REG-BARCLAYS PLC FORM 8.3 – NORTONLIFELOCK INC - AMENDMENT
09/02/2022 16:40
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220209:nBwc2kTzTa&default-theme=true
FORM 8.3 – NORTONLIFELOCK INC - AMENDMENT
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,284,799 0.22% 618,880 0.11%
(2) Cash-settled derivatives:
343,720 0.06% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,628,519 0.28% 2,129,430 0.37%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 236,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 236,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 18,000 136.9375 USD
Convertible Bond Sale 18,000 136.9375 USD
USD 0.01 common Purchase 33 27.4750 USD
USD 0.01 common Purchase 65 28.2353 USD
USD 0.01 common Purchase 100 28.3350 USD
USD 0.01 common Purchase 100 27.5500 USD
USD 0.01 common Purchase 100 28.3300 USD
USD 0.01 common Purchase 109 24.1200 EUR
USD 0.01 common Purchase 163 27.8029 USD
USD 0.01 common Purchase 175 28.2946 USD
USD 0.01 common Purchase 191 28.2895 USD
USD 0.01 common Purchase 200 27.5400 USD
USD 0.01 common Purchase 200 28.3275 USD
USD 0.01 common Purchase 204 27.4904 USD
USD 0.01 common Purchase 242 27.6247 USD
USD 0.01 common Purchase 264 27.5215 USD
USD 0.01 common Purchase 300 27.5833 USD
USD 0.01 common Purchase 300 27.8900 USD
USD 0.01 common Purchase 314 28.3054 USD
USD 0.01 common Purchase 335 28.1690 USD
USD 0.01 common Purchase 348 28.2040 USD
USD 0.01 common Purchase 370 27.8662 USD
USD 0.01 common Purchase 376 28.3033 USD
USD 0.01 common Purchase 439 28.3238 USD
USD 0.01 common Purchase 500 27.5900 USD
USD 0.01 common Purchase 500 27.5560 USD
USD 0.01 common Purchase 548 28.3336 USD
USD 0.01 common Purchase 600 28.3266 USD
USD 0.01 common Purchase 610 27.7853 USD
USD 0.01 common Purchase 645 28.1827 USD
USD 0.01 common Purchase 700 27.6435 USD
USD 0.01 common Purchase 700 27.5214 USD
USD 0.01 common Purchase 748 27.9254 USD
USD 0.01 common Purchase 800 27.5962 USD
USD 0.01 common Purchase 800 27.8000 USD
USD 0.01 common Purchase 800 27.8490 USD
USD 0.01 common Purchase 907 27.5362 USD
USD 0.01 common Purchase 920 27.5530 USD
USD 0.01 common Purchase 973 28.3224 USD
USD 0.01 common Purchase 1,103 27.5862 USD
USD 0.01 common Purchase 1,105 28.3180 USD
USD 0.01 common Purchase 1,300 27.7753 USD
USD 0.01 common Purchase 1,300 27.5238 USD
USD 0.01 common Purchase 1,300 28.2900 USD
USD 0.01 common Purchase 1,415 27.5354 USD
USD 0.01 common Purchase 1,528 27.5807 USD
USD 0.01 common Purchase 1,528 27.8591 USD
USD 0.01 common Purchase 1,888 27.5326 USD
USD 0.01 common Purchase 2,400 27.8879 USD
USD 0.01 common Purchase 2,555 27.5549 USD
USD 0.01 common Purchase 2,600 27.7540 USD
USD 0.01 common Purchase 3,746 27.8293 USD
USD 0.01 common Purchase 4,133 27.7788 USD
USD 0.01 common Purchase 4,888 27.5730 USD
USD 0.01 common Purchase 5,230 27.5522 USD
USD 0.01 common Purchase 5,270 28.1471 USD
USD 0.01 common Purchase 6,040 27.6514 USD
USD 0.01 common Purchase 6,079 27.8208 USD
USD 0.01 common Purchase 6,884 28.2993 USD
USD 0.01 common Purchase 6,947 27.7744 USD
USD 0.01 common Purchase 8,358 28.3000 USD
USD 0.01 common Purchase 8,439 28.2998 USD
USD 0.01 common Purchase 11,621 27.9040 USD
USD 0.01 common Purchase 13,356 27.8463 USD
USD 0.01 common Purchase 14,277 27.8122 USD
USD 0.01 common Purchase 14,414 27.5602 USD
USD 0.01 common Purchase 20,882 27.8248 USD
USD 0.01 common Purchase 25,762 27.7921 USD
