REG-BARCLAYS PLC Form 8.3 - NORTONLIFELOCK INC
10/02/2022 12:05
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Form 8.3 - NORTONLIFELOCK INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NORTONLIFELOCK INC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 09 FEB 2022
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES : AVAST PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,515,678 0.26% 615,924 0.11%
(2) Cash-settled derivatives:
375,237 0.06% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,890,915 0.32% 2,126,474 0.37%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 236,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 236,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 19 30.5400 USD
USD 0.01 common Purchase 36 29.8800 USD
USD 0.01 common Purchase 48 30.4618 USD
USD 0.01 common Purchase 63 30.2234 USD
USD 0.01 common Purchase 72 30.2602 USD
USD 0.01 common Purchase 79 30.1927 USD
USD 0.01 common Purchase 87 30.2777 USD
USD 0.01 common Purchase 100 30.6500 USD
USD 0.01 common Purchase 100 29.9000 USD
USD 0.01 common Purchase 100 29.9100 USD
USD 0.01 common Purchase 125 30.2770 USD
USD 0.01 common Purchase 131 30.2728 USD
USD 0.01 common Purchase 144 30.3636 USD
USD 0.01 common Purchase 151 30.0558 USD
USD 0.01 common Purchase 200 30.1800 USD
USD 0.01 common Purchase 201 29.5894 USD
USD 0.01 common Purchase 206 30.0500 USD
USD 0.01 common Purchase 262 29.9957 USD
USD 0.01 common Purchase 278 30.6772 USD
USD 0.01 common Purchase 400 30.0250 USD
USD 0.01 common Purchase 423 30.6019 USD
USD 0.01 common Purchase 451 29.9210 USD
USD 0.01 common Purchase 498 29.9961 USD
USD 0.01 common Purchase 595 30.2840 USD
USD 0.01 common Purchase 600 30.2166 USD
USD 0.01 common Purchase 639 30.6335 USD
USD 0.01 common Purchase 756 30.0106 USD
USD 0.01 common Purchase 796 30.0234 USD
USD 0.01 common Purchase 900 29.9111 USD
USD 0.01 common Purchase 900 29.9905 USD
USD 0.01 common Purchase 995 30.1311 USD
USD 0.01 common Purchase 1,093 30.0050 USD
USD 0.01 common Purchase 1,200 29.9304 USD
USD 0.01 common Purchase 1,437 30.6828 USD
USD 0.01 common Purchase 1,500 30.6613 USD
USD 0.01 common Purchase 1,700 29.8882 USD
USD 0.01 common Purchase 1,900 30.5600 USD
USD 0.01 common Purchase 2,074 30.7600 USD
USD 0.01 common Purchase 2,303 29.8860 USD
USD 0.01 common Purchase 2,440 30.1175 USD
USD 0.01 common Purchase 2,857 30.0624 USD
USD 0.01 common Purchase 3,154 30.6184 USD
USD 0.01 common Purchase 3,300 29.6868 USD
USD 0.01 common Purchase 4,770 29.8699 USD
USD 0.01 common Purchase 5,657 29.9087 USD
USD 0.01 common Purchase 5,688 30.6281 USD
USD 0.01 common Purchase 7,363 29.9969 USD
USD 0.01 common Purchase 8,017 30.6216 USD
USD 0.01 common Purchase 8,875 30.6545 USD
USD 0.01 common Purchase 9,029 30.6723 USD
USD 0.01 common Purchase 9,331 30.6544 USD
USD 0.01 common Purchase 11,348 30.7507 USD
USD 0.01 common Purchase 11,377 29.9258 USD
USD 0.01 common Purchase 12,978 30.6320 USD
USD 0.01 common Purchase 13,714 30.6518 USD
USD 0.01 common Purchase 13,883 29.9014 USD
USD 0.01 common Purchase 18,268 30.6043 USD
USD 0.01 common Purchase 19,326 30.4923 USD
USD 0.01 common Purchase 23,602 30.7376 USD
USD 0.01 common Purchase 26,651 30.6411 USD
USD 0.01 common Purchase 27,471 30.7479 USD
USD 0.01 common Purchase 31,667 30.5305 USD
