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REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LIMITED

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Form 8.3 - SIBANYE GOLD LIMITED

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LTD
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 25 April 2019
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
    LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,203,568 0.05% 3,924,079 0.16%
           
(2) Cash-settled derivatives:
13,248,319 0.56% 1,968,600 0.08%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 14,451,887 0.61% 5,892,679 0.25%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,000,000 1.30% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 5,000,000 1.30% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 400 3.9875 USD
ADR Purchase 700 3.9878 USD
ADR Purchase 1,221 3.9500 USD
ADR Purchase 2,600 3.9850 USD
ADR Purchase 6,300 3.9523 USD
ADR Purchase 8,900 3.9900 USD
ADR Purchase 9,700 3.9598 USD
ADR Purchase 17,500 3.9562 USD
ADR Purchase 41,600 3.9769 USD
ADR Purchase 50,000 3.9729 USD
ADR Purchase 66,401 3.9620 USD
ADR Purchase 110,994 3.9899 USD
ADR Purchase 113,912 3.9700 USD
ADR Sale 130 3.9730 USD
ADR Sale 160 3.9800 USD
ADR Sale 200 3.9850 USD
ADR Sale 600 3.9541 USD
ADR Sale 810 3.9656 USD
ADR Sale 821 3.9500 USD
ADR Sale 848 3.9526 USD
ADR Sale 1,000 4.0100 USD
ADR Sale 1,400 3.9942 USD
ADR Sale 1,500 3.9496 USD
ADR Sale 2,500 3.9614 USD
ADR Sale 3,000 3.9803 USD
ADR Sale 3,481 3.9571 USD
ADR Sale 4,300 3.9506 USD
ADR Sale 4,371 3.9732 USD
ADR Sale 5,000 3.9702 USD
ADR Sale 5,200 3.9588 USD
ADR Sale 7,794 3.9971 USD
ADR Sale 8,448 3.9495 USD
ADR Sale 11,956 3.9750 USD
ADR Sale 13,200 3.9581 USD
ADR Sale 26,053 3.9696 USD
ADR Sale 28,100 3.9560 USD
ADR Sale 41,600 3.9769 USD
ADR Sale 50,000 3.9729 USD
ADR Sale 56,956 3.9700 USD
ADR Sale 100,800 3.9891 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary NPV CFD Long 3,297 14.5059 ZAR
Ordinary NPV CFD Long 7,583 14.5925 ZAR
Ordinary NPV CFD Long 19,389 14.4628 ZAR
Ordinary NPV CFD Long 40,811 14.5159 ZAR
Ordinary NPV CFD Long 70,897 14.4361 ZAR
Ordinary NPV CFD Long 79,537 14.3054 ZAR
Ordinary NPV SWAP Expires 27/10/2020 Long 179,600 14.3485 ZAR
Ordinary NPV CFD Long 194,736 14.3121 ZAR
Ordinary NPV CFD Short 30,273 14.4276 ZAR
Ordinary NPV CFD Short 39,689 14.3927 ZAR
Ordinary NPV CFD Short 68,017 14.3961 ZAR
Ordinary NPV SWAP Expires 02/08/2019 Short 179,600 14.3485 ZAR
Ordinary NPV CFD Short 188,813 14.2977 ZAR
Ordinary NPV CFD Short 502,689 14.3273 ZAR
Ordinary NPV SWAP Expires 29/10/2020 Long 46,800 3.9594 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 26 Apr 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

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