USD 0.01 common Purchase 26,694 28.1114 USD
USD 0.01 common Purchase 34,414 28.1927 USD
USD 0.01 common Purchase 45,764 27.7988 USD
USD 0.01 common Purchase 148,402 27.6581 USD
USD 0.01 common Purchase 247,110 28.2214 USD
USD 0.01 common Sale 33 27.4750 USD
USD 0.01 common Sale 33 27.5200 USD
USD 0.01 common Sale 100 27.9150 USD
USD 0.01 common Sale 100 28.3300 USD
USD 0.01 common Sale 100 27.9050 USD
USD 0.01 common Sale 100 28.2200 USD
USD 0.01 common Sale 100 27.6300 USD
USD 0.01 common Sale 100 27.5400 USD
USD 0.01 common Sale 108 27.5103 USD
USD 0.01 common Sale 109 24.1200 EUR
USD 0.01 common Sale 181 28.2310 USD
USD 0.01 common Sale 197 27.5771 USD
USD 0.01 common Sale 200 28.2500 USD
USD 0.01 common Sale 200 27.7500 USD
USD 0.01 common Sale 200 27.9200 USD
USD 0.01 common Sale 205 27.9268 USD
USD 0.01 common Sale 211 27.7268 USD
USD 0.01 common Sale 244 28.3968 USD
USD 0.01 common Sale 300 28.2300 USD
USD 0.01 common Sale 300 27.6283 USD
USD 0.01 common Sale 300 27.7833 USD
USD 0.01 common Sale 300 27.7466 USD
USD 0.01 common Sale 302 28.2399 USD
USD 0.01 common Sale 341 27.7672 USD
USD 0.01 common Sale 400 28.2350 USD
USD 0.01 common Sale 415 27.6000 USD
USD 0.01 common Sale 488 27.6538 USD
USD 0.01 common Sale 500 27.7360 USD
USD 0.01 common Sale 584 27.9521 USD
USD 0.01 common Sale 593 28.0106 USD
USD 0.01 common Sale 596 28.0797 USD
USD 0.01 common Sale 620 28.0191 USD
USD 0.01 common Sale 621 28.2848 USD
USD 0.01 common Sale 642 27.8389 USD
USD 0.01 common Sale 660 28.0290 USD
USD 0.01 common Sale 696 27.7112 USD
USD 0.01 common Sale 700 27.4400 USD
USD 0.01 common Sale 800 28.2400 USD
USD 0.01 common Sale 800 27.6268 USD
USD 0.01 common Sale 800 27.8490 USD
USD 0.01 common Sale 881 27.6694 USD
USD 0.01 common Sale 1,022 27.5898 USD
USD 0.01 common Sale 1,075 27.9647 USD
USD 0.01 common Sale 1,110 28.1084 USD
USD 0.01 common Sale 1,164 27.8394 USD
USD 0.01 common Sale 1,183 28.1800 USD
USD 0.01 common Sale 1,300 28.2900 USD
USD 0.01 common Sale 1,302 28.0683 USD
USD 0.01 common Sale 1,617 28.2361 USD
USD 0.01 common Sale 1,887 28.3285 USD
USD 0.01 common Sale 2,545 27.7414 USD
USD 0.01 common Sale 3,608 27.8594 USD
USD 0.01 common Sale 3,833 27.6487 USD
USD 0.01 common Sale 5,864 28.2992 USD
USD 0.01 common Sale 5,917 28.1946 USD
USD 0.01 common Sale 6,103 28.3064 USD
USD 0.01 common Sale 13,748 28.3000 USD
USD 0.01 common Sale 17,505 27.9705 USD
USD 0.01 common Sale 17,532 28.1781 USD
USD 0.01 common Sale 18,124 27.5821 USD
USD 0.01 common Sale 21,970 27.5532 USD
USD 0.01 common Sale 26,306 28.2274 USD
USD 0.01 common Sale 26,933 27.8581 USD
USD 0.01 common Sale 29,590 28.2060 USD
USD 0.01 common Sale 32,940 28.1288 USD
USD 0.01 common Sale 54,686 28.2765 USD
USD 0.01 common Sale 111,334 27.5176 USD
USD 0.01 common Sale 156,816 28.2064 USD
USD 0.01 common Sale 248,604 27.8110 USD
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Sale 124,302 27.8110 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220209005842/en/
(https://www.businesswire.com/news/home/20220209005842/en/)
BARCLAYS PLC
Copyright Business Wire 2022Recent news on Barclays
See all newsREG - J.P. Morgan Sec PLC - Stabilisation Notice
AnnouncementREG - Barclays PLC IQE PLC - Form 8.3 IQE PLC
AnnouncementREG - Barclays PLC Life Science REIT - Form 8.3 LIFE SCIENCE REIT PLC
AnnouncementREG - Barclays PLC Intertek Group Plc - Form 8.3 INTERTEK GROUP PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
Announcement