REG-BARCLAYS PLC FORM 8.3 - NORTONLIFELOCK INC
15/02/2022 13:30
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FORM 8.3 - NORTONLIFELOCK INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 14 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,549,558 0.27% 770,148 0.13%
(2) Cash-settled derivatives:
446,237 0.08% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,995,795 0.34% 2,280,698 0.39%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 236,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 236,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 29.8300 USD
USD 0.01 common Purchase 14 29.5400 USD
USD 0.01 common Purchase 30 29.5700 USD
USD 0.01 common Purchase 37 29.6114 USD
USD 0.01 common Purchase 40 29.5800 USD
USD 0.01 common Purchase 41 29.5890 USD
USD 0.01 common Purchase 44 29.5993 USD
USD 0.01 common Purchase 49 29.5965 USD
USD 0.01 common Purchase 61 29.5940 USD
USD 0.01 common Purchase 74 29.5705 USD
USD 0.01 common Purchase 90 29.5933 USD
USD 0.01 common Purchase 100 29.4450 USD
USD 0.01 common Purchase 100 29.6000 USD
USD 0.01 common Purchase 100 29.6200 USD
USD 0.01 common Purchase 200 29.6100 USD
USD 0.01 common Purchase 300 29.5983 USD
USD 0.01 common Purchase 338 29.5807 USD
USD 0.01 common Purchase 500 29.5380 USD
USD 0.01 common Purchase 630 29.5900 USD
USD 0.01 common Purchase 709 29.5948 USD
USD 0.01 common Purchase 2,400 29.5666 USD
USD 0.01 common Purchase 2,697 29.5737 USD
USD 0.01 common Purchase 3,650 29.5875 USD
USD 0.01 common Purchase 4,535 29.6359 USD
USD 0.01 common Purchase 4,850 29.6218 USD
USD 0.01 common Purchase 5,006 29.5216 USD
USD 0.01 common Purchase 5,203 29.5631 USD
USD 0.01 common Purchase 5,323 29.5957 USD
USD 0.01 common Purchase 7,570 29.5561 USD
USD 0.01 common Purchase 9,557 29.5559 USD
USD 0.01 common Purchase 10,165 29.5858 USD
USD 0.01 common Purchase 11,000 29.5691 USD
USD 0.01 common Purchase 14,502 29.5707 USD
USD 0.01 common Purchase 15,167 29.6984 USD
USD 0.01 common Purchase 15,607 29.5882 USD
USD 0.01 common Purchase 52,115 29.5889 USD
USD 0.01 common Purchase 53,973 29.4800 USD
USD 0.01 common Purchase 60,250 29.4803 USD
USD 0.01 common Purchase 70,874 29.5429 USD
USD 0.01 common Purchase 149,267 29.5491 USD
USD 0.01 common Purchase 251,642 29.5303 USD
USD 0.01 common Sale 22 29.5550 USD
USD 0.01 common Sale 22 29.5200 USD
USD 0.01 common Sale 33 29.5333 USD
USD 0.01 common Sale 33 29.5500 USD
USD 0.01 common Sale 33 29.5533 USD
USD 0.01 common Sale 33 29.5400 USD
USD 0.01 common Sale 44 29.5825 USD
USD 0.01 common Sale 44 29.5250 USD
USD 0.01 common Sale 44 29.5650 USD
USD 0.01 common Sale 53 29.4851 USD
USD 0.01 common Sale 55 29.5560 USD
USD 0.01 common Sale 79 29.5050 USD
USD 0.01 common Sale 100 29.4550 USD
USD 0.01 common Sale 100 29.4650 USD
USD 0.01 common Sale 100 29.5300 USD
USD 0.01 common Sale 100 29.9000 USD
USD 0.01 common Sale 105 29.5075 USD
USD 0.01 common Sale 106 29.8667 USD
USD 0.01 common Sale 117 29.6002 USD
USD 0.01 common Sale 147 29.4600 USD
USD 0.01 common Sale 200 29.6950 USD
USD 0.01 common Sale 200 29.4900 USD
USD 0.01 common Sale 200 29.5100 USD
USD 0.01 common Sale 206 29.5437 USD
USD 0.01 common Sale 271 29.6095 USD
USD 0.01 common Sale 276 29.7450 USD
USD 0.01 common Sale 362 29.5429 USD
USD 0.01 common Sale 400 29.4862 USD
USD 0.01 common Sale 500 29.5640 USD
USD 0.01 common Sale 500 29.5520 USD
USD 0.01 common Sale 603 29.5341 USD
USD 0.01 common Sale 605 29.7876 USD
USD 0.01 common Sale 615 29.5361 USD
USD 0.01 common Sale 711 29.5580 USD
USD 0.01 common Sale 800 29.5900 USD
USD 0.01 common Sale 800 29.5456 USD
USD 0.01 common Sale 844 29.5170 USD
USD 0.01 common Sale 865 29.5774 USD
USD 0.01 common Sale 909 29.5787 USD
USD 0.01 common Sale 1,175 29.5314 USD
USD 0.01 common Sale 1,300 29.6215 USD
USD 0.01 common Sale 1,579 29.5425 USD
USD 0.01 common Sale 1,601 29.5265 USD
USD 0.01 common Sale 1,781 29.5694 USD
USD 0.01 common Sale 2,203 29.7084 USD
USD 0.01 common Sale 2,233 29.5771 USD
USD 0.01 common Sale 2,666 29.6631 USD
USD 0.01 common Sale 4,180 29.5654 USD
USD 0.01 common Sale 4,284 29.5834 USD
USD 0.01 common Sale 4,850 29.6218 USD
USD 0.01 common Sale 5,467 29.6692 USD
USD 0.01 common Sale 5,666 29.8851 USD
USD 0.01 common Sale 5,789 29.5501 USD
USD 0.01 common Sale 5,799 29.6105 USD
USD 0.01 common Sale 5,998 29.5450 USD
USD 0.01 common Sale 6,260 29.8600 USD
USD 0.01 common Sale 6,915 29.5465 USD
USD 0.01 common Sale 6,983 29.5724 USD
USD 0.01 common Sale 7,119 29.5651 USD
USD 0.01 common Sale 7,382 29.5616 USD
USD 0.01 common Sale 7,408 29.5730 USD
USD 0.01 common Sale 9,091 29.5670 USD
USD 0.01 common Sale 9,137 29.5466 USD
USD 0.01 common Sale 9,743 29.5757 USD
USD 0.01 common Sale 10,033 29.5706 USD
USD 0.01 common Sale 10,305 29.5617 USD
USD 0.01 common Sale 11,000 29.5692 USD
USD 0.01 common Sale 11,000 29.5691 USD
USD 0.01 common Sale 18,353 29.5407 USD
USD 0.01 common Sale 19,045 29.4809 USD
USD 0.01 common Sale 23,859 29.5769 USD
USD 0.01 common Sale 26,840 29.4800 USD
USD 0.01 common Sale 28,462 29.5555 USD
USD 0.01 common Sale 45,383 29.5322 USD
USD 0.01 common Sale 60,761 29.4812 USD
USD 0.01 common Sale 353,854 29.5308 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52579608&newsitemid=20220215005745&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=7e6f1b8c8b51933e31a5cab63ee69839)
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