REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LTD
. Form 8.3 - SIBANYE GOLD LTD
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 April 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,243,432 | 0.05% | 3,903,581 | 0.16% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 13,780,770 | 0.58% | 1,429,800 | 0.06% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 15,024,202 | 0.63% | 5,333,381 | 0.22% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 200 | 3.9600 USD | ||||
| ADR | Purchase | 800 | 3.9587 USD | ||||
| ADR | Purchase | 800 | 4.0262 USD | ||||
| ADR | Purchase | 1,300 | 4.0100 USD | ||||
| ADR | Purchase | 1,375 | 4.0200 USD | ||||
| ADR | Purchase | 2,364 | 3.9903 USD | ||||
| ADR | Purchase | 4,500 | 4.0108 USD | ||||
| ADR | Purchase | 6,400 | 4.0021 USD | ||||
| ADR | Purchase | 13,429 | 3.9851 USD | ||||
| ADR | Purchase | 14,900 | 4.0015 USD | ||||
| ADR | Purchase | 23,300 | 3.9968 USD | ||||
| ADR | Purchase | 74,382 | 4.0199 USD | ||||
| ADR | Purchase | 83,143 | 3.9958 USD | ||||
| ADR | Purchase | 101,012 | 4.0058 USD | ||||
| ADR | Sale | 300 | 3.9983 USD | ||||
| ADR | Sale | 484 | 4.0127 USD | ||||
| ADR | Sale | 500 | 4.0080 USD | ||||
| ADR | Sale | 1,000 | 4.0020 USD | ||||
| ADR | Sale | 1,100 | 3.9900 USD | ||||
| ADR | Sale | 3,300 | 4.0076 USD | ||||
| ADR | Sale | 3,420 | 3.9892 USD | ||||
| ADR | Sale | 3,900 | 3.9624 USD | ||||
| ADR | Sale | 4,100 | 4.0200 USD | ||||
| ADR | Sale | 4,800 | 3.9858 USD | ||||
| ADR | Sale | 5,000 | 3.9945 USD | ||||
| ADR | Sale | 5,204 | 4.0032 USD | ||||
| ADR | Sale | 5,312 | 3.9600 USD | ||||
| ADR | Sale | 6,404 | 4.0167 USD | ||||
| ADR | Sale | 6,600 | 4.0009 USD | ||||
| ADR | Sale | 12,700 | 3.9972 USD | ||||
| ADR | Sale | 18,400 | 4.0038 USD | ||||
| ADR | Sale | 20,000 | 3.9950 USD | ||||
| ADR | Sale | 24,235 | 4.0081 USD | ||||
| ADR | Sale | 34,200 | 3.9918 USD | ||||
| ADR | Sale | 66,053 | 4.0202 USD | ||||
| ADR | Sale | 100,893 | 4.0059 USD | ||||
| Convertible Bond | Purchase | 1,000,000 | 91.7000 USD | ||||
| Convertible Bond | Purchase | 1,000,000 | 92.1250 USD | ||||
| Convertible Bond | Purchase | 5,000,000 | 91.7500 USD | ||||
| Convertible Bond | Sale | 2,000,000 | 92.2500 USD | ||||
| Convertible Bond | Sale | 5,000,000 | 92.3900 USD | ||||
| Ordinary NPV | Purchase | 2,208,400 | 14.3155 ZAR | ||||
| Ordinary NPV | Sale | 1,919,500 | 14.2299 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 30,936 | 14.3242 ZAR | |||||
| Ordinary NPV | CFD | Long | 70,701 | 14.2757 ZAR | |||||
| Ordinary NPV | SWAP Expires 23/10/2020 | Long | 179,600 | 14.2205 ZAR | |||||
| Ordinary NPV | CFD | Long | 441,866 | 14.2590 ZAR | |||||
| Ordinary NPV | CFD | Short | 44,886 | 14.2013 ZAR | |||||
| Ordinary NPV | CFD | Short | 178,171 | 14.2762 ZAR | |||||
| Ordinary NPV | SWAP Expires 02/08/2019 | Short | 179,600 | 14.2205 ZAR | |||||
| Ordinary NPV | CFD | Short | 225,158 | 14.2702 ZAR | |||||
| Ordinary NPV | CFD | Short | 314,105 | 14.3005 ZAR | |||||
| Ordinary NPV | SWAP Expires 26/10/2020 | Long | 46,800 | 3.9936 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 24 Apr 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190424005569/en/
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