REG-BARCLAYS PLC Form 8.3 - SIGNATURE AVIATION PLC
18/02/2021 13:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210218:nBw3msFF6a&default-theme=true
Form 8.3 - SIGNATURE AVIATION PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form SIGNATURE AVIATION PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 17 FEB 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,302,508 1.12% 853,649 0.10%
(2) Cash-settled derivatives:
628,765 0.08% 8,551,032 1.03%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 9,931,273 1.20% 9,404,681 1.13%
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled:
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
37p ordinary Purchase 103 4.0290 GBP
37p ordinary Purchase 293 4.0163 GBP
37p ordinary Purchase 640 4.0190 GBP
37p ordinary Purchase 4,499 4.0300 GBP
37p ordinary Purchase 9,002 4.0245 GBP
37p ordinary Purchase 18,297 4.0320 GBP
37p ordinary Purchase 26,707 4.0263 GBP
37p ordinary Purchase 36,962 4.0254 GBP
37p ordinary Purchase 40,961 4.0231 GBP
37p ordinary Purchase 46,503 4.0200 GBP
37p ordinary Purchase 61,353 4.0235 GBP
37p ordinary Purchase 341,811 4.0247 GBP
37p ordinary Sale 137 4.0160 GBP
37p ordinary Sale 164 4.0250 GBP
37p ordinary Sale 171 4.0210 GBP
37p ordinary Sale 400 4.0240 GBP
37p ordinary Sale 587 4.0520 GBP
37p ordinary Sale 640 4.0190 GBP
37p ordinary Sale 674 4.0730 GBP
37p ordinary Sale 694 4.0490 GBP
37p ordinary Sale 1,298 4.0342 GBP
37p ordinary Sale 1,367 4.0194 GBP
37p ordinary Sale 1,930 4.0319 GBP
37p ordinary Sale 4,499 4.0300 GBP
37p ordinary Sale 4,503 4.0200 GBP
37p ordinary Sale 5,170 4.0407 GBP
37p ordinary Sale 6,935 4.0215 GBP
37p ordinary Sale 7,638 4.0313 GBP
37p ordinary Sale 14,204 4.0320 GBP
37p ordinary Sale 17,787 4.0322 GBP
37p ordinary Sale 129,287 4.0358 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
37p ordinary SWAP Long 164 4.0250 GBP
37p ordinary SWAP Long 2,134 4.0320 GBP
37p ordinary SWAP Long 2,414 4.0294 GBP
37p ordinary CFD Long 10,559 4.0181 GBP
37p ordinary CFD Long 19,386 4.0361 GBP
37p ordinary SWAP Long 23,902 4.0362 GBP
37p ordinary SWAP Long 44,146 4.0364 GBP
37p ordinary SWAP Long 45,400 4.0385 GBP
37p ordinary SWAP Short 508 4.0322 GBP
37p ordinary SWAP Short 3,398 4.0209 GBP
37p ordinary SWAP Short 144,310 4.0284 GBP
37p ordinary CFD Short 369,328 4.0234 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 FEB 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210218005601/en/
(https://www.businesswire.com/news/home/20210218005601/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC JTC PLC - Form 8.3 JTC PLC
AnnouncementREG - Tinicum Incorporated Tinicum Incorporated Blackstone Senior PLC - Recommended cash acquisition of Senior plc
AnnouncementREG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC Replacement
AnnouncementREG - Barclays PLC Beazley PLC - Form 8.5 EPT/Non RI BEAZLEY PLC
AnnouncementREG - Barclays PLC Senior PLC - Form 8.5 EPT/Non RI SENIOR PLC
Announcement