REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LTD
. Form 8.3 - SIBANYE GOLD LTD
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: |
Barclays PLC. |
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(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
SIBANYE GOLD LTD |
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| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
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(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
6 June 2019 |
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(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,810,340 | 0.08% | 3,923,972 | 0.16% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,101,976 | 0.47% | 2,403,500 | 0.10% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 12,912,316 | 0.54% | 6,327,472 | 0.27% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,800,000 | 1.25% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,800,000 | 1.25% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 400 | 4.0500 USD | ||||
| ADR | Purchase | 800 | 4.0412 USD | ||||
| ADR | Purchase | 1,300 | 4.0482 USD | ||||
| ADR | Purchase | 2,900 | 3.9300 USD | ||||
| ADR | Purchase | 5,000 | 4.0388 USD | ||||
| ADR | Purchase | 6,200 | 4.0216 USD | ||||
| ADR | Purchase | 6,299 | 4.0200 USD | ||||
| ADR | Purchase | 14,300 | 4.0080 USD | ||||
| ADR | Purchase | 17,389 | 4.0124 USD | ||||
| ADR | Purchase | 19,800 | 4.0033 USD | ||||
| ADR | Purchase | 23,400 | 3.9261 USD | ||||
| ADR | Purchase | 32,800 | 4.0036 USD | ||||
| ADR | Purchase | 35,000 | 4.0300 USD | ||||
| ADR | Purchase | 36,082 | 3.9783 USD | ||||
| ADR | Purchase | 54,864 | 4.0120 USD | ||||
| ADR | Purchase | 62,879 | 3.9496 USD | ||||
| ADR | Sale | 100 | 4.0450 USD | ||||
| ADR | Sale | 100 | 4.0425 USD | ||||
| ADR | Sale | 600 | 4.0316 USD | ||||
| ADR | Sale | 1,200 | 4.0487 USD | ||||
| ADR | Sale | 1,242 | 4.0200 USD | ||||
| ADR | Sale | 2,600 | 3.9507 USD | ||||
| ADR | Sale | 4,289 | 4.0280 USD | ||||
| ADR | Sale | 5,300 | 4.0213 USD | ||||
| ADR | Sale | 5,526 | 3.9505 USD | ||||
| ADR | Sale | 6,200 | 4.0216 USD | ||||
| ADR | Sale | 7,491 | 4.0237 USD | ||||
| ADR | Sale | 11,600 | 4.0041 USD | ||||
| ADR | Sale | 12,500 | 4.0114 USD | ||||
| ADR | Sale | 16,700 | 4.0143 USD | ||||
| ADR | Sale | 20,300 | 3.9988 USD | ||||
| ADR | Sale | 22,287 | 4.0250 USD | ||||
| ADR | Sale | 22,300 | 4.0006 USD | ||||
| ADR | Sale | 27,956 | 3.9863 USD | ||||
| ADR | Sale | 35,800 | 4.0300 USD | ||||
| ADR | Sale | 61,143 | 4.0128 USD | ||||
| ADR | Sale | 89,179 | 3.9428 USD | ||||
| Ordinary NPV | Purchase | 400,000 | 14.6600 ZAR | ||||
| Ordinary NPV | Sale | 400,000 | 14.6600 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 3,032 | 14.8778 ZAR | |||||
| Ordinary NPV | CFD | Long | 13,822 | 14.5900 ZAR | |||||
| Ordinary NPV | CFD | Long | 33,546 | 14.9520 ZAR | |||||
| Ordinary NPV | CFD | Long | 101,087 | 14.8198 ZAR | |||||
| Ordinary NPV | CFD | Long | 126,220 | 14.7291 ZAR | |||||
| Ordinary NPV | CFD | Long | 261,243 | 14.8023 ZAR | |||||
| Ordinary NPV | CFD | Long | 397,449 | 14.6830 ZAR | |||||
| Ordinary NPV | CFD | Long | 400,000 | 14.6585 ZAR | |||||
| Ordinary NPV | CFD | Short | 7,940 | 14.7158 ZAR | |||||
| Ordinary NPV | CFD | Short | 13,822 | 14.5900 ZAR | |||||
| Ordinary NPV | CFD | Short | 24,822 | 14.8606 ZAR | |||||
| Ordinary NPV | CFD | Short | 210,972 | 14.7150 ZAR | |||||
| Ordinary NPV | CFD | Short | 464,106 | 14.6440 ZAR | |||||
| Ordinary NPV | CFD | Short | 594,989 | 14.7057 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
NO |
| Date of disclosure: |
7 Jun 2019 |
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| Contact name: |
Large Holdings Regulatory Operations |
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| Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190607005224/en/
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