REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LTD
. Form 8.3 - SIBANYE GOLD LTD
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 April 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,465,960 | 0.06% | 3,133,291 | 0.13% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,183,080 | 0.47% | 1,070,600 | 0.05% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 12,649,040 | 0.53% | 4,203,891 | 0.18% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 3.9300 USD | ||||
| ADR | Purchase | 100 | 3.9000 USD | ||||
| ADR | Purchase | 100 | 3.9100 USD | ||||
| ADR | Purchase | 190 | 3.7700 USD | ||||
| ADR | Purchase | 219 | 3.8808 USD | ||||
| ADR | Purchase | 398 | 3.8899 USD | ||||
| ADR | Purchase | 400 | 3.8875 USD | ||||
| ADR | Purchase | 700 | 3.9014 USD | ||||
| ADR | Purchase | 750 | 3.8720 USD | ||||
| ADR | Purchase | 1,251 | 3.8812 USD | ||||
| ADR | Purchase | 1,500 | 3.8840 USD | ||||
| ADR | Purchase | 1,500 | 3.8603 USD | ||||
| ADR | Purchase | 1,500 | 3.8700 USD | ||||
| ADR | Purchase | 1,681 | 3.8790 USD | ||||
| ADR | Purchase | 2,381 | 3.8682 USD | ||||
| ADR | Purchase | 2,700 | 3.8633 USD | ||||
| ADR | Purchase | 2,723 | 3.8653 USD | ||||
| ADR | Purchase | 3,100 | 3.8659 USD | ||||
| ADR | Purchase | 3,444 | 3.8676 USD | ||||
| ADR | Purchase | 3,700 | 3.8622 USD | ||||
| ADR | Purchase | 4,200 | 3.8861 USD | ||||
| ADR | Purchase | 5,900 | 3.8295 USD | ||||
| ADR | Purchase | 5,981 | 3.8556 USD | ||||
| ADR | Purchase | 6,100 | 3.8453 USD | ||||
| ADR | Purchase | 6,399 | 3.8500 USD | ||||
| ADR | Purchase | 8,620 | 3.8400 USD | ||||
| ADR | Purchase | 8,700 | 3.8898 USD | ||||
| ADR | Purchase | 9,491 | 3.8786 USD | ||||
| ADR | Purchase | 10,038 | 3.8647 USD | ||||
| ADR | Purchase | 10,137 | 3.8779 USD | ||||
| ADR | Purchase | 12,600 | 3.8752 USD | ||||
| ADR | Purchase | 15,056 | 3.8666 USD | ||||
| ADR | Purchase | 17,295 | 3.9057 USD | ||||
| ADR | Purchase | 20,084 | 3.7972 USD | ||||
| ADR | Purchase | 21,212 | 3.8616 USD | ||||
| ADR | Purchase | 21,400 | 3.7810 USD | ||||
| ADR | Purchase | 23,800 | 3.8866 USD | ||||
| ADR | Purchase | 24,550 | 3.8766 USD | ||||
| ADR | Purchase | 28,126 | 3.8920 USD | ||||
| ADR | Purchase | 37,070 | 3.8855 USD | ||||
| ADR | Purchase | 38,900 | 3.8798 USD | ||||
| ADR | Purchase | 42,115 | 3.8859 USD | ||||
| ADR | Purchase | 43,100 | 3.8900 USD | ||||
| ADR | Purchase | 50,670 | 3.8947 USD | ||||
| ADR | Purchase | 57,570 | 3.8767 USD | ||||
| ADR | Purchase | 61,088 | 3.8800 USD | ||||
| ADR | Purchase | 61,200 | 3.8708 USD | ||||
| ADR | Purchase | 67,300 | 3.8880 USD | ||||
| ADR | Purchase | 95,000 | 3.9200 USD | ||||
| ADR | Purchase | 100,000 | 3.7795 USD | ||||
