REG-BARCLAYS PLC Form 8.3 - STAGECOACH GROUP PLC - Amendment
04/11/2021 16:35
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Form 8.3 - STAGECOACH GROUP PLC - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose STAGECOACH GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NATIONAL EXPRESS GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 125/228p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,717,129 0.31% 781,066 0.14%
(2) Cash-settled derivatives:
688,953 0.13% 1,444,212 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,406,082 0.44% 2,225,278 0.40%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
125/228p ordinary Purchase 400 0.8075 GBP
125/228p ordinary Purchase 2,013 0.8017 GBP
125/228p ordinary Purchase 2,303 0.8037 GBP
125/228p ordinary Purchase 2,625 0.8072 GBP
125/228p ordinary Purchase 3,000 0.8300 GBP
125/228p ordinary Purchase 3,739 0.8009 GBP
125/228p ordinary Purchase 3,827 0.8005 GBP
125/228p ordinary Purchase 5,521 0.8060 GBP
125/228p ordinary Purchase 5,705 0.7978 GBP
125/228p ordinary Purchase 8,385 0.8021 GBP
125/228p ordinary Purchase 19,352 0.8305 GBP
125/228p ordinary Purchase 20,661 0.8003 GBP
125/228p ordinary Purchase 29,190 0.8000 GBP
125/228p ordinary Purchase 82,071 0.8016 GBP
125/228p ordinary Purchase 84,550 0.8007 GBP
125/228p ordinary Sale 137 0.8011 GBP
125/228p ordinary Sale 2,625 0.8072 GBP
125/228p ordinary Sale 3,000 0.8300 GBP
125/228p ordinary Sale 3,647 0.7998 GBP
125/228p ordinary Sale 3,844 0.8061 GBP
125/228p ordinary Sale 4,281 0.8175 GBP
125/228p ordinary Sale 5,216 0.8034 GBP
125/228p ordinary Sale 6,147 0.8087 GBP
125/228p ordinary Sale 7,420 0.8027 GBP
125/228p ordinary Sale 7,561 0.8035 GBP
125/228p ordinary Sale 8,100 0.8021 GBP
125/228p ordinary Sale 10,071 0.8053 GBP
125/228p ordinary Sale 20,135 0.8305 GBP
125/228p ordinary Sale 62,767 0.8014 GBP
125/228p ordinary Sale 99,146 0.8009 GBP
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant Purchase/sale Number of Price per unit
security securities
125/228p ordinary Purchase 8,540 0.8305 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
125/228p ordinary SWAP Long 216 0.8154 GBP
125/228p ordinary SWAP Long 632 0.8049 GBP
125/228p ordinary SWAP Long 1,303 0.8029 GBP
125/228p ordinary SWAP Long 3,528 0.8060 GBP
125/228p ordinary SWAP Long 4,844 0.8102 GBP
125/228p ordinary SWAP Long 9,855 0.8051 GBP
125/228p ordinary CFD Long 12,461 0.8034 GBP
125/228p ordinary CFD Long 20,135 0.8305 GBP
125/228p ordinary SWAP Short 400 0.8075 GBP
125/228p ordinary SWAP Short 1,247 0.8017 GBP
125/228p ordinary SWAP Short 2,233 0.7992 GBP
125/228p ordinary SWAP Short 2,580 0.7999 GBP
125/228p ordinary SWAP Short 3,472 0.7969 GBP
125/228p ordinary SWAP Short 4,222 0.8004 GBP
125/228p ordinary CFD Short 8,540 0.8305 GBP
125/228p ordinary CFD Short 9,676 83.0500 GBP
125/228p ordinary CFD Short 24,968 0.8000 GBP
NB: The below transactions which were previously disclosed have been cancelled
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
125/228p ordinary CFD Short 8,540 83.0500 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 4 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52522503&newsitemid=20211104006034&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=366a395504530de8b9b47ce587db9606)
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