REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LIMITED
. Form 8.3 - SIBANYE GOLD LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 April 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,035,456 | 0.05% | 3,441,523 | 0.15% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 13,855,446 | 0.61% | 1,070,600 | 0.05% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 14,890,902 | 0.66% | 4,512,123 | 0.20% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 3.8700 USD | ||||
| ADR | Purchase | 600 | 3.8500 USD | ||||
| ADR | Purchase | 800 | 4.0612 USD | ||||
| ADR | Purchase | 879 | 3.8558 USD | ||||
| ADR | Purchase | 1,000 | 3.9775 USD | ||||
| ADR | Purchase | 1,400 | 3.9242 USD | ||||
| ADR | Purchase | 1,600 | 3.8850 USD | ||||
| ADR | Purchase | 1,946 | 3.8806 USD | ||||
| ADR | Purchase | 2,800 | 3.9017 USD | ||||
| ADR | Purchase | 3,000 | 3.8650 USD | ||||
| ADR | Purchase | 3,404 | 3.9249 USD | ||||
| ADR | Purchase | 3,478 | 3.9745 USD | ||||
| ADR | Purchase | 6,178 | 3.8600 USD | ||||
| ADR | Purchase | 11,418 | 3.9245 USD | ||||
| ADR | Purchase | 12,300 | 3.8911 USD | ||||
| ADR | Purchase | 17,096 | 4.0300 USD | ||||
| ADR | Purchase | 17,200 | 3.8902 USD | ||||
| ADR | Purchase | 18,844 | 3.9865 USD | ||||
| ADR | Purchase | 28,700 | 3.8899 USD | ||||
| ADR | Purchase | 109,436 | 3.9638 USD | ||||
| ADR | Purchase | 121,800 | 3.8871 USD | ||||
| ADR | Sale | 100 | 3.8700 USD | ||||
| ADR | Sale | 100 | 3.9750 USD | ||||
| ADR | Sale | 200 | 4.0000 USD | ||||
| ADR | Sale | 200 | 3.9825 USD | ||||
| ADR | Sale | 300 | 3.9766 USD | ||||
| ADR | Sale | 800 | 3.8550 USD | ||||
| ADR | Sale | 1,846 | 3.8741 USD | ||||
| ADR | Sale | 2,104 | 3.9797 USD | ||||
| ADR | Sale | 2,778 | 3.9728 USD | ||||
| ADR | Sale | 3,079 | 3.8650 USD | ||||
| ADR | Sale | 3,400 | 3.9250 USD | ||||
| ADR | Sale | 3,500 | 3.9834 USD | ||||
| ADR | Sale | 4,300 | 3.9067 USD | ||||
| ADR | Sale | 5,718 | 3.8698 USD | ||||
| ADR | Sale | 6,105 | 3.8600 USD | ||||
| ADR | Sale | 6,400 | 3.8976 USD | ||||
| ADR | Sale | 12,100 | 3.8830 USD | ||||
| ADR | Sale | 13,144 | 3.9881 USD | ||||
| ADR | Sale | 17,196 | 4.0300 USD | ||||
| ADR | Sale | 19,600 | 3.8904 USD | ||||
| ADR | Sale | 25,200 | 3.8878 USD | ||||
| ADR | Sale | 116,936 | 3.9654 USD | ||||
| ADR | Sale | 122,200 | 3.8870 USD | ||||
| Ordinary NPV | Purchase | 541,483 | 14.0702 ZAR | ||||
| Ordinary NPV | Purchase | 1,472,000 | 13.9500 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 35,712 | 14.3559 ZAR | |||||
| Ordinary NPV | CFD | Long | 62,847 | 13.9220 ZAR | |||||
| Ordinary NPV | CFD | Long | 137,609 | 14.2685 ZAR | |||||
| Ordinary NPV | CFD | Long | 173,835 | 14.1328 ZAR | |||||
| Ordinary NPV | CFD | Long | 891,662 | 13.9393 ZAR | |||||
| Ordinary NPV | CFD | Short | 2,623 | 14.4040 ZAR | |||||
| Ordinary NPV | CFD | Short | 36,476 | 14.2362 ZAR | |||||
| Ordinary NPV | CFD | Short | 99,152 | 13.9317 ZAR | |||||
| Ordinary NPV | CFD | Short | 290,278 | 13.9384 ZAR | |||||
| Ordinary NPV | CFD | Short | 362,968 | 14.1448 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,472,000 | 13.9513 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES/NO |
| Date of disclosure: | |
| Contact name: | |
| Telephone number: |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190415005437/en/
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