REG-BARCLAYS PLC FORM 8.3 - NORTONLIFELOCK INC.
17/12/2021 12:25
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211217:nBw7fC740a&default-theme=true
FORM 8.3 - NORTONLIFELOCK INC.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 December 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,522,802 0.26% 678,635 0.12%
(2) Cash-settled derivatives:
426,198 0.07% 1,513,170 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 2,100 0.00%
(4)
TOTAL: 1,949,000 0.33% 2,193,905 0.38%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 389,000 0.07% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 389,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 25.5900 USD
USD 0.01 common Purchase 5 25.1100 USD
USD 0.01 common Purchase 16 25.5800 USD
USD 0.01 common Purchase 100 24.9300 USD
USD 0.01 common Purchase 100 24.8900 USD
USD 0.01 common Purchase 100 24.8400 USD
USD 0.01 common Purchase 100 24.8300 USD
USD 0.01 common Purchase 100 25.4450 USD
USD 0.01 common Purchase 100 25.1700 USD
USD 0.01 common Purchase 100 25.0400 USD
USD 0.01 common Purchase 103 24.8200 USD
USD 0.01 common Purchase 144 25.3100 USD
USD 0.01 common Purchase 200 24.8700 USD
USD 0.01 common Purchase 300 24.9816 USD
USD 0.01 common Purchase 300 24.9533 USD
USD 0.01 common Purchase 400 25.3225 USD
USD 0.01 common Purchase 446 25.2074 USD
USD 0.01 common Purchase 500 25.2940 USD
USD 0.01 common Purchase 500 25.1820 USD
USD 0.01 common Purchase 500 25.3890 USD
USD 0.01 common Purchase 529 25.5164 USD
USD 0.01 common Purchase 618 25.2645 USD
USD 0.01 common Purchase 678 25.3571 USD
USD 0.01 common Purchase 700 25.5600 USD
USD 0.01 common Purchase 800 25.2337 USD
USD 0.01 common Purchase 1,127 25.5569 USD
USD 0.01 common Purchase 1,313 25.4730 USD
USD 0.01 common Purchase 1,481 25.3865 USD
USD 0.01 common Purchase 1,691 25.2375 USD
USD 0.01 common Purchase 2,265 25.2649 USD
USD 0.01 common Purchase 2,677 25.4487 USD
USD 0.01 common Purchase 3,280 25.4122 USD
USD 0.01 common Purchase 3,413 25.5328 USD
USD 0.01 common Purchase 4,991 25.4848 USD
USD 0.01 common Purchase 5,550 25.4642 USD
USD 0.01 common Purchase 5,767 25.4169 USD
USD 0.01 common Purchase 8,000 25.3162 USD
USD 0.01 common Purchase 8,098 25.4727 USD
USD 0.01 common Purchase 11,629 25.4742 USD
USD 0.01 common Purchase 12,563 25.5234 USD
USD 0.01 common Purchase 14,005 25.4333 USD
USD 0.01 common Purchase 16,746 25.5133 USD
USD 0.01 common Purchase 17,695 25.3054 USD
USD 0.01 common Purchase 22,843 25.4691 USD
USD 0.01 common Purchase 26,618 25.4620 USD
USD 0.01 common Purchase 28,494 25.3539 USD
USD 0.01 common Purchase 30,847 25.4606 USD
USD 0.01 common Purchase 32,678 25.4778 USD
USD 0.01 common Purchase 35,860 25.4689 USD
USD 0.01 common Purchase 35,894 25.4196 USD
USD 0.01 common Purchase 35,908 25.4569 USD
USD 0.01 common Purchase 48,518 25.5200 USD
USD 0.01 common Purchase 64,235 25.4745 USD
USD 0.01 common Purchase 101,748 25.4555 USD
USD 0.01 common Purchase 113,790 25.4610 USD
USD 0.01 common Purchase 223,125 25.4881 USD
USD 0.01 common Purchase 586,000 25.4875 USD
USD 0.01 common Sale 1 25.3200 USD
USD 0.01 common Sale 3 24.8200 USD
USD 0.01 common Sale 4 25.5500 USD
