REG-BARCLAYS PLC Form 8.3 - NORTONLIFELOCK INC
09/02/2022 14:15
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Form 8.3 - NORTONLIFELOCK INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,474,408 0.25% 594,293 0.10%
(2) Cash-settled derivatives:
335,237 0.06% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,809,645 0.31% 2,104,843 0.36%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 236,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 236,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 72 30.0018 USD
USD 0.01 common Purchase 86 29.3600 USD
USD 0.01 common Purchase 100 29.3900 USD
USD 0.01 common Purchase 100 29.3700 USD
USD 0.01 common Purchase 100 29.3000 USD
USD 0.01 common Purchase 100 28.9200 USD
USD 0.01 common Purchase 100 30.0500 USD
USD 0.01 common Purchase 106 29.8050 USD
USD 0.01 common Purchase 164 29.3200 USD
USD 0.01 common Purchase 188 29.5075 USD
USD 0.01 common Purchase 200 29.9950 USD
USD 0.01 common Purchase 259 29.7461 USD
USD 0.01 common Purchase 300 29.9983 USD
USD 0.01 common Purchase 300 28.9500 USD
USD 0.01 common Purchase 306 28.7467 USD
USD 0.01 common Purchase 320 29.7441 USD
USD 0.01 common Purchase 448 30.0264 USD
USD 0.01 common Purchase 492 29.5760 USD
USD 0.01 common Purchase 492 29.6882 USD
USD 0.01 common Purchase 508 29.7577 USD
USD 0.01 common Purchase 526 29.6926 USD
USD 0.01 common Purchase 624 29.5557 USD
USD 0.01 common Purchase 667 29.3492 USD
USD 0.01 common Purchase 682 29.3512 USD
USD 0.01 common Purchase 700 29.0885 USD
USD 0.01 common Purchase 748 29.4403 USD
USD 0.01 common Purchase 782 29.8034 USD
USD 0.01 common Purchase 840 29.5716 USD
USD 0.01 common Purchase 876 29.5825 USD
USD 0.01 common Purchase 887 29.3500 USD
USD 0.01 common Purchase 900 29.1038 USD
USD 0.01 common Purchase 985 29.3660 USD
USD 0.01 common Purchase 1,000 28.9550 USD
USD 0.01 common Purchase 1,100 28.9768 USD
USD 0.01 common Purchase 1,189 29.3554 USD
USD 0.01 common Purchase 1,198 29.7540 USD
USD 0.01 common Purchase 1,255 29.6925 USD
USD 0.01 common Purchase 1,536 29.3517 USD
USD 0.01 common Purchase 1,579 29.2649 USD
USD 0.01 common Purchase 2,067 28.9182 USD
USD 0.01 common Purchase 2,095 29.3578 USD
USD 0.01 common Purchase 2,123 30.0400 USD
USD 0.01 common Purchase 2,138 29.0160 USD
USD 0.01 common Purchase 2,312 29.9223 USD
USD 0.01 common Purchase 2,684 29.5505 USD
USD 0.01 common Purchase 2,700 29.3548 USD
USD 0.01 common Purchase 2,731 29.1250 USD
USD 0.01 common Purchase 2,740 29.9678 USD
USD 0.01 common Purchase 2,782 29.3355 USD
USD 0.01 common Purchase 3,432 28.9349 USD
USD 0.01 common Purchase 3,565 29.9534 USD
USD 0.01 common Purchase 3,750 29.1004 USD
USD 0.01 common Purchase 3,800 29.2902 USD
USD 0.01 common Purchase 4,059 29.0890 USD
USD 0.01 common Purchase 5,668 29.3572 USD
USD 0.01 common Purchase 5,865 29.0020 USD
USD 0.01 common Purchase 6,009 29.1027 USD
USD 0.01 common Purchase 6,031 29.3028 USD
USD 0.01 common Purchase 7,213 29.8265 USD
USD 0.01 common Purchase 8,442 30.0700 USD
USD 0.01 common Purchase 10,364 29.9872 USD
USD 0.01 common Purchase 10,562 30.0145 USD
USD 0.01 common Purchase 10,833 29.3536 USD
USD 0.01 common Purchase 10,941 30.0171 USD
USD 0.01 common Purchase 11,486 29.9808 USD
USD 0.01 common Purchase 11,507 30.0067 USD
USD 0.01 common Purchase 12,234 30.0111 USD
USD 0.01 common Purchase 14,297 30.0025 USD
USD 0.01 common Purchase 15,170 30.0368 USD
USD 0.01 common Purchase 15,302 30.0023 USD
USD 0.01 common Purchase 17,858 30.0010 USD
USD 0.01 common Purchase 17,962 29.9920 USD
USD 0.01 common Purchase 22,504 29.9987 USD
USD 0.01 common Purchase 24,158 29.8388 USD
USD 0.01 common Purchase 35,035 29.6511 USD
USD 0.01 common Purchase 41,042 29.6973 USD
USD 0.01 common Purchase 43,267 29.6503 USD
USD 0.01 common Purchase 47,871 29.6785 USD
USD 0.01 common Purchase 64,423 29.9845 USD