| ADR | Purchase | 111,200 | 3.8969 USD | ||||
| ADR | Purchase | 203,472 | 3.8949 USD | ||||
| ADR | Purchase | 228,502 | 3.9004 USD | ||||
| ADR | Purchase | 364,600 | 3.8610 USD | ||||
| ADR | Sale | 183 | 3.7841 USD | ||||
| ADR | Sale | 200 | 3.8550 USD | ||||
| ADR | Sale | 200 | 3.8000 USD | ||||
| ADR | Sale | 500 | 3.8880 USD | ||||
| ADR | Sale | 600 | 3.8150 USD | ||||
| ADR | Sale | 700 | 3.8600 USD | ||||
| ADR | Sale | 1,200 | 3.8100 USD | ||||
| ADR | Sale | 1,434 | 3.7888 USD | ||||
| ADR | Sale | 2,400 | 3.8614 USD | ||||
| ADR | Sale | 2,755 | 3.8421 USD | ||||
| ADR | Sale | 3,000 | 3.8700 USD | ||||
| ADR | Sale | 3,700 | 3.9045 USD | ||||
| ADR | Sale | 4,208 | 3.8975 USD | ||||
| ADR | Sale | 4,357 | 3.8500 USD | ||||
| ADR | Sale | 6,199 | 3.8450 USD | ||||
| ADR | Sale | 6,900 | 3.8760 USD | ||||
| ADR | Sale | 8,220 | 3.8400 USD | ||||
| ADR | Sale | 12,601 | 3.9000 USD | ||||
| ADR | Sale | 14,400 | 3.8626 USD | ||||
| ADR | Sale | 15,610 | 3.8842 USD | ||||
| ADR | Sale | 17,100 | 3.8913 USD | ||||
| ADR | Sale | 17,200 | 3.8697 USD | ||||
| ADR | Sale | 17,850 | 3.7973 USD | ||||
| ADR | Sale | 21,400 | 3.7810 USD | ||||
| ADR | Sale | 26,300 | 3.8833 USD | ||||
| ADR | Sale | 30,600 | 3.8810 USD | ||||
| ADR | Sale | 42,500 | 3.8800 USD | ||||
| ADR | Sale | 42,500 | 3.8900 USD | ||||
| ADR | Sale | 43,770 | 3.8946 USD | ||||
| ADR | Sale | 61,600 | 3.8706 USD | ||||
| ADR | Sale | 95,400 | 3.9200 USD | ||||
| ADR | Sale | 100,000 | 3.7795 USD | ||||
| ADR | Sale | 100,000 | 3.8200 USD | ||||
| ADR | Sale | 195,310 | 3.8004 USD | ||||
| ADR | Sale | 208,792 | 3.9017 USD | ||||
| ADR | Sale | 269,290 | 3.8747 USD | ||||
| ADR | Sale | 400,000 | 3.8771 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 269 | 13.5462 ZAR | |||||
| Ordinary NPV | CFD | Long | 10,000 | 13.6345 ZAR | |||||
| Ordinary NPV | CFD | Long | 15,582 | 13.5182 ZAR | |||||
| Ordinary NPV | CFD | Long | 23,185 | 13.6238 ZAR | |||||
| Ordinary NPV | CFD | Long | 32,959 | 13.7338 ZAR | |||||
| Ordinary NPV | CFD | Long | 68,646 | 13.5073 ZAR | |||||
| Ordinary NPV | CFD | Long | 196,186 | 13.3626 ZAR | |||||
| Ordinary NPV | CFD | Short | 114 | 13.5137 ZAR | |||||
| Ordinary NPV | CFD | Short | 10,000 | 13.4953 ZAR | |||||
| Ordinary NPV | CFD | Short | 13,396 | 13.6745 ZAR | |||||
| Ordinary NPV | CFD | Short | 138,955 | 13.3311 ZAR | |||||
| Ordinary NPV | CFD | Short | 661,743 | 13.5822 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,277,342 | 13.6129 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 18 Apr 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190417006077/en/
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