REG-BARCLAYS PLC Form 8.3 - NORTONLIFELOCK INC
16/07/2021 13:10
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Form 8.3 - NORTONLIFELOCK INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 July 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,962,800 0.34% 284,005 0.05%
(2) Cash-settled derivatives:
24,339 0.00% 1,279,498 0.22%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 1,987,639 0.34% 1,565,603 0.27%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 129,000 0.02% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 129,000 0.02% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 23 25.6304 USD
USD 0.01 common Purchase 100 25.5700 USD
USD 0.01 common Purchase 100 25.5850 USD
USD 0.01 common Purchase 220 25.8187 USD
USD 0.01 common Purchase 225 25.7055 USD
USD 0.01 common Purchase 264 25.8700 USD
USD 0.01 common Purchase 589 25.8096 USD
USD 0.01 common Purchase 600 25.8450 USD
USD 0.01 common Purchase 600 25.5408 USD
USD 0.01 common Purchase 900 25.7811 USD
USD 0.01 common Purchase 1,400 25.7317 USD
USD 0.01 common Purchase 1,410 25.7804 USD
USD 0.01 common Purchase 1,500 25.9100 USD
USD 0.01 common Purchase 1,541 25.7449 USD
USD 0.01 common Purchase 1,600 25.6890 USD
USD 0.01 common Purchase 2,063 25.7232 USD
USD 0.01 common Purchase 2,173 25.8950 USD
USD 0.01 common Purchase 2,300 25.8156 USD
USD 0.01 common Purchase 2,515 25.7685 USD
USD 0.01 common Purchase 3,945 25.8467 USD
USD 0.01 common Purchase 3,960 25.7750 USD
USD 0.01 common Purchase 4,024 25.8293 USD
USD 0.01 common Purchase 4,670 25.8217 USD
USD 0.01 common Purchase 4,688 25.8363 USD
USD 0.01 common Purchase 4,800 25.7779 USD
USD 0.01 common Purchase 6,229 25.6565 USD
USD 0.01 common Purchase 8,200 26.5900 USD
USD 0.01 common Purchase 10,706 25.7369 USD
USD 0.01 common Purchase 10,808 25.7174 USD
USD 0.01 common Purchase 12,804 25.7516 USD
USD 0.01 common Purchase 13,614 25.8600 USD
USD 0.01 common Purchase 15,515 25.7364 USD
USD 0.01 common Purchase 19,381 25.8691 USD
USD 0.01 common Purchase 20,095 25.6670 USD
USD 0.01 common Purchase 21,600 25.5667 USD
USD 0.01 common Purchase 24,801 25.6953 USD
USD 0.01 common Purchase 39,821 25.7947 USD
USD 0.01 common Purchase 48,113 25.7414 USD
USD 0.01 common Purchase 58,062 25.7712 USD
USD 0.01 common Purchase 68,753 25.8045 USD
USD 0.01 common Purchase 69,043 25.7711 USD
USD 0.01 common Purchase 69,418 25.7520 USD
USD 0.01 common Purchase 83,223 25.8619 USD
USD 0.01 common Purchase 90,000 25.6566 USD
USD 0.01 common Purchase 100,000 25.6258 USD
USD 0.01 common Purchase 155,400 25.7547 USD
USD 0.01 common Purchase 249,094 25.7714 USD
USD 0.01 common Purchase 1,097,925 25.7863 USD
USD 0.01 common Sale 2 25.8625 USD
USD 0.01 common Sale 3 25.8366 USD
USD 0.01 common Sale 12 25.8437 USD
USD 0.01 common Sale 13 25.8592 USD
USD 0.01 common Sale 13 25.8480 USD
USD 0.01 common Sale 14 25.8800 USD
USD 0.01 common Sale 15 25.8166 USD
USD 0.01 common Sale 17 25.8752 USD
USD 0.01 common Sale 17 25.8400 USD
USD 0.01 common Sale 18 25.8816 USD
USD 0.01 common Sale 21 25.8666 USD
USD 0.01 common Sale 23 25.8521 USD
USD 0.01 common Sale 27 25.8159 USD
USD 0.01 common Sale 49 25.8900 USD
USD 0.01 common Sale 100 25.9000 USD
USD 0.01 common Sale 100 25.5700 USD
USD 0.01 common Sale 100 25.8300 USD
USD 0.01 common Sale 100 25.8200 USD
USD 0.01 common Sale 100 25.7500 USD
USD 0.01 common Sale 105 26.0271 USD
