REG-BARCLAYS PLC FORM 8.3 - NORTONLIFELOCK INC.
16/02/2022 10:45
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FORM 8.3 - NORTONLIFELOCK INC.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,537,024 0.26% 782,559 0.13%
(2) Cash-settled derivatives:
446,237 0.08% 1,510,550 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,983,261 0.34% 2,293,109 0.39%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 236,000 0.04% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 236,000 0.04% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 7 26.0950 EUR
USD 0.01 common Purchase 9 29.1450 USD
USD 0.01 common Purchase 15 29.5800 USD
USD 0.01 common Purchase 18 29.1600 USD
USD 0.01 common Purchase 27 29.1366 USD
USD 0.01 common Purchase 36 29.1437 USD
USD 0.01 common Purchase 45 29.1390 USD
USD 0.01 common Purchase 45 29.1080 USD
USD 0.01 common Purchase 54 29.1141 USD
USD 0.01 common Purchase 68 29.1000 USD
USD 0.01 common Purchase 81 29.1266 USD
USD 0.01 common Purchase 99 29.4700 USD
USD 0.01 common Purchase 130 29.2157 USD
USD 0.01 common Purchase 201 29.0948 USD
USD 0.01 common Purchase 228 29.1439 USD
USD 0.01 common Purchase 229 29.1604 USD
USD 0.01 common Purchase 263 29.1378 USD
USD 0.01 common Purchase 284 29.1570 USD
USD 0.01 common Purchase 300 29.0666 USD
USD 0.01 common Purchase 338 29.2540 USD
USD 0.01 common Purchase 376 29.1412 USD
USD 0.01 common Purchase 400 29.1037 USD
USD 0.01 common Purchase 400 29.0150 USD
USD 0.01 common Purchase 417 29.1413 USD
USD 0.01 common Purchase 433 29.1639 USD
USD 0.01 common Purchase 456 29.1398 USD
USD 0.01 common Purchase 538 29.1217 USD
USD 0.01 common Purchase 709 29.1100 USD
USD 0.01 common Purchase 793 29.1200 USD
USD 0.01 common Purchase 1,100 29.0163 USD
USD 0.01 common Purchase 1,793 29.1426 USD
USD 0.01 common Purchase 1,815 29.2217 USD
USD 0.01 common Purchase 1,967 29.4600 USD
USD 0.01 common Purchase 2,564 29.0956 USD
USD 0.01 common Purchase 2,996 29.0277 USD
USD 0.01 common Purchase 3,309 29.1500 USD
USD 0.01 common Purchase 3,405 29.0674 USD
USD 0.01 common Purchase 7,056 28.9944 USD
USD 0.01 common Purchase 9,223 29.1475 USD
USD 0.01 common Purchase 16,591 29.2240 USD
USD 0.01 common Purchase 17,332 28.9723 USD
USD 0.01 common Purchase 18,293 29.0713 USD
USD 0.01 common Purchase 24,502 29.1110 USD
USD 0.01 common Purchase 28,966 29.0539 USD
USD 0.01 common Purchase 34,677 29.0210 USD
USD 0.01 common Purchase 48,798 29.1315 USD
USD 0.01 common Purchase 58,348 29.0439 USD
USD 0.01 common Purchase 172,247 29.1561 USD
USD 0.01 common Purchase 181,142 29.1451 USD
USD 0.01 common Sale 7 26.0950 EUR
USD 0.01 common Sale 100 29.0900 USD
USD 0.01 common Sale 103 28.9022 USD
USD 0.01 common Sale 104 29.1196 USD
USD 0.01 common Sale 200 29.0650 USD
USD 0.01 common Sale 238 29.3229 USD
USD 0.01 common Sale 300 29.1266 USD
USD 0.01 common Sale 301 29.4530 USD
USD 0.01 common Sale 318 29.2132 USD
USD 0.01 common Sale 400 29.1412 USD
USD 0.01 common Sale 400 29.1450 USD
USD 0.01 common Sale 400 29.2125 USD
USD 0.01 common Sale 623 29.1325 USD
USD 0.01 common Sale 766 29.1100 USD
USD 0.01 common Sale 806 29.0384 USD
USD 0.01 common Sale 900 29.1277 USD
USD 0.01 common Sale 974 29.1702 USD
USD 0.01 common Sale 1,100 29.1290 USD
USD 0.01 common Sale 1,100 29.0763 USD
USD 0.01 common Sale 1,202 29.0226 USD
USD 0.01 common Sale 1,278 29.1875 USD
USD 0.01 common Sale 1,400 29.1071 USD
USD 0.01 common Sale 1,471 29.0779 USD
USD 0.01 common Sale 1,500 29.0353 USD
USD 0.01 common Sale 1,524 29.0199 USD
USD 0.01 common Sale 1,861 29.0654 USD
USD 0.01 common Sale 2,100 29.0552 USD
USD 0.01 common Sale 2,130 29.1365 USD
USD 0.01 common Sale 2,300 29.1843 USD
USD 0.01 common Sale 2,368 29.0385 USD
USD 0.01 common Sale 2,402 29.0133 USD
USD 0.01 common Sale 2,602 29.0028 USD
USD 0.01 common Sale 2,727 29.1417 USD
USD 0.01 common Sale 3,625 29.1275 USD
USD 0.01 common Sale 5,468 29.1415 USD
USD 0.01 common Sale 6,507 29.0540 USD
USD 0.01 common Sale 8,575 29.1500 USD
USD 0.01 common Sale 9,901 29.0603 USD
USD 0.01 common Sale 10,133 29.1549 USD
USD 0.01 common Sale 11,011 29.4600 USD
USD 0.01 common Sale 12,485 29.2432 USD
USD 0.01 common Sale 14,837 29.0672 USD
USD 0.01 common Sale 19,805 28.9872 USD
USD 0.01 common Sale 25,501 29.0044 USD
USD 0.01 common Sale 35,066 29.1489 USD
USD 0.01 common Sale 130,754 29.1441 USD
USD 0.01 common Sale 315,043 29.1124 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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