REG-BARCLAYS PLC FORM 8.3 - SIBANYE GOLD LIMITED
. FORM 8.3 - SIBANYE GOLD LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 10 April 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,051,724 | 0.05% | 3,484,727 | 0.15% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 12,588,771 | 0.55% | 1,070,600 | 0.05% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 13,640,495 | 0.60% | 4,555,327 | 0.20% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 4.1500 USD | ||||
| ADR | Purchase | 200 | 4.1200 USD | ||||
| ADR | Purchase | 200 | 4.0400 USD | ||||
| ADR | Purchase | 200 | 4.0550 USD | ||||
| ADR | Purchase | 200 | 4.0800 USD | ||||
| ADR | Purchase | 282 | 3.9308 USD | ||||
| ADR | Purchase | 297 | 4.1300 USD | ||||
| ADR | Purchase | 397 | 4.1250 USD | ||||
| ADR | Purchase | 400 | 4.0437 USD | ||||
| ADR | Purchase | 400 | 4.0425 USD | ||||
| ADR | Purchase | 500 | 4.2240 USD | ||||
| ADR | Purchase | 800 | 4.0350 USD | ||||
| ADR | Purchase | 1,000 | 4.1700 USD | ||||
| ADR | Purchase | 1,500 | 4.0406 USD | ||||
| ADR | Purchase | 3,498 | 4.0966 USD | ||||
| ADR | Purchase | 7,400 | 4.0616 USD | ||||
| ADR | Purchase | 7,500 | 4.0648 USD | ||||
| ADR | Purchase | 11,121 | 3.9502 USD | ||||
| ADR | Purchase | 17,603 | 3.9554 USD | ||||
| ADR | Purchase | 18,800 | 4.0929 USD | ||||
| ADR | Purchase | 22,500 | 4.0270 USD | ||||
| ADR | Purchase | 35,059 | 4.2441 USD | ||||
| ADR | Purchase | 50,404 | 3.9892 USD | ||||
| ADR | Purchase | 51,600 | 4.0760 USD | ||||
| ADR | Purchase | 71,661 | 3.9300 USD | ||||
| ADR | Purchase | 87,800 | 4.0443 USD | ||||
| ADR | Purchase | 96,211 | 4.0279 USD | ||||
| ADR | Purchase | 151,975 | 4.0918 USD | ||||
| ADR | Purchase | 552,020 | 4.1182 USD | ||||
| ADR | Sale | 16 | 3.9400 USD | ||||
| ADR | Sale | 200 | 4.0350 USD | ||||
| ADR | Sale | 200 | 4.0850 USD | ||||
| ADR | Sale | 200 | 4.0700 USD | ||||
| ADR | Sale | 200 | 4.0400 USD | ||||
| ADR | Sale | 500 | 4.1440 USD | ||||
| ADR | Sale | 1,150 | 4.2322 USD | ||||
| ADR | Sale | 2,987 | 4.1899 USD | ||||
| ADR | Sale | 3,200 | 4.0650 USD | ||||
| ADR | Sale | 3,600 | 4.0777 USD | ||||
| ADR | Sale | 3,961 | 4.0681 USD | ||||
| ADR | Sale | 4,800 | 4.1387 USD | ||||
| ADR | Sale | 5,900 | 4.1459 USD | ||||
| ADR | Sale | 7,500 | 4.0534 USD | ||||
| ADR | Sale | 9,382 | 4.0581 USD | ||||
| ADR | Sale | 10,200 | 4.0575 USD | ||||
| ADR | Sale | 10,314 | 4.1386 USD | ||||
| ADR | Sale | 10,920 | 4.1137 USD | ||||
| ADR | Sale | 12,400 | 3.9384 USD | ||||
| ADR | Sale | 12,465 | 4.1487 USD | ||||
| ADR | Sale | 14,000 | 4.0636 USD | ||||
| ADR | Sale | 14,298 | 4.0757 USD | ||||
| ADR | Sale | 16,004 | 3.9310 USD | ||||
| ADR | Sale | 17,325 | 4.1240 USD | ||||
| ADR | Sale | 30,615 | 4.0419 USD | ||||
| ADR | Sale | 31,800 | 4.1000 USD | ||||
| ADR | Sale | 32,488 | 4.0169 USD | ||||
| ADR | Sale | 39,839 | 4.1193 USD | ||||
| ADR | Sale | 42,300 | 4.0318 USD | ||||
| ADR | Sale | 48,774 | 3.9300 USD | ||||
| ADR | Sale | 77,600 | 4.0426 USD | ||||
| ADR | Sale | 93,723 | 4.1943 USD | ||||
| ADR | Sale | 94,733 | 4.0890 USD | ||||
| ADR | Sale | 95,595 | 4.0277 USD | ||||
| ADR | Sale | 151,325 | 4.0912 USD | ||||
| ADR | Sale | 267,227 | 4.1181 USD | ||||
| Convertible Bond | Sale | 400,000 | 93.7000 USD | ||||
| Ordinary NPV | Purchase | 2,400,000 | 14.6900 ZAR | ||||
| Ordinary NPV | Sale | 740,284 | 14.2875 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 8,949 | 13.8707 ZAR | |||||
| Ordinary NPV | CFD | Long | 10,000 | 14.7958 ZAR | |||||
| Ordinary NPV | CFD | Long | 11,189 | 14.9010 ZAR | |||||
| Ordinary NPV | CFD | Long | 671,706 | 15.0988 ZAR | |||||
| Ordinary NPV | CFD | Long | 710,006 | 14.4239 ZAR | |||||
| Ordinary NPV | CFD | Short | 23,536 | 14.7017 ZAR | |||||
| Ordinary NPV | CFD | Short | 78,416 | 15.3069 ZAR | |||||
| Ordinary NPV | CFD | Short | 124,128 | 14.9337 ZAR | |||||
| Ordinary NPV | CFD | Short | 170,188 | 15.4724 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,832,679 | 14.4771 ZAR | |||||
| Ordinary NPV | CFD | Short | 2,400,000 | 14.6914 ZAR | |||||
| Ordinary NPV | CFD | Short | 2,842,917 | 14.4360 ZAR | |||||
| Ordinary NPV | CFD | Short | 3,535,334 | 14.9824 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 11 Apr 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190411005390/en/
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