USD 0.01 common Purchase 35,389 29.9529 USD
USD 0.01 common Purchase 35,724 30.4198 USD
USD 0.01 common Purchase 37,039 30.3813 USD
USD 0.01 common Purchase 50,414 30.6251 USD
USD 0.01 common Purchase 104,928 29.6060 USD
USD 0.01 common Purchase 118,091 29.9375 USD
USD 0.01 common Purchase 169,510 30.4857 USD
USD 0.01 common Purchase 209,856 29.6059 USD
USD 0.01 common Purchase 211,482 30.6431 USD
USD 0.01 common Sale 4 29.9300 USD
USD 0.01 common Sale 4 29.5750 USD
USD 0.01 common Sale 14 30.6400 USD
USD 0.01 common Sale 14 30.6300 USD
USD 0.01 common Sale 14 30.6200 USD
USD 0.01 common Sale 25 29.8900 USD
USD 0.01 common Sale 36 29.8600 USD
USD 0.01 common Sale 36 29.8800 USD
USD 0.01 common Sale 85 30.3915 USD
USD 0.01 common Sale 100 30.6700 USD
USD 0.01 common Sale 102 30.6425 USD
USD 0.01 common Sale 108 30.5711 USD
USD 0.01 common Sale 127 30.0700 USD
USD 0.01 common Sale 202 30.6808 USD
USD 0.01 common Sale 202 30.6558 USD
USD 0.01 common Sale 202 30.5916 USD
USD 0.01 common Sale 214 30.6062 USD
USD 0.01 common Sale 238 30.6299 USD
USD 0.01 common Sale 297 30.6684 USD
USD 0.01 common Sale 302 30.5961 USD
USD 0.01 common Sale 304 30.6161 USD
USD 0.01 common Sale 400 29.7537 USD
USD 0.01 common Sale 402 30.6000 USD
USD 0.01 common Sale 600 29.5900 USD
USD 0.01 common Sale 600 29.7600 USD
USD 0.01 common Sale 617 29.7524 USD
USD 0.01 common Sale 708 30.5516 USD
USD 0.01 common Sale 800 29.7562 USD
USD 0.01 common Sale 813 30.5119 USD
USD 0.01 common Sale 893 30.0500 USD
USD 0.01 common Sale 900 30.5750 USD
USD 0.01 common Sale 953 30.5831 USD
USD 0.01 common Sale 993 30.6041 USD
USD 0.01 common Sale 1,096 30.5155 USD
USD 0.01 common Sale 1,100 29.7536 USD
USD 0.01 common Sale 1,367 30.5627 USD
USD 0.01 common Sale 1,386 30.7354 USD
USD 0.01 common Sale 1,398 30.5810 USD
USD 0.01 common Sale 1,600 29.6290 USD
USD 0.01 common Sale 1,622 30.5733 USD
USD 0.01 common Sale 1,700 29.7411 USD
USD 0.01 common Sale 1,740 29.7476 USD
USD 0.01 common Sale 1,780 30.6090 USD
USD 0.01 common Sale 1,873 30.5716 USD
USD 0.01 common Sale 1,900 30.5600 USD
USD 0.01 common Sale 1,959 30.5525 USD
USD 0.01 common Sale 2,315 29.7517 USD
USD 0.01 common Sale 3,600 29.7519 USD
USD 0.01 common Sale 4,126 30.7600 USD
USD 0.01 common Sale 4,160 30.4193 USD
USD 0.01 common Sale 4,309 29.7499 USD
USD 0.01 common Sale 4,501 30.3549 USD
USD 0.01 common Sale 4,507 30.5500 USD
USD 0.01 common Sale 5,887 29.7530 USD
USD 0.01 common Sale 5,953 29.7500 USD
USD 0.01 common Sale 7,048 30.0508 USD
USD 0.01 common Sale 8,463 30.4265 USD
USD 0.01 common Sale 10,621 30.5878 USD
USD 0.01 common Sale 11,348 30.7507 USD
USD 0.01 common Sale 14,196 30.3881 USD
USD 0.01 common Sale 17,075 30.4993 USD
USD 0.01 common Sale 18,957 29.7243 USD
USD 0.01 common Sale 21,095 30.7552 USD
USD 0.01 common Sale 29,962 30.6926 USD
USD 0.01 common Sale 34,771 30.3382 USD
USD 0.01 common Sale 42,229 30.4517 USD
USD 0.01 common Sale 44,625 29.9660 USD
USD 0.01 common Sale 55,350 29.6410 USD
USD 0.01 common Sale 137,815 30.4828 USD
USD 0.01 common Sale 163,343 29.9332 USD
USD 0.01 common Sale 209,856 29.6059 USD
USD 0.01 common Sale 381,600 30.6392 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 FEB 2022
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
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