REG-BARCLAYS PLC Form 8.3 - Stagecoach Group plc - Amendment
13/01/2022 17:05
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Form 8.3 - Stagecoach Group plc - Amendment
FORM 8.3 - Amendment to Purchase and Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose STAGECOACH GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NATIONAL EXPRESS GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 125/228p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,118,387 1.11% 698,393 0.13%
(2) Cash-settled derivatives:
669,689 0.12% 5,412,627 0.98%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,788,076 1.23% 6,111,020 1.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
125/228p ordinary Purchase 406 0.9090 GBP
125/228p ordinary Purchase 543 0.9010 GBP
125/228p ordinary Purchase 1,001 0.9105 GBP
125/228p ordinary Purchase 1,046 0.9070 GBP
125/228p ordinary Purchase 1,146 0.9120 GBP
125/228p ordinary Purchase 1,836 0.9025 GBP
125/228p ordinary Purchase 2,157 0.9051 GBP
125/228p ordinary Purchase 4,717 0.9076 GBP
125/228p ordinary Purchase 5,291 0.9058 GBP
125/228p ordinary Purchase 12,680 0.9082 GBP
125/228p ordinary Purchase 13,860 0.9066 GBP
125/228p ordinary Purchase 17,423 0.9063 GBP
125/228p ordinary Purchase 131,103 0.9050 GBP
125/228p ordinary Purchase 149,171 0.9052 GBP
125/228p ordinary Purchase 300,000 0.9035 GBP
125/228p ordinary Sale 1,021 0.9100 GBP
125/228p ordinary Sale 1,146 0.9120 GBP
125/228p ordinary Sale 1,595 0.9077 GBP
125/228p ordinary Sale 2,656 0.8945 GBP
125/228p ordinary Sale 3,199 0.9070 GBP
125/228p ordinary Sale 4,717 0.9076 GBP
125/228p ordinary Sale 4,782 0.9055 GBP
125/228p ordinary Sale 9,768 0.8900 GBP
125/228p ordinary Sale 12,469 0.9052 GBP
125/228p ordinary Sale 49,958 0.9050 GBP
125/228p ordinary Sale 293,211 0.9034 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
125/228p ordinary SWAP Long 649 0.9069 GBP
125/228p ordinary CFD Long 654 0.8993 GBP
125/228p ordinary CFD Long 4,717 0.9076 GBP
125/228p ordinary CFD Long 9,768 0.8900 GBP
125/228p ordinary SWAP Long 43,938 0.9047 GBP
125/228p ordinary CFD Short 2,923 0.9101 GBP
125/228p ordinary CFD Short 3,653 0.8945 GBP
125/228p ordinary SWAP Short 4,507 0.9060 GBP
125/228p ordinary SWAP Short 20,815 0.9051 GBP
125/228p ordinary SWAP Short 49,825 0.9058 GBP
125/228p ordinary CFD Short 51,611 0.9054 GBP
125/228p ordinary SWAP Short 57,141 0.9052 GBP
125/228p ordinary SWAP Short 61,150 0.9064 GBP
125/228p ordinary SWAP Short 65,959 0.9050 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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