REG-BARCLAYS PLC FORM 8.3 - NORTONLIFELOCK INC
01/02/2022 12:45
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220201:nBwbHyHLla&default-theme=true
FORM 8.3 - NORTONLIFELOCK INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 31 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,356,281 0.23% 595,247 0.10%
(2) Cash-settled derivatives:
343,366 0.06% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,699,647 0.29% 2,105,797 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 180,000 0.03% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 180,000 0.03% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 210,000 131.3750 USD
Convertible Bond Sale 420,000 131.3750 USD
USD 0.01 common Purchase 9 26.0066 USD
USD 0.01 common Purchase 12 26.0150 USD
USD 0.01 common Purchase 27 26.0255 USD
USD 0.01 common Purchase 49 26.0251 USD
USD 0.01 common Purchase 100 26.0200 USD
USD 0.01 common Purchase 100 26.0400 USD
USD 0.01 common Purchase 100 25.7300 USD
USD 0.01 common Purchase 111 26.0616 USD
USD 0.01 common Purchase 121 25.7683 USD
USD 0.01 common Purchase 126 25.8636 USD
USD 0.01 common Purchase 128 25.8734 USD
USD 0.01 common Purchase 163 25.7058 USD
USD 0.01 common Purchase 188 26.0232 USD
USD 0.01 common Purchase 200 25.7350 USD
USD 0.01 common Purchase 200 25.6950 USD
USD 0.01 common Purchase 269 25.6900 USD
USD 0.01 common Purchase 274 26.0504 USD
USD 0.01 common Purchase 275 26.0143 USD
USD 0.01 common Purchase 300 25.9533 USD
USD 0.01 common Purchase 300 25.9366 USD
USD 0.01 common Purchase 300 25.9566 USD
USD 0.01 common Purchase 400 25.6775 USD
USD 0.01 common Purchase 491 25.9110 USD
USD 0.01 common Purchase 524 25.9331 USD
USD 0.01 common Purchase 527 25.9985 USD
USD 0.01 common Purchase 600 25.9725 USD
USD 0.01 common Purchase 649 26.0062 USD
USD 0.01 common Purchase 670 26.0473 USD
USD 0.01 common Purchase 700 25.9564 USD
USD 0.01 common Purchase 758 25.9297 USD
USD 0.01 common Purchase 900 25.9583 USD
USD 0.01 common Purchase 900 25.7066 USD
USD 0.01 common Purchase 959 26.0791 USD
USD 0.01 common Purchase 995 25.9576 USD
USD 0.01 common Purchase 1,014 25.8965 USD
USD 0.01 common Purchase 1,073 25.9897 USD
USD 0.01 common Purchase 1,171 25.6835 USD
USD 0.01 common Purchase 1,288 25.9136 USD
USD 0.01 common Purchase 1,400 25.6867 USD
USD 0.01 common Purchase 1,683 26.0320 USD
USD 0.01 common Purchase 1,798 25.7080 USD
USD 0.01 common Purchase 1,800 26.0900 USD
USD 0.01 common Purchase 1,805 25.9561 USD
USD 0.01 common Purchase 1,894 25.8500 USD
USD 0.01 common Purchase 1,900 25.9550 USD
USD 0.01 common Purchase 2,019 25.7219 USD
USD 0.01 common Purchase 3,143 25.9201 USD
USD 0.01 common Purchase 3,431 25.7005 USD
USD 0.01 common Purchase 3,872 25.9799 USD
USD 0.01 common Purchase 4,202 26.0220 USD
USD 0.01 common Purchase 4,485 26.0370 USD
USD 0.01 common Purchase 4,700 25.7353 USD
USD 0.01 common Purchase 6,255 25.9058 USD
USD 0.01 common Purchase 7,041 25.8348 USD
USD 0.01 common Purchase 7,438 25.9467 USD
USD 0.01 common Purchase 11,563 25.9197 USD
USD 0.01 common Purchase 17,904 25.8694 USD
USD 0.01 common Purchase 19,818 26.0081 USD
USD 0.01 common Purchase 23,701 25.9524 USD
USD 0.01 common Purchase 29,186 25.9683 USD
USD 0.01 common Purchase 43,303 25.7091 USD
USD 0.01 common Purchase 63,891 26.0100 USD
USD 0.01 common Purchase 157,823 25.9746 USD