USD 0.01 common Sale 146 25.4500 USD
USD 0.01 common Sale 147 25.9466 USD
USD 0.01 common Sale 183 25.4554 USD
USD 0.01 common Sale 190 25.8390 USD
USD 0.01 common Sale 198 25.8205 USD
USD 0.01 common Sale 200 25.4725 USD
USD 0.01 common Sale 200 25.4675 USD
USD 0.01 common Sale 200 25.5000 USD
USD 0.01 common Sale 201 25.8700 USD
USD 0.01 common Sale 205 25.7804 USD
USD 0.01 common Sale 265 25.7694 USD
USD 0.01 common Sale 300 25.5316 USD
USD 0.01 common Sale 300 25.5933 USD
USD 0.01 common Sale 330 25.4630 USD
USD 0.01 common Sale 400 25.6250 USD
USD 0.01 common Sale 400 25.6675 USD
USD 0.01 common Sale 400 25.4475 USD
USD 0.01 common Sale 500 25.7600 USD
USD 0.01 common Sale 500 25.6660 USD
USD 0.01 common Sale 500 25.4550 USD
USD 0.01 common Sale 600 25.4641 USD
USD 0.01 common Sale 600 25.5408 USD
USD 0.01 common Sale 649 25.7349 USD
USD 0.01 common Sale 665 25.7142 USD
USD 0.01 common Sale 669 25.6823 USD
USD 0.01 common Sale 800 25.5381 USD
USD 0.01 common Sale 900 25.8261 USD
USD 0.01 common Sale 900 25.7655 USD
USD 0.01 common Sale 900 25.6022 USD
USD 0.01 common Sale 900 25.9377 USD
USD 0.01 common Sale 900 25.8961 USD
USD 0.01 common Sale 900 25.6344 USD
USD 0.01 common Sale 900 25.4766 USD
USD 0.01 common Sale 947 25.7404 USD
USD 0.01 common Sale 1,054 25.6046 USD
USD 0.01 common Sale 1,152 25.5359 USD
USD 0.01 common Sale 1,198 25.7590 USD
USD 0.01 common Sale 1,234 25.5958 USD
USD 0.01 common Sale 1,308 25.6245 USD
USD 0.01 common Sale 1,352 25.8481 USD
USD 0.01 common Sale 1,400 25.8600 USD
USD 0.01 common Sale 1,449 25.8165 USD
USD 0.01 common Sale 1,481 25.7246 USD
USD 0.01 common Sale 1,500 25.6506 USD
USD 0.01 common Sale 1,564 26.0307 USD
USD 0.01 common Sale 1,910 25.5517 USD
USD 0.01 common Sale 1,962 25.7574 USD
USD 0.01 common Sale 2,943 25.7436 USD
USD 0.01 common Sale 4,100 26.5900 USD
USD 0.01 common Sale 4,500 25.6485 USD
USD 0.01 common Sale 4,621 25.5915 USD
USD 0.01 common Sale 5,631 25.6634 USD
USD 0.01 common Sale 9,303 25.7901 USD
USD 0.01 common Sale 9,500 25.7910 USD
USD 0.01 common Sale 10,287 25.8563 USD
USD 0.01 common Sale 10,291 25.8221 USD
USD 0.01 common Sale 11,752 25.7700 USD
USD 0.01 common Sale 11,798 25.7748 USD
USD 0.01 common Sale 12,180 25.7950 USD
USD 0.01 common Sale 12,408 25.7138 USD
USD 0.01 common Sale 13,056 25.8534 USD
USD 0.01 common Sale 14,021 25.8189 USD
USD 0.01 common Sale 14,579 25.6498 USD
USD 0.01 common Sale 17,000 25.5612 USD
USD 0.01 common Sale 19,108 25.8570 USD
USD 0.01 common Sale 23,200 25.7242 USD
USD 0.01 common Sale 24,048 25.7558 USD
USD 0.01 common Sale 27,336 25.7565 USD
USD 0.01 common Sale 30,655 25.7363 USD
USD 0.01 common Sale 42,802 25.7734 USD
USD 0.01 common Sale 45,432 25.9115 USD
USD 0.01 common Sale 46,108 25.7633 USD
USD 0.01 common Sale 49,399 25.7386 USD
USD 0.01 common Sale 50,284 25.7637 USD
USD 0.01 common Sale 60,479 25.7857 USD
USD 0.01 common Sale 72,540 25.8156 USD
USD 0.01 common Sale 79,459 25.7954 USD
USD 0.01 common Sale 90,000 25.6567 USD
USD 0.01 common Sale 100,000 25.6258 USD
USD 0.01 common Sale 118,778 25.8141 USD
USD 0.01 common Sale 132,500 25.8029 USD
USD 0.01 common Sale 149,130 25.6736 USD
USD 0.01 common Sale 155,400 25.7547 USD
USD 0.01 common Sale 310,784 25.7576 USD
USD 0.01 common Sale 580,978 25.8132 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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