REG-BARCLAYS PLC FORM 8.3 - SIBANYE GOLD LIMITED
. FORM 8.3 - SIBANYE GOLD LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 01 May 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,484,412 | 0.06% | 4,051,351 | 0.17% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 14,630,627 | 0.61% | 1,968,600 | 0.08% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 16,115,039 | 0.68% | 6,019,951 | 0.25% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 13 | 3.6450 USD | ||||
| ADR | Purchase | 300 | 3.6200 USD | ||||
| ADR | Purchase | 300 | 3.6000 USD | ||||
| ADR | Purchase | 400 | 3.7750 USD | ||||
| ADR | Purchase | 600 | 3.6416 USD | ||||
| ADR | Purchase | 871 | 3.7100 USD | ||||
| ADR | Purchase | 1,100 | 3.6781 USD | ||||
| ADR | Purchase | 1,100 | 3.5990 USD | ||||
| ADR | Purchase | 1,100 | 3.5950 USD | ||||
| ADR | Purchase | 1,400 | 3.7425 USD | ||||
| ADR | Purchase | 1,500 | 3.7663 USD | ||||
| ADR | Purchase | 1,600 | 3.6746 USD | ||||
| ADR | Purchase | 1,700 | 3.7267 USD | ||||
| ADR | Purchase | 2,300 | 3.6606 USD | ||||
| ADR | Purchase | 2,500 | 3.7376 USD | ||||
| ADR | Purchase | 2,500 | 3.6800 USD | ||||
| ADR | Purchase | 2,700 | 3.6748 USD | ||||
| ADR | Purchase | 3,100 | 3.7470 USD | ||||
| ADR | Purchase | 3,300 | 3.5974 USD | ||||
| ADR | Purchase | 3,597 | 3.7521 USD | ||||
| ADR | Purchase | 3,877 | 3.6681 USD | ||||
| ADR | Purchase | 3,882 | 3.7152 USD | ||||
| ADR | Purchase | 4,000 | 3.7265 USD | ||||
| ADR | Purchase | 4,661 | 3.6659 USD | ||||
| ADR | Purchase | 4,753 | 3.8125 USD | ||||
| ADR | Purchase | 5,901 | 3.6458 USD | ||||
| ADR | Purchase | 8,700 | 3.7852 USD | ||||
| ADR | Purchase | 11,164 | 3.6270 USD | ||||
| ADR | Purchase | 13,515 | 3.6478 USD | ||||
| ADR | Purchase | 14,700 | 3.6532 USD | ||||
| ADR | Purchase | 16,702 | 3.6637 USD | ||||
| ADR | Purchase | 23,700 | 3.6640 USD | ||||
| ADR | Purchase | 50,000 | 3.6100 USD | ||||
| ADR | Purchase | 51,700 | 3.6463 USD | ||||
| ADR | Purchase | 60,200 | 3.6513 USD | ||||
| ADR | Purchase | 60,258 | 3.7315 USD | ||||
| ADR | Purchase | 74,658 | 3.7061 USD | ||||
| ADR | Purchase | 100,857 | 3.6401 USD | ||||
| ADR | Purchase | 127,044 | 3.6023 USD | ||||
| ADR | Sale | 200 | 3.7100 USD | ||||
| ADR | Sale | 200 | 3.7600 USD | ||||
| ADR | Sale | 200 | 3.7500 USD | ||||
| ADR | Sale | 200 | 3.7150 USD | ||||
| ADR | Sale | 200 | 3.6150 USD | ||||
| ADR | Sale | 285 | 3.7558 USD | ||||
| ADR | Sale | 287 | 3.6657 USD | ||||
| ADR | Sale | 400 | 3.7625 USD | ||||
| ADR | Sale | 400 | 3.7650 USD | ||||
| ADR | Sale | 500 | 3.6190 USD | ||||
| ADR | Sale | 600 | 3.7158 USD | ||||
| ADR | Sale | 700 | 3.7192 USD | ||||
| ADR | Sale | 705 | 3.7178 USD | ||||
| ADR | Sale | 1,100 | 3.7545 USD | ||||
| ADR | Sale | 1,105 | 3.6914 USD | ||||
| ADR | Sale | 1,300 | 3.6069 USD | ||||
| ADR | Sale | 1,700 | 3.7658 USD | ||||
| ADR | Sale | 2,112 | 3.6000 USD | ||||
| ADR | Sale | 2,300 | 3.6606 USD | ||||
| ADR | Sale | 2,600 | 3.7403 USD | ||||
| ADR | Sale | 3,221 | 3.6003 USD | ||||
| ADR | Sale | 3,882 | 3.7152 USD | ||||
| ADR | Sale | 4,400 | 3.6752 USD | ||||
| ADR | Sale | 4,753 | 3.8125 USD | ||||
| ADR | Sale | 5,091 | 3.6900 USD | ||||
| ADR | Sale | 5,800 | 3.6668 USD | ||||
| ADR | Sale | 6,577 | 3.7400 USD | ||||
| ADR | Sale | 7,600 | 3.6856 USD | ||||
| ADR | Sale | 8,544 | 3.6015 USD | ||||
| ADR | Sale | 10,290 | 3.7116 USD | ||||
| ADR | Sale | 11,164 | 3.6270 USD | ||||
| ADR | Sale | 13,026 | 3.6013 USD | ||||
| ADR | Sale | 14,386 | 3.6516 USD | ||||
| ADR | Sale | 14,700 | 3.6597 USD | ||||
| ADR | Sale | 15,500 | 3.6042 USD | ||||
| ADR | Sale | 16,100 | 3.6186 USD | ||||
| ADR | Sale | 17,714 | 3.6226 USD | ||||
| ADR | Sale | 19,100 | 3.6717 USD | ||||
| ADR | Sale | 21,100 | 3.6024 USD | ||||
| ADR | Sale | 21,600 | 3.6556 USD | ||||
| ADR | Sale | 26,785 | 3.7827 USD | ||||
| ADR | Sale | 28,258 | 3.6824 USD | ||||
| ADR | Sale | 32,300 | 3.6349 USD | ||||
| ADR | Sale | 37,900 | 3.6589 USD | ||||
| ADR | Sale | 51,479 | 3.6100 USD | ||||
| ADR | Sale | 60,258 | 3.7315 USD | ||||
| ADR | Sale | 60,274 | 3.6019 USD | ||||
| ADR | Sale | 100,857 | 3.6401 USD |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 2 May 2019 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190502005420/en/
BARCLAYS PLC
Recent news on Barclays
See all newsREG - Stock Exch Notice - Admission to Trading - 19/06/2025
AnnouncementREG - Official List - Official List Notice
AnnouncementREG - Barclays PLC - Transaction in Own Shares
AnnouncementREG - Barclays PLC Alpha Group Intl PLC - Form 8.3 ALPHA GROUP INTERNATIONAL PLC
AnnouncementREG - Barclays PLC Aviva PLC - Form 8.3 AVIVA PLC
Announcement