USD 0.01 common Sale 4 25.3775 USD
USD 0.01 common Sale 4 25.4775 USD
USD 0.01 common Sale 5 25.5400 USD
USD 0.01 common Sale 10 25.4200 USD
USD 0.01 common Sale 18 25.5475 USD
USD 0.01 common Sale 18 25.5550 USD
USD 0.01 common Sale 18 25.5900 USD
USD 0.01 common Sale 27 25.5733 USD
USD 0.01 common Sale 27 25.5583 USD
USD 0.01 common Sale 28 25.4800 USD
USD 0.01 common Sale 45 25.5540 USD
USD 0.01 common Sale 54 25.5308 USD
USD 0.01 common Sale 56 25.4108 USD
USD 0.01 common Sale 63 25.5485 USD
USD 0.01 common Sale 68 25.3685 USD
USD 0.01 common Sale 99 25.5709 USD
USD 0.01 common Sale 115 25.3240 USD
USD 0.01 common Sale 166 25.3400 USD
USD 0.01 common Sale 171 25.4858 USD
USD 0.01 common Sale 173 25.3735 USD
USD 0.01 common Sale 176 25.5530 USD
USD 0.01 common Sale 200 25.3150 USD
USD 0.01 common Sale 220 25.5198 USD
USD 0.01 common Sale 283 25.4733 USD
USD 0.01 common Sale 300 25.3166 USD
USD 0.01 common Sale 300 25.3133 USD
USD 0.01 common Sale 300 25.2200 USD
USD 0.01 common Sale 310 25.5016 USD
USD 0.01 common Sale 330 25.4652 USD
USD 0.01 common Sale 339 25.3571 USD
USD 0.01 common Sale 392 25.4865 USD
USD 0.01 common Sale 400 25.2212 USD
USD 0.01 common Sale 401 25.4949 USD
USD 0.01 common Sale 500 25.4900 USD
USD 0.01 common Sale 511 25.4806 USD
USD 0.01 common Sale 516 25.2311 USD
USD 0.01 common Sale 688 25.4230 USD
USD 0.01 common Sale 700 25.3100 USD
USD 0.01 common Sale 727 25.5600 USD
USD 0.01 common Sale 900 25.5355 USD
USD 0.01 common Sale 905 25.3869 USD
USD 0.01 common Sale 1,023 25.3653 USD
USD 0.01 common Sale 1,885 25.3160 USD
USD 0.01 common Sale 3,413 25.5328 USD
USD 0.01 common Sale 3,967 25.4151 USD
USD 0.01 common Sale 4,244 25.2791 USD
USD 0.01 common Sale 4,614 25.3173 USD
USD 0.01 common Sale 5,000 25.2501 USD
USD 0.01 common Sale 5,188 25.4410 USD
USD 0.01 common Sale 6,381 24.9598 USD
USD 0.01 common Sale 7,079 25.3725 USD
USD 0.01 common Sale 7,932 25.4989 USD
USD 0.01 common Sale 10,129 25.4359 USD
USD 0.01 common Sale 10,613 25.2605 USD
USD 0.01 common Sale 14,224 25.5192 USD
USD 0.01 common Sale 14,748 25.3147 USD
USD 0.01 common Sale 16,489 25.4780 USD
USD 0.01 common Sale 38,337 25.4079 USD
USD 0.01 common Sale 39,519 25.5195 USD
USD 0.01 common Sale 41,728 25.5200 USD
USD 0.01 common Sale 95,550 25.4621 USD
USD 0.01 common Sale 1,172,000 25.4875 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52552640&newsitemid=20211217005216&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=fea3e6e7f390cba637c3323ddb900451)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Put Options Purchased -2,100 30.0000 American 21 Jan 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52552640&newsitemid=20211217005216&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=8fc3860edc1c2ed7c5064f6c0465ee8c)
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211217005216/en/
(https://www.businesswire.com/news/home/20211217005216/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC - Director/PDMR Shareholding
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC IQE PLC - Form 8.3 IQE PLC
AnnouncementREG - Barclays PLC JTC PLC - Form 8.3 JTC PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
Announcement