USD 0.01 common Purchase 81,372 29.1381 USD
USD 0.01 common Purchase 87,053 30.0472 USD
USD 0.01 common Purchase 151,714 28.9934 USD
USD 0.01 common Purchase 161,871 30.0195 USD
USD 0.01 common Purchase 283,340 29.5912 USD
USD 0.01 common Sale 3 29.8800 USD
USD 0.01 common Sale 9 29.9500 USD
USD 0.01 common Sale 10 29.3000 USD
USD 0.01 common Sale 12 30.0150 USD
USD 0.01 common Sale 17 30.0550 USD
USD 0.01 common Sale 18 30.0000 USD
USD 0.01 common Sale 18 29.9675 USD
USD 0.01 common Sale 18 30.0050 USD
USD 0.01 common Sale 24 29.9750 USD
USD 0.01 common Sale 27 30.0183 USD
USD 0.01 common Sale 27 30.0250 USD
USD 0.01 common Sale 36 30.0112 USD
USD 0.01 common Sale 45 30.0480 USD
USD 0.01 common Sale 48 30.0800 USD
USD 0.01 common Sale 51 29.8458 USD
USD 0.01 common Sale 55 30.0400 USD
USD 0.01 common Sale 63 30.0214 USD
USD 0.01 common Sale 100 28.9700 USD
USD 0.01 common Sale 100 29.1700 USD
USD 0.01 common Sale 100 29.2650 USD
USD 0.01 common Sale 100 29.1600 USD
USD 0.01 common Sale 106 29.8050 USD
USD 0.01 common Sale 109 28.9657 USD
USD 0.01 common Sale 133 29.2460 USD
USD 0.01 common Sale 181 30.0266 USD
USD 0.01 common Sale 200 29.3200 USD
USD 0.01 common Sale 200 29.3175 USD
USD 0.01 common Sale 200 29.9900 USD
USD 0.01 common Sale 248 29.5543 USD
USD 0.01 common Sale 272 29.5630 USD
USD 0.01 common Sale 300 29.1483 USD
USD 0.01 common Sale 300 29.1750 USD
USD 0.01 common Sale 300 29.2900 USD
USD 0.01 common Sale 328 28.9987 USD
USD 0.01 common Sale 336 30.0500 USD
USD 0.01 common Sale 365 30.0182 USD
USD 0.01 common Sale 400 29.2962 USD
USD 0.01 common Sale 446 29.2933 USD
USD 0.01 common Sale 448 30.0286 USD
USD 0.01 common Sale 500 30.0390 USD
USD 0.01 common Sale 500 29.4600 USD
USD 0.01 common Sale 500 30.0210 USD
USD 0.01 common Sale 505 30.0300 USD
USD 0.01 common Sale 505 29.3821 USD
USD 0.01 common Sale 537 28.9525 USD
USD 0.01 common Sale 561 28.9519 USD
USD 0.01 common Sale 600 30.0675 USD
USD 0.01 common Sale 609 30.0164 USD
USD 0.01 common Sale 682 29.3512 USD
USD 0.01 common Sale 728 29.3382 USD
USD 0.01 common Sale 800 28.7031 USD
USD 0.01 common Sale 875 29.1065 USD
USD 0.01 common Sale 881 29.0950 USD
USD 0.01 common Sale 905 29.9377 USD
USD 0.01 common Sale 936 29.2641 USD
USD 0.01 common Sale 975 29.3187 USD
USD 0.01 common Sale 1,065 28.8150 USD
USD 0.01 common Sale 1,100 30.0140 USD
USD 0.01 common Sale 1,206 30.0231 USD
USD 0.01 common Sale 1,300 29.3153 USD
USD 0.01 common Sale 1,411 30.0241 USD
USD 0.01 common Sale 1,572 29.2200 USD
USD 0.01 common Sale 1,905 29.3518 USD
USD 0.01 common Sale 2,261 29.3058 USD
USD 0.01 common Sale 3,300 29.1009 USD
USD 0.01 common Sale 4,036 29.3660 USD
USD 0.01 common Sale 4,823 29.0660 USD
USD 0.01 common Sale 5,029 29.9704 USD
USD 0.01 common Sale 5,117 30.0576 USD
USD 0.01 common Sale 5,623 29.3077 USD
USD 0.01 common Sale 5,727 29.5978 USD
USD 0.01 common Sale 5,976 29.2960 USD
USD 0.01 common Sale 8,023 29.1828 USD
USD 0.01 common Sale 8,126 30.0491 USD
USD 0.01 common Sale 8,442 30.0700 USD
USD 0.01 common Sale 8,609 29.3008 USD
USD 0.01 common Sale 10,007 29.6262 USD
USD 0.01 common Sale 22,837 29.6344 USD
USD 0.01 common Sale 24,285 29.7823 USD
USD 0.01 common Sale 25,420 29.7448 USD
USD 0.01 common Sale 40,201 29.7756 USD
USD 0.01 common Sale 41,997 29.6600 USD
USD 0.01 common Sale 42,814 28.9415 USD
USD 0.01 common Sale 47,539 29.6429 USD
USD 0.01 common Sale 61,260 29.1990 USD
USD 0.01 common Sale 121,930 29.8556 USD
USD 0.01 common Sale 180,000 29.0023 USD
USD 0.01 common Sale 211,731 29.7303 USD
USD 0.01 common Sale 374,826 30.0049 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52576600&newsitemid=20220209005687&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=681096dc89b5c2244df146665caf0a0d)
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