REG-BARCLAYS PLC FORM 8.3 - SIBANYE GOLD LIMITED
. FORM 8.3 - SIBANYE GOLD LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 03 April 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 985,728 | 0.04% | 4,012,424 | 0.18% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 28,002,059 | 1.23% | 1,070,600 | 0.05% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 28,987,787 | 1.28% | 5,083,024 | 0.22% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,200,000 | 1.88% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 7,200,000 | 1.88% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 1,200 | 4.3775 USD | ||||
| ADR | Purchase | 1,300 | 4.3765 USD | ||||
| ADR | Purchase | 2,392 | 4.4200 USD | ||||
| ADR | Purchase | 3,300 | 4.4095 USD | ||||
| ADR | Purchase | 6,300 | 4.3380 USD | ||||
| ADR | Purchase | 8,800 | 4.3877 USD | ||||
| ADR | Purchase | 9,552 | 4.4195 USD | ||||
| ADR | Purchase | 11,600 | 4.3943 USD | ||||
| ADR | Purchase | 11,745 | 4.4006 USD | ||||
| ADR | Purchase | 12,348 | 4.4000 USD | ||||
| ADR | Purchase | 14,100 | 4.4004 USD | ||||
| ADR | Purchase | 17,000 | 4.4005 USD | ||||
| ADR | Purchase | 22,800 | 4.3794 USD | ||||
| ADR | Purchase | 51,300 | 4.4020 USD | ||||
| ADR | Purchase | 57,800 | 4.3932 USD | ||||
| ADR | Purchase | 74,083 | 4.3997 USD | ||||
| ADR | Purchase | 77,336 | 4.3800 USD | ||||
| ADR | Purchase | 376,241 | 4.3930 USD | ||||
| ADR | Sale | 81 | 4.3700 USD | ||||
| ADR | Sale | 100 | 4.3850 USD | ||||
| ADR | Sale | 400 | 4.4050 USD | ||||
| ADR | Sale | 483 | 4.4027 USD | ||||
| ADR | Sale | 500 | 4.3760 USD | ||||
| ADR | Sale | 800 | 4.4137 USD | ||||
| ADR | Sale | 1,500 | 4.3863 USD | ||||
| ADR | Sale | 2,200 | 4.4086 USD | ||||
| ADR | Sale | 2,200 | 4.3918 USD | ||||
| ADR | Sale | 2,725 | 4.4200 USD | ||||
| ADR | Sale | 12,348 | 4.4000 USD | ||||
| ADR | Sale | 13,300 | 4.3912 USD | ||||
| ADR | Sale | 16,171 | 4.4089 USD | ||||
| ADR | Sale | 17,000 | 4.4005 USD | ||||
| ADR | Sale | 19,600 | 4.4054 USD | ||||
| ADR | Sale | 24,700 | 4.3976 USD | ||||
| ADR | Sale | 31,700 | 4.3999 USD | ||||
| ADR | Sale | 35,700 | 4.3900 USD | ||||
| ADR | Sale | 36,200 | 4.3992 USD | ||||
| ADR | Sale | 41,500 | 4.4010 USD | ||||
| ADR | Sale | 100,000 | 4.3798 USD | ||||
| ADR | Sale | 400,322 | 4.3924 USD | ||||
| Ordinary NPV | Purchase | 4,400,000 | 15.8800 ZAR | ||||
| Ordinary NPV | Purchase | 10,000,000 | 15.8500 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 3,893 | 16.0525 ZAR | |||||
| Ordinary NPV | CFD | Long | 475,662 | 15.6819 ZAR | |||||
| Ordinary NPV | CFD | Long | 571,292 | 15.6458 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,128,225 | 15.6564 ZAR | |||||
| Ordinary NPV | CFD | Long | 3,056,215 | 15.7650 ZAR | |||||
| Ordinary NPV | CFD | Short | 800 | 15.7044 ZAR | |||||
| Ordinary NPV | CFD | Short | 27,153 | 15.5446 ZAR | |||||
| Ordinary NPV | CFD | Short | 29,309 | 15.7552 ZAR | |||||
| Ordinary NPV | CFD | Short | 101,176 | 15.7725 ZAR | |||||
| Ordinary NPV | CFD | Short | 267,429 | 15.8115 ZAR | |||||
| Ordinary NPV | CFD | Short | 4,400,000 | 15.8815 ZAR | |||||
| Ordinary NPV | CFD | Short | 10,000,000 | 15.8515 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 4 Apr 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190404005362/en/
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