USD 0.01 common Sale 6 26.0500 USD
USD 0.01 common Sale 6 26.0300 USD
USD 0.01 common Sale 6 26.1000 USD
USD 0.01 common Sale 12 26.0550 USD
USD 0.01 common Sale 12 26.0350 USD
USD 0.01 common Sale 12 26.0600 USD
USD 0.01 common Sale 12 26.0175 USD
USD 0.01 common Sale 12 26.0583 USD
USD 0.01 common Sale 21 26.0650 USD
USD 0.01 common Sale 24 26.0475 USD
USD 0.01 common Sale 36 26.0633 USD
USD 0.01 common Sale 48 25.8575 USD
USD 0.01 common Sale 56 25.8178 USD
USD 0.01 common Sale 56 25.8528 USD
USD 0.01 common Sale 60 25.8713 USD
USD 0.01 common Sale 68 25.8388 USD
USD 0.01 common Sale 74 25.8745 USD
USD 0.01 common Sale 76 25.8542 USD
USD 0.01 common Sale 84 25.8404 USD
USD 0.01 common Sale 87 25.7600 USD
USD 0.01 common Sale 99 25.8630 USD
USD 0.01 common Sale 100 26.1150 USD
USD 0.01 common Sale 100 25.7300 USD
USD 0.01 common Sale 104 25.8300 USD
USD 0.01 common Sale 140 26.1135 USD
USD 0.01 common Sale 168 25.8407 USD
USD 0.01 common Sale 200 25.6850 USD
USD 0.01 common Sale 300 26.1200 USD
USD 0.01 common Sale 334 25.9291 USD
USD 0.01 common Sale 400 25.9525 USD
USD 0.01 common Sale 407 26.0673 USD
USD 0.01 common Sale 468 25.8535 USD
USD 0.01 common Sale 493 25.9218 USD
USD 0.01 common Sale 500 25.8980 USD
USD 0.01 common Sale 500 25.9560 USD
USD 0.01 common Sale 598 25.9361 USD
USD 0.01 common Sale 600 26.0366 USD
USD 0.01 common Sale 900 25.7066 USD
USD 0.01 common Sale 900 25.9583 USD
USD 0.01 common Sale 1,205 25.7053 USD
USD 0.01 common Sale 1,215 25.7000 USD
USD 0.01 common Sale 1,617 25.9678 USD
USD 0.01 common Sale 1,683 26.0320 USD
USD 0.01 common Sale 1,800 26.0900 USD
USD 0.01 common Sale 1,928 25.7080 USD
USD 0.01 common Sale 1,961 25.7050 USD
USD 0.01 common Sale 2,821 25.9596 USD
USD 0.01 common Sale 3,371 25.9914 USD
USD 0.01 common Sale 4,139 25.7040 USD
USD 0.01 common Sale 4,164 26.0101 USD
USD 0.01 common Sale 5,607 25.7302 USD
USD 0.01 common Sale 6,101 25.9915 USD
USD 0.01 common Sale 6,429 25.9705 USD
USD 0.01 common Sale 6,651 25.8956 USD
USD 0.01 common Sale 6,658 25.8943 USD
USD 0.01 common Sale 7,324 25.9453 USD
USD 0.01 common Sale 7,440 25.7102 USD
USD 0.01 common Sale 8,819 25.7061 USD
USD 0.01 common Sale 10,989 25.7039 USD
USD 0.01 common Sale 11,659 25.9208 USD
USD 0.01 common Sale 12,500 25.8389 USD
USD 0.01 common Sale 16,588 25.7116 USD
USD 0.01 common Sale 18,047 25.9713 USD
USD 0.01 common Sale 18,505 26.0173 USD
USD 0.01 common Sale 23,210 25.9979 USD
USD 0.01 common Sale 41,056 25.9503 USD
USD 0.01 common Sale 74,634 26.0100 USD
USD 0.01 common Sale 129,011 25.9673 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52572047&newsitemid=20220201005749&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=54b790d7577ae2d481574a0ff0345666)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220201005749/en/
(https://www.businesswire.com/news/home/20220201005749/en/)
BARCLAYS PLC
Copyright Business Wire 2022Recent news on Barclays
See all newsREG - Barclays PLC Qualcomm Inc - Form 8.3 QUALCOMM INC
AnnouncementREG - Barclays PLC Dalata Hotel Group - Form 8.3 - DALATA HOTEL GROUP PLC
AnnouncementREG - Barclays PLC Aviva PLC . - PME Aviva PLC - Form 8.3 AVIVA PLC
AnnouncementREG - Barclays PLC Alpha Group Intl PLC - Form 8.3 ALPHA GROUP INTERNATIONAL PLC
AnnouncementREG - Barclays PLC Direct Line Ins Grp - Form 8.3 DIRECT LINE INSURANCE GROUP PLC
Announcement