01 common Sale 272 25.5543 USD
USD 0.01 common Sale 300 25.5450 USD
USD 0.01 common Sale 300 25.7666 USD
USD 0.01 common Sale 386 25.3461 USD
USD 0.01 common Sale 400 25.7925 USD
USD 0.01 common Sale 400 25.5087 USD
USD 0.01 common Sale 510 25.7877 USD
USD 0.01 common Sale 512 26.0088 USD
USD 0.01 common Sale 515 25.5459 USD
USD 0.01 common Sale 535 25.5356 USD
USD 0.01 common Sale 600 25.5100 USD
USD 0.01 common Sale 600 25.7841 USD
USD 0.01 common Sale 600 25.7400 USD
USD 0.01 common Sale 640 25.5112 USD
USD 0.01 common Sale 706 25.8001 USD
USD 0.01 common Sale 830 25.3761 USD
USD 0.01 common Sale 1,054 25.5046 USD
USD 0.01 common Sale 1,070 25.3809 USD
USD 0.01 common Sale 1,200 25.3558 USD
USD 0.01 common Sale 1,491 25.5313 USD
USD 0.01 common Sale 1,518 25.9576 USD
USD 0.01 common Sale 1,532 25.3550 USD
USD 0.01 common Sale 1,641 25.5372 USD
USD 0.01 common Sale 1,714 25.5620 USD
USD 0.01 common Sale 1,801 25.5230 USD
USD 0.01 common Sale 2,191 25.8674 USD
USD 0.01 common Sale 2,212 25.5703 USD
USD 0.01 common Sale 2,300 25.4200 USD
USD 0.01 common Sale 2,459 25.5587 USD
USD 0.01 common Sale 2,852 25.6720 USD
USD 0.01 common Sale 2,962 25.5102 USD
USD 0.01 common Sale 3,000 25.4238 USD
USD 0.01 common Sale 3,079 25.5546 USD
USD 0.01 common Sale 3,189 25.5091 USD
USD 0.01 common Sale 3,509 25.5469 USD
USD 0.01 common Sale 3,510 25.5047 USD
USD 0.01 common Sale 4,413 25.5105 USD
USD 0.01 common Sale 4,570 25.4378 USD
USD 0.01 common Sale 4,781 25.8734 USD
USD 0.01 common Sale 5,304 25.5407 USD
USD 0.01 common Sale 5,353 25.5190 USD
USD 0.01 common Sale 6,140 25.5962 USD
USD 0.01 common Sale 6,188 25.4711 USD
USD 0.01 common Sale 6,207 25.5302 USD
USD 0.01 common Sale 6,209 25.5480 USD
USD 0.01 common Sale 6,494 25.5233 USD
USD 0.01 common Sale 6,593 25.9993 USD
USD 0.01 common Sale 7,103 25.6435 USD
USD 0.01 common Sale 7,325 25.5785 USD
USD 0.01 common Sale 8,363 25.4325 USD
USD 0.01 common Sale 10,637 25.4389 USD
USD 0.01 common Sale 11,014 25.5221 USD
USD 0.01 common Sale 14,492 25.4762 USD
USD 0.01 common Sale 18,113 25.4175 USD
USD 0.01 common Sale 20,307 25.5371 USD
USD 0.01 common Sale 21,271 25.4253 USD
USD 0.01 common Sale 21,391 25.3796 USD
USD 0.01 common Sale 21,466 25.5078 USD
USD 0.01 common Sale 21,481 25.3800 USD
USD 0.01 common Sale 22,690 25.4441 USD
USD 0.01 common Sale 23,586 25.5015 USD
USD 0.01 common Sale 24,752 25.3801 USD
USD 0.01 common Sale 24,882 25.9050 USD
USD 0.01 common Sale 25,175 25.7092 USD
USD 0.01 common Sale 28,793 25.5110 USD
USD 0.01 common Sale 41,846 25.4518 USD
USD 0.01 common Sale 102,242 25.5311 USD
USD 0.01 common Sale 136,965 25.6164 USD
USD 0.01 common Sale 144,424 25.6617 USD
USD 0.01 common Sale 156,500 25.7527 USD
USD 0.01 common Sale 450,847 25.6499 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52575815&newsitemid=20220208005913&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=8c3af4838f88d4092a8da9a553cd00